股权众筹中的法律风险防范研究

发布时间：2018-01-20 00:07

本文关键词： 股权众筹法律风险投资者保护法律规制　出处：《首都经济贸易大学》2017年硕士论文　论文类型：学位论文

【摘要】：互联网金融的快速发展使整个金融市场发生巨大变革,在变革过程中股权众筹作为开创性的投资方式逐渐走进投融资主体的视野。股权众筹为中小微及初创企业解决了融资难、渠道少的问题,也为大众投资者开创了全新模式的投资方式,增加了整个资本市场活力。股权众筹的发展带来诸多益处,但在我国却受到法律地位不明晰、投资者保护制度不健全、融资过程中面临诸多法律风险的阻碍,只有尽快解决这些障碍和冲突,才能保证股权众筹为我国经济发展带来新动力,为中小微及初创企业的发展注入新鲜血液。本文立足对股权众筹中法律风险防范进行探究,希望能够在控制经济成本的前提下,对股权众筹发展中存在的法律风险提出完善建议,为股权众筹制度体系化建设提供参考。文章总体思路是:首先是对股权众筹概念和特征的分析、将股权众筹在法律框架内确认其法律属性。其次,对股权众筹进行理论分析,运用基本原则规制股权众筹潜在风险。再次,深入剖析股权众筹中三方主体各自面临的法律风险,然后,以美国和英国为参考借鉴域外股权众筹法律风险防范的经验,最后,为我国股权众筹法律风险防范提出合理化建议。
[Abstract]:With the rapid development of Internet finance, great changes have taken place in the whole financial market. In the process of reform, stock crowdfunding, as a pioneering investment method, gradually enters the field of vision of investment and financing subjects. Crowdfunding solves the problem of financing difficulties and fewer channels for small and medium-sized enterprises and start-ups. It also creates a new mode of investment for mass investors and increases the vitality of the whole capital market. The development of crowdfunding brings many benefits, but in our country the legal status is not clear. The investor protection system is not perfect and the financing process is facing many legal risks obstacles. Only by resolving these obstacles and conflicts as soon as possible can we ensure that public financing of equity can bring new impetus to the economic development of our country. For the development of small and medium-sized small and medium-sized enterprises and the development of new blood. This paper based on the stock rights in the legal risk prevention, hoping to be able to control the economic costs under the premise. To improve the legal risk in the development of stock rights crowdfunding, to provide a reference for the system construction of stock crowdfunding system. The overall idea of the article is: first of all, the analysis of the concept and characteristics of stock crowdfunding. Confirm its legal attribute in the legal framework. Secondly, carry on the theoretical analysis to the stock rights crowdfunding, apply the basic principle to regulate the potential risk of the stock crowdfunding. Again. Deeply analyze the legal risks faced by each of the three parties, and then take the United States and the United Kingdom as a reference to learn from the experience of preventing the legal risk of foreign stock crowdfunding. Finally. Put forward reasonable suggestion for legal risk prevention of stock rights raising in our country.
【学位授予单位】：首都经济贸易大学
【学位级别】：硕士
【学位授予年份】：2017
【分类号】：D922.287

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