预重整制度研究

发布时间：2018-01-11 22:19

本文关键词：预重整制度研究　出处：《郑州大学》2017年硕士论文　论文类型：学位论文

【摘要】：在现代自由市场经济的大环境中,企业的优胜略汰是自然现象。为了使困境企业起死回生,实现利益最大化,免于企业破产,建立了以债务人继续存续为目标的法律机制,即以传统重整制度和法庭外债务重组制度为代表的二元拯救机制,但是这些机制也存在一定的局限性,阻碍了具有复杂多样性的困境企业的客观需求。而预重整制度的出现,为困境企业提供了替代选择方式,成为了一种新型的拯救机制,满足了现在建立多元化拯救企业的客观需求。预重整制度不仅结合传统重整制度和法庭外债务重组制度的优势,又避免了两种制度的弊端,逐步成为拯救困境企业的新型方式,也越来越受到各国法学学术和司法实务界的关注和研究。对比我国企业在破产重整过程中所面临的困难,有必要引进预重整制度,建立我国破产重整新制度,以解决我国困境企业的自救难题。围绕这个选题,该文的正文部分拟从以下四个方面进行论述:第一章,*ST贤成重整案件引发的对预重整法律制度的思考。首先介绍*ST贤成案件的案情,分析其陷入困境的原因。其次,由*ST贤成案件分析,归纳总结我国现行重整法律制度的现状及局限性。最后,通过前两节的分析,引入预重整制度,并对该制度在我国的现状进行阐述,分析该制度在我国司法实践中存在的问题,为后文展开对预重整制度的研究提供必要的实践基础。第二章,预重整制度的基础理论。首先,通过分析预重整制度所具有的法经济学、法社会学和法契约论三大理论基础,说明预重整制度的建立有一定的理论基础。其次,通过与破产和解制度、传统重整制度、法庭外重组制度三者的比较分析,说明预重整制度所具有的独特优势,突出预重整作为新型拯救困境企业的机制有其必要性。最后,透过客观分析预重整制度的局限性,为构建适合我国的预重整制度提供参考。第三章,预重整制度的比较分析。首先,通过对英美法系国家的预重整制度进行比较,特别是美国作为预重整制度最早的发源地,拥有较为完善的制度架构,具体分析美国模式下的预重整制度的基本结构和程序,为我国构建预重整制度的具体规则提供借鉴。然后,通过对大陆法系国家的预重整制度进行比较分析,例如日本再生法、泰国的“曼谷模式”等相关制度规定,都为我国预重整制度的程序设计提供参考。第四章,我国预重整制度的构想。第一,从立法角度出发,对我国预重整制度的构建进行了概括设计,提出了作者自己的观点。第二,从程序设计角度出发,对预重整制度在适用中进行了构想,提出了作者的想法。第三,针对制度中的特殊问题,提出了作者的建议。
[Abstract]:In the environment of modern free market economy, the survival of enterprises is a natural phenomenon. In order to bring the troubled enterprises back to life, to maximize the benefits and avoid the bankruptcy of enterprises. A legal mechanism aiming at the continued existence of the debtor is established, that is, the dual rescue mechanism represented by the traditional reorganization system and the extra-court debt restructuring system, but these mechanisms also have some limitations. It hinders the objective demand of the difficult enterprises with complex diversity, and the emergence of the pre-reorganization system provides alternative options for the troubled enterprises and becomes a new type of rescue mechanism. The pre-reorganization system not only combines the advantages of the traditional restructuring system and the out-of-court debt restructuring system, but also avoids the drawbacks of the two systems. Gradually become a new way to rescue troubled enterprises, but also more and more attracted the attention and research of the legal academic and judicial practice of various countries. Compared with the difficulties faced by Chinese enterprises in the process of bankruptcy reorganization. It is necessary to introduce the pre-reorganization system and establish a new bankruptcy reorganization system in order to solve the difficult problem of self-rescue of the troubled enterprises in China. Around this topic, the text of this paper will be discussed from the following four aspects: chapter one. First of all, introduce the case of St Xiancheng case, analyze the reasons for its predicament. Secondly, from the St Xian Cheng case analysis. Finally, through the analysis of the first two sections, the introduction of the pre-reorganization system, and the current situation of the system in China is expounded. This paper analyzes the problems of the system in the judicial practice of our country, and provides the necessary practical basis for the later research on the pre-reorganization system. Chapter two, the basic theory of the pre-reorganization system. By analyzing the legal economics, sociology of law and the theory of contract of law, it is shown that the establishment of pre-reorganization system has certain theoretical basis. Secondly, through the settlement system of bankruptcy. The comparative analysis of the traditional reorganization system and the out-of-court reorganization system shows the unique advantages of the pre-reorganization system, and highlights the necessity of pre-reorganization as a new mechanism to rescue the troubled enterprises. Through the objective analysis of the limitations of the pre-reorganization system, for the construction of the pre-reorganization system suitable for China to provide a reference. Chapter three, the comparative analysis of the pre-reorganization system. First. Through the comparison of the pre-reorganization system in Anglo-American law system countries, especially the United States as the earliest birthplace of the pre-reorganization system, it has a relatively perfect institutional framework. This paper analyzes the basic structure and procedure of the pre-reorganization system under the American model, and provides a reference for the construction of the specific rules of the pre-reorganization system in China. Then, through the comparative analysis of the pre-reorganization system in the countries of civil law system. For example, the Japanese rebirth law, Thailand's "Bangkok Model" and other relevant institutional provisions, all provide reference for the program design of China's pre-reorganization system. 4th chapter, the concept of China's pre-reorganization system. First, from the legislative point of view. This paper gives a general design of the construction of pre-reforming system in China, and puts forward the author's own viewpoint. Secondly, from the point of view of program design, the author conceives the application of pre-reforming system. The author puts forward the author's ideas. Thirdly, the author's suggestions are put forward in the light of the special problems in the system.
【学位授予单位】：郑州大学
【学位级别】：硕士
【学位授予年份】：2017
【分类号】：D922.291.92

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