论我国反垄断法宽大制度的完善

发布时间：2018-01-14 08:16

本文关键词：论我国反垄断法宽大制度的完善　出处：《广东财经大学》2017年硕士论文　论文类型：学位论文

【摘要】：宽大制度在查处比较隐蔽的卡特尔方面具有比较明显的成效,因此发展至今已成为反垄断执法机构查处卡特尔案件的主要工具。我国于2008年将该制度引入到《反垄断法》中,后续又以规章形式对其做了相对详细的补充。然而,从我国目前的执法实践来看,自2013年以来主要才有6起案件对宽大制度进行了运用,例如液晶面板案、奶粉企业案、浙江保险业案等。尽管在这些案件中,宽大制度的适用带来了很好的示范作用,但不可否认的是,正是由于过于笼统、模糊、不明确的立法使得宽大制度在实践中的运用少之又少,其呈现出来的问题也越来越多,例如宽大制度的适用范围不明晰、适用主体规定不合理、未规定申请者的相关义务、缺乏对申请者身份的保密措施以及反垄断执法机构自由裁量权过大等等。因此,为解决其适用存在的问题,严厉打击卡特尔,构建和谐的市场竞争环境,我国必须从实际出发,立足于宽大制度的立法和实施现状,从而提出相应的完善对策。本文共分为三章。第一章为反垄断法宽大制度的概述及其现状,其中概述包括对宽大制度内涵的界定,宽大制度的起源与演变,宽大制度的价值功能。然后分析宽大制度在我国的立法现状和实施现状。第二章为我国反垄断法宽大制度存在的问题,包括实体方面存在的问题和程序方面存在的问题,在实体规定中适用主体、适用对象、适用范围的规定不明晰,在宽大制度的适用程序上立法规定不完善,不具体。通过问题再进一步深究环境因素、立法和执法因素对其实施所造成的不利影响。第三章为我国反垄断法宽大制度的完善对策,对策主要是根据其存在的实体和程序问题而一一对应提出。针对立法不完善的地方,我们应当及时出台相应的规章或法律解释对其进行详细补充,针对执法存在的问题,应当及时纠正。总之,笔者希望文中的一些观点能为我国今后宽大制度的完善提供一些帮助以有效打击卡特尔,促进我国社会主义市场经济的健康发展。
[Abstract]:Leniency system has more obvious effect in investigating and dealing with cartels which are more concealed. So far, it has become the main tool for antitrust law enforcement agencies to investigate and deal with cartel cases. In 2008, China introduced the system into the Anti-Monopoly Law. Since 2013, only 6 cases have been applied to leniency. However, from the current law enforcement practice in our country, there are only six cases of leniency. For example, liquid crystal panel case, milk powder enterprise case, Zhejiang insurance case, etc. Although in these cases, the application of leniency system has brought a very good demonstration, it is undeniable that it is precisely because of too general, vague. Unclear legislation makes leniency in practice the use of very few, it presents more and more problems, such as the scope of leniency is not clear, the applicable subject provisions are unreasonable. There are no relevant obligations for applicants, lack of confidentiality measures on the identity of applicants and excessive discretion of antitrust enforcement agencies. Therefore, in order to solve the problems existing in their application, the cartel is severely cracked down. To build a harmonious market competition environment, our country must proceed from the reality, based on the leniency system of legislation and implementation of the status quo. This article is divided into three chapters. The first chapter is an overview of the anti-monopoly law leniency system and its current situation, including the definition of leniency system connotation, the origin and evolution of leniency system. The value function of leniency system. Then it analyzes the current legislation and implementation of leniency system in China. The second chapter is the existing problems of leniency system in anti-monopoly law of our country. Including the substantive aspects of the problems and procedural problems, in the substantive provisions applicable to the subject, the applicable object, the scope of application of the provisions are not clear, in the applicable procedures of leniency legislation is not perfect. Not specific. Through the further study of environmental factors, legislation and law enforcement factors on its implementation of the adverse impact. Chapter three is the improvement of China's anti-monopoly law leniency system countermeasures. The countermeasures are mainly based on the existence of substantive and procedural problems and corresponding to one by one. In view of the imperfect legislation, we should timely issue the corresponding regulations or legal explanations to supplement them in detail. In short, the author hopes that some of the views in this paper can provide some help to improve the leniency system in the future in order to effectively crack down on cartels. To promote the healthy development of China's socialist market economy.
【学位授予单位】：广东财经大学
【学位级别】：硕士
【学位授予年份】：2017
【分类号】：D922.294

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