模块化生产网络下中国制造业升级研究

发布时间：2018-01-07 23:27

  本文关键词：模块化生产网络下中国制造业升级研究　出处：《上海社会科学院》2016年博士论文　论文类型：学位论文

  更多相关文章： 模块化生产网络 制造业升级 升级机理 机会窗口

【摘要】：二十世纪七八十年代,国际制造业领域正经历着一场深刻的结构性变革。以电子、通信、计算机等为代表的信息技术不断创新与飞速发展,促使模块化技术逐渐取代流水线技术成为新的主导技术。模块化设计的思想和生产方式被广泛应用于企业经营管理、产业组织结构等方面,从根本上动摇了传统层级制组织存在的技术基础。在西方发达国家的主要制造业中,产业组织的模块化和地区产业专业化成为未来一段时间内产业发展的新趋势。国际制造业领域开始兴起了一种新型产业组织模式——模块化生产网络,它的形成加速了国际制造业分工格局的变动与调整,同时带动了一大批新兴工业化国家和地区及发展中国家制造业的快速发展。发展中国家仅仅通过组装加工以及生产低知识密集度的模块就可以嵌入复杂产品的全球生产链条。然而,这并不意味着发展中国家只要融入模块化生产网络就必然实现本土制造业从附加值低、技术能力弱的低端环节向附加值高、技术能力强的高端环节的自动升级。众所周知,制造业是一个工业化国家重要的经济基础。2008年美国次贷危机所引发的全球经济危机,还进一步使许多发达国家(后工业化国家)重新认识了制造业对经济可持续发展的重要性,并制定了一系列“再工业化”的国家战略,旨在提高本国制造业的国际竞争力。2011年6月,美国政府推出了“先进制造业伙伴关系”计划,以期重新夺回全球制造业的领导地位;2013年4月,德国政府启动了“工业4.0”战略,巩固自身的制造业竞争力；2015年5月,中国国务院也对外颁布了《中国制造2025》,被誉为中国版的“工业4.0”,以推进中国制造业的变革和综合实力的提升。虽然现阶段中国制造业在生产规模和总量上位居世界第一,但是大而不强,面临着资源环境压力和劳动力成本快速上涨的不利条件。而中国政府提出了中国“制造强国”建设三个十年的“三步走”战略,核心是加快推进我国制造业转型升级,提质增效,实现从制造大国向制造强国的转变。因此,如何推进经济转型、促进制造业升级问题将成为我国政府和学者亟待解决的重大课题之一。现阶段,学术界对模块化生产网络对发展中国家制造业升级影响相关问题的研究结论与看法莫衷一是。模块化生产网络的形成是否会对发展中国家制造业升级产生影响?如果会产生影响,是促进还是阻碍升级?抑或是两者兼而有之?模块化生产网络背景下制造业升级的作用机理是什么?模块化生产网络下中国制造业的嵌入程度与升级现状如何?如何实证检验模块化生产网络下中国制造业升级的影响因素及作用程度?模块化生产网络下中国制造业可以采取哪些有效的升级路径?以上这些问题正是本文需要解答的核心问题。本文共分为七章,其结构安排如下：第一章为导论。简要介绍问题的提出、研究目的及现实意义,明确界定了模块化生产网络、制造业升级等核心概念,以及模块化生产网络下制造业升级的适用范围,最后提出了研究方法、内容安排和技术路线及可能存在的创新之处。第二章为模块化生产网络下制造业升级的文献综述。本章系统梳理了国内外有关模块化生产网络、发展中国家的制造业升级、模块化生产网络对发展中国家制造业升级影响的研究成果,进行简要评述,发现以往研究中的不足之处。第三章是模块化生产网络下发展中国家制造业升级的理论研究。本章首先构建了一个模块化生产网络下发展中国家制造业升级机理的一般性分析框架,解释模块化生产网络的四大基本构成要素如何转化为影响制造业升级的动力,然后重点从理论层面对分工深化机制、创新运行机制、市场竞争机制与社会资本运行机制四种制造业升级机制进行了全面系统地阐述。第四章是模块化生产网络下中国制造业升级的案例研究。本章先从总体上对模块化生产网络下中国制造业的升级现状进行研究,分别测度了2005-2013年度中国制造业在全球生产网络的嵌入程度、制造产业的模块化水平、网络嵌入程度与制造产业模块化水平两者之间的相关关系。接着,本章选取中国手机产业为典型模块化制造产业的代表,分析模块化生产网络下中国手机产业的升级现状。第五章是对模块化生产网络下中国制造业升级影响因素的实证研究。首先,提出模块化生产网络下制造业升级的影响因素模型,然后通过问卷设计,进行相关数据收集,建立结构方程模型实证检验模块化生产网络下分工深化程度、创新运行水平、市场竞争状态和社会资本积累对中国制造业升级的实际影响程度。最后,考虑到不同行业的模块化发展程度各不相同,本章还考察了受调研者所在企业的模块化水平对于制造业产业升级绩效的调节作用。第六章研究模块化生产网络下中国制造业的升级路径。在前述理论研究、案例研究与实证分析的基础上,本文从嵌入时机、嵌入角色和嵌入模式的角度为中国本土制造业提出有效的升级路径选择。第七章是总结与展望。本章总结全文的主要观点及研究结论,并从企业、产业和政府三个层而提出了相关建议与启示。最后指出本研究的不足之处及未来的研究方向。
[Abstract]:In twentieth Century 70s and 80s, the international manufacturing industry is undergoing a profound structural change. In electronics, communication, computer and information technology represented by continuous innovation and development, promote the modular technology gradually replace pipeline technique becomes the dominant technique. The idea of modular design and production has been widely used in enterprise management, industrial organization structure, fundamentally shaken the foundation of the traditional hierarchy organization technology. In the main manufacturing industry in western developed countries and regions, the modular production industry specialization has become a new trend of the future development of the industry in a period of time. The international field of manufacturing industry began to rise a new industrial organization mode: modular production network, the formation of accelerated change and adjustment of the international division of labor in the manufacturing industry. It also led to a large number of new The rapid development of the industrialized countries and regions and the manufacturing industry in developing countries. Developing countries can the global production chain embedded in complex products only through the assembly processing and production of low degree of knowledge intensive modules. However, this does not mean that as long as the developing countries into the modular production network will realize the local manufacturing industry from the low added value, low link technology ability is weak to the high added value, automatic upgrade to high-end part of technical ability. As everyone knows, the manufacturing industry is caused by.2008 is the economic foundation of an industrialized country subprime mortgage crisis of the global economic crisis, also make many developed countries (industrialized countries) to re recognize the importance of the manufacturing industry to sustainable economic development. And to develop a series of "re industrialization" of the national strategy to improve the international competitiveness of domestic manufacturing industry.2011 In June, the U.S. government has launched the "partnership" advanced manufacturing plan, in order to regain the leading position in the global manufacturing industry; in April 2013, the German government launched the "4 industry" strategy, strengthen the competitiveness of the manufacturing industry itself; in May 2015, the State Council promulgated the Chinese to Chinese < 2025> manufacturing, known as Chinese version of the "4 industry", in order to promote the Chinese manufacturing industry transformation and enhance the overall strength. Although at present Chinese manufacturing industry in the production scale and the total in the world, but the big but not strong, facing the adverse conditions and pressure on resources and the environment and the rapid rise in labor costs. China government put forward China "manufacturing power construction of three to ten years of" three step "strategy, the core is to accelerate the development of China's manufacturing industry transformation and upgrading, quality and efficiency, realize the transformation from a big manufacturing country to a powerful country. Therefore, how to To promote economic restructuring, promote the upgrading of the manufacturing industry will become one of the major issues of our government and scholars to be solved. At present, the academic circles to upgrade the impact view and conclusion issues related to the study of manufacturing industry in developing countries unable to agree on which is right of the modular production network. Whether the formation of modular production network will affect the manufacturing upgrading of developing countries? If the impact is, promote or hinder the upgrade? Or both? What is the mechanism of the modular production network under the background of the upgrading of the manufacturing industry? How to embed and upgrade the status of China modular manufacturing network under the influence of Chinese? Manufacturing test of the modular production network upgrading how empirical factors and their effects the degree of modular manufacturing? China network can take what kind of effective upgrade path? These questions are This core issue to answer. This paper is divided into seven chapters as follows: the first chapter is introduction. The brief introduction of the problem, research purpose and significance, define the modular production network, the core concept of manufacturing industry upgrade, upgrade the manufacturing industry and the scope of the modular production network. Finally, puts forward the research methods, contents and technical route and possible innovation. The second chapter is literature review and upgrade manufacturing modular production network. This chapter then reviews the modular production network, the upgrading of manufacturing industry in developing countries, research results of the modular production network manufacturing industry upgrading impact on developing countries the brief review, found deficiencies in previous studies. The third chapter is the research of modular production network manufacturing upgrading of developing countries theory in this chapter. We construct a general analysis framework of modular production network manufacturing upgrading of developing countries mechanism, explain how the modular production network of the four basic elements into power to upgrade the impact of the manufacturing industry, and then focus on the theoretical level of division deepening mechanism, innovation mechanism, market competition mechanism and social capital operation the mechanism of four kinds of manufacturing upgrading mechanism systematically in this paper. The fourth chapter is the case study of Chinese manufacturing modular production network upgrade. Research status of this chapter from the overall upgrading of manufacturing industry in the modular production network, which measures the China manufacturing 2005-2013 embedded in the world the modular production network, the level of manufacturing industry, the relationship between network embeddedness and industrial modularity level of both. Then, this chapter selected China mobile phone industry as the representative of the typical modular manufacturing industry, analysis of status quo of the mobile phone industry upgrade China modular production network. The fifth chapter is the empirical research on the influencing factors of the China manufacturing industry to upgrade the modular production network. First, put forward the modular production network system under the influence of manufacturing upgrading factor model, and then through the questionnaire design of data collection, the establishment of inspection of the modular production network structural equation model demonstration on the deepening division of labor, innovation operation level, market competition status and social capital accumulation on the actual impact of China manufacturing upgrading. Finally, considering the modular development degree of different industries is different, this chapter also discussed the module the level of respondents in the enterprise to regulate the performance upgrading of manufacturing industry. Chinese manufacturing chapter of the modular production network under Sixth Upgrade path. In the theoretical research, case studies and empirical analysis based on the embedding time, embedded role and embedded mode angle for Chinese local manufacturing paper upgrade path effectively. The seventh chapter is the summary and outlook. This chapter summarizes the main viewpoints and conclusions of the study, and from the enterprise. Industry and government three layer and put forward relevant suggestions and enlightenments. Finally points out the research direction of the shortcomings of this study and the future.

【学位授予单位】：上海社会科学院
【学位级别】：博士
【学位授予年份】：2016
【分类号】：F424
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本文编号：1394704