我国隐名投资的法律规制

发布时间：2018-02-06 04:42

本文关键词： 隐名投资法律规制信托制度　出处：《上海师范大学》2017年硕士论文　论文类型：学位论文

【摘要】：首先隐名投资既是一种行为,也是一种客观存在的现象。其次,自司法解释三出台以后,对于在实务中突出的股权权益归属、实际出资人变更正式股东、名义股东擅自处分股权等问题的解决起到了一定的作用,但是并没有从根本上解决所有因隐名投资引起的问题,究其原因是未将隐名出资行为进行定性,纳入某一系统的法律关系范畴。最后,本文从实际出发提出了规制隐名投资的建议。本文共分为五部分:第一章是绪论,主要阐述了隐名投资的选题背景和现状,以及作者在研究隐名投资时的方法和思路。第二章是基础理论部分,首先从概念着手,来透过文字认识隐名投资的本质。其次从分类和法律性质的角度对隐名投资行为进行细分,以为下文分类研究提供基础。同时对股东资格的认定标准从价值取向层面进行解析。第三章是实践现状,主要分析了司法解释三和外商投资若干问题的相关规定及现实意义。并提出了本文需要解决的规制路径的问题。第四章则立足于比较法的视角,分别大陆法系和海洋法系对隐名投资的处理思路来进行探讨,并列举了英、美、德、日四国的相关处理思路,以为下文规制路径提供借鉴。第五章是本文的结论部分,主要从出资责任制度和股权信托规制两个层面来构建隐名投资信托制度解决的框架,为我国之后处理类似问题提供借鉴意义。
[Abstract]:First of all, anonymous investment is not only a behavior, but also an objective phenomenon. Secondly, since the introduction of judicial interpretation three, for the outstanding equity ownership in practice, the actual investor changes the formal shareholders. The solution of the problem of unauthorized disposition of equity by nominal shareholders has played a certain role, but it has not fundamentally solved all the problems caused by hidden investment. The reason is that the anonymous investment behavior has not been qualitatively determined. Finally, this paper puts forward some suggestions to regulate anonymous investment from the practical point of view. This paper is divided into five parts: the first chapter is the introduction. This paper mainly describes the background and current situation of the topic of anonymous investment, as well as the author's methods and ideas when studying anonymous investment. The second chapter is the basic theory part, starting with the concept. Through the text to understand the nature of anonymous investment. Secondly, from the perspective of classification and legal nature to subdivide the hidden investment behavior. At the same time, it analyzes the criteria of shareholder qualification from the value orientation level. The third chapter is the status quo of practice. This paper mainly analyzes the relevant provisions and practical significance of judicial interpretation three and foreign investment issues, and puts forward the regulatory path that needs to be solved in this paper. Chapter 4th is based on the perspective of comparative law. This paper discusses the ways to deal with anonymous investment in civil law system and marine law system, and enumerates the relevant ideas of the four countries: Britain, America, Germany and Japan. Chapter 5th is the conclusion part of this paper, mainly from the two levels of investment liability system and equity trust regulation to build a hidden investment trust system to solve the framework. For our country to deal with similar problems after the reference significance.
【学位授予单位】：上海师范大学
【学位级别】：硕士
【学位授予年份】：2017
【分类号】：D922.291.91

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