基于三螺旋创新理论的大学发展模式变革研究

发布时间：2018-07-12 14:03

  本文选题：创业型大学 + 三螺旋　； 参考：《山西大学》2015年博士论文

【摘要】：推动协同创新、集聚创新要素、整合创新资源、构建创新生态系统,已成为世界各国提升创新能力、增强创新效果、实现创新驱动发展的战略选择。担负知识创新与发展使命的大学,日益发展成为社会的轴心机构,大学与产业、政府三螺旋协同创新的耦合程度,决定着创新生态系统的整体效能,也决定着大学知识创新对经济社会发展的贡献度,已经引起世界各国、各地区的高度重视。大学与产业、政府等不同创新主体的关系,由原来浅层次的松散合作关系,向深层次的协同创新关系转变,意味着大学-产业-政府之间新的结构-功能体的重塑,必然对大学传统的办学理念、发展模式、组织结构、运行机制等提出严竣挑战。20世纪80年代以来,美国引领的第二次学术革命浪潮开启了创业型大学的新范式,促进大学在保持自身相对独立性、增强核心能力的同时,以开放的姿态主动与产业、政府开展实质性协同创新,建立相互依赖、相互促进的“命运共同体”关系或战略伙伴关系,提高了大学与其他创新主体之间的承接能力和渗透能力,优化了创新生态系统的体制机制。创业型大学的新范式,已成为大学发展模式变革的世界性趋势,对世界各国大学组织变革与发展产生了深远影响。我国的大学正在深化综合改革的十字路口,发展路径的正确选择,对大学快速崛起具有举足轻重的作用。当前,我国一方面是大学科研经费持续增长、研究人员大幅增加、科研成果不断涌现,但科技成果的转化率一直比较低,另一方面是大学陷入传统“象牙塔”发展模式的“锁定”状态中,无法与其他创新主体建立协同创新的战略伙伴关系,抑制了科技资源、创新要素的集群化整合。我国大学发展模式的革命性变革,已迫在眉睫。本研究以大学-产业-政府三螺旋创新理论为基础,从创业型大学的形成与发展、创业型大学的内涵与阶段特征阐释、大学与其他创新主体的静态耦合结构与动态演化趋势分析等几个方面,试图回答如下几个问题：什么是创业型大学?创业型大学变革的路径是什么?大学融入创新生态系统需要进行哪些变革?我国大学向创业型大学变革的薄弱环节是什么?如何开启我国大学向创业型大学变革的新路径?为了透彻地分析和回答这些问题,本研究首先从大学形成背景、思想基础、制度规范、实践探索与传播等几个方面,对两次学术革命进行了纵向的历史分析,以充分说明第二次学术革命浪潮开启的大学进化发展,不是“演变”而是“革命”其次,深入研究了大学-产业-政府三螺旋创新结构-功能体中,创业型大学的内涵、特征、发展阶段以及矛盾冲突等。再其次,我们用三螺旋互信息算法定量测度了协同创新的耦合效应,比较分析了我国大学融入创新生态系统过程中存在的薄弱环节。同时用演化博弈论,探索了博弈参与方的动态演化趋势,发现协同创新和松散合作都可能成为演化稳定策略。大学要在三螺旋协同创新中发挥更重要的作用,必须重视博弈参与方的初始条件,通过政策调控、激励、体制机制完善等方式,引导学研方与企业方更积极主动地采取协同创新策略。最后,针对静态耦合结构分析和动态演化趋势分析发现的问题,对我国大学向创业型大学变革发展提出了相应的对策建议。在深入的解析与研究过程中,本研究体现出如下三个创新点：1、研究主题定位上的创新：从大学-产业-政府三螺旋结构功能体有机建构的视角,深入探讨大学发展模式的革命性变革,以适应知识跨界协同创新的新要求。2、研究内容深化上的创新：根据大学成果转化的深化过程和大学融入三螺旋创新体系的协同程度,勾勒出了向创业型大学深化发展的三阶段模型。3、研究方法运用上的创新：采用三螺旋互信息算法、演化博弈论,从静态耦合结构和动态演化趋势两个方面,深入探索我国大学融入创新生态系统过程中存在的薄弱环节,挖掘推动大学发展模式变革的政策环境、激励机制等初始条件。通过以上研究与分析,我们得出四个有价值的结论：1、与政府、产业界开展实质性协同创新是向创业型大学变革的路径选择。2、协同创新是大学-产业-政府三螺旋动态关系中占优的演化稳定策略。3、加快协同创新步伐,探索向创业型大学变革的新路径,是我国大学深化综合改革、提升办学质量和水平的现实选择。4、重视政府作用发挥,促进创新生态系统良性运行。未来的研究中,我们可以对我国大学现有发展模式形成的路径依赖进行深入分析,探索突破路径依赖的关键问题和关键环节,为我国大学向创业型大学发展模式变革,深度融入三螺旋协同创新的生态系统提供有力依据。
[Abstract]:Promoting synergistic innovation, gathering innovation elements, integrating innovative resources and building an innovative ecosystem have become the strategic choice for all countries to enhance innovation ability, enhance innovation effect and achieve innovation driven development. Universities that undertake the mission of knowledge innovation and development have increasingly become the axis institutions of society, University and industry, and the three helix of government. The degree of coupling with innovation determines the overall efficiency of the innovation ecosystem, and determines the contribution of the university knowledge innovation to the economic and social development. It has attracted the attention of all the countries and regions in the world. The relationship between the different innovative subjects such as the University and industry, the government and so on is created from the shallow and loose cooperation relationship to the deep level. The transformation of the new relationship means the reshaping of the new structure and function between the University, industry and government. It is bound to challenge the traditional school running concept, development model, organization structure and operating mechanism in the 80s.20 century. The second academic revolution led by the United States has opened the new paradigm of the Entrepreneurial University and promoted the University. While maintaining its own relative independence and strengthening its core competence, the government carries out substantial cooperative innovation with the government in an open manner, and establishes a "destiny community" relationship or strategic partnership that promotes mutual dependence and mutual promotion. It improves the ability to undertake and infiltrate between the universities and other innovative subjects, and optimizes the creative students. The new paradigm of the state system, the new paradigm of the entrepreneurial university has become a worldwide trend of the reform of the University's development mode, and has a profound influence on the reform and development of the university organization in the world. At present, on the one hand, our country's scientific research funds continue to grow, the researchers have increased significantly, and the scientific research results are constantly emerging, but the conversion rate of scientific and technological achievements has been relatively low. On the other hand, the university has fallen into the "lock" state of the traditional "ivory tower" development model, and can not establish a cooperative innovation strategic partner with other innovative subjects. This study, based on the three spiral innovation theory of university industry government, is based on the formation and development of entrepreneurial universities, the connotation and stage characteristics of entrepreneurial universities, and the quiet of universities and other innovative subjects. Several aspects, such as the state coupling structure and the dynamic evolution trend analysis, are tried to answer the following questions: what is the entrepreneurial university? What is the path of the reform of the entrepreneurial university? What changes should be made in the integration of the innovation ecosystem into the university? What is the weak link of the transformation from the university to the entrepreneurial university? How to open the University of our country In order to thoroughly analyze and answer these problems, this study first made a longitudinal historical analysis of the two academic revolution from the background of the University, the ideological basis, the institutional norms, the practice exploration and communication, so as to fully explain the evolution of the University in the second academic revolution. It is not "evolution" but "revolution" followed by a thorough study of the connotation, characteristics, development stages and conflicts of the University, the three spiral innovation structure of the university industry government and the government. Secondly, we use the three spiral mutual information algorithm to measure the coupling effect of collaborative innovation, and compare and analyze the integration of our universities. The weak link in the process of innovating the ecosystem. At the same time, using the evolutionary game theory, the dynamic evolution trend of the game participant is explored. It is found that both collaborative innovation and loose cooperation may become the evolutionary stable strategy. The university should play a more important role in the three helix synergy innovation, and must pay attention to the initial conditions of the game participants, and Policy regulation, incentive, institutional mechanism and so on, guide the researchers and enterprises to take more active and active cooperative innovation strategy. Finally, in view of the problems found in the analysis of static coupling structure and dynamic evolution trend analysis, the corresponding countermeasures and suggestions for the reform and development of Chinese universities to entrepreneurial universities are put forward. In the course of the study, this study shows the following three innovative points: 1, the innovation of the research theme positioning: from the perspective of the organic construction of the three spiral structure of the university industry government and the government, the revolutionary change of the university development model is deeply discussed in order to adapt to the new requirement of the collaborative innovation of knowledge cross-border.2, and the innovation of the research content deepens. The deepening process of the transformation of the academic achievements and the synergy of the University's integration into the three spiral innovation system outlines the three stage model.3 for the deepening of the development of the entrepreneurial university, and the innovation of the research methods: using the three spiral mutual information algorithm, the evolutionary game theory, and exploring our country from the static coupling structure and the dynamic evolution trend in two aspects. The weak link in the process of integrating the innovation ecosystem into the University, excavating the policy environment that promotes the reform of the university development pattern and the initial conditions of the incentive mechanism. Through the above research and analysis, we have drawn four valuable conclusions: 1, substantive cooperative innovation with the government and the industry is the path to the reform of the entrepreneurial university. 2, collaborative innovation is a dominant evolutionary stable strategy.3 in the dynamic relationship of the three helix of the university industry government, speeding up the pace of collaborative innovation and exploring the new path to the reform of the entrepreneurial university. It is a realistic choice for the university to deepen the comprehensive reform and improve the quality and level of running a school. It emphasizes the role of the government and promotes the benign operation of the innovation ecosystem. In the future research, we can make an in-depth analysis of the path dependence of the existing development mode of our university, explore the key problems and key links to break through the path dependence, and provide a powerful basis for the reform of the development mode of the University of our country to the development model of the entrepreneurial university and the deep integration of the three spiral synergistic innovation ecosystem.
【学位授予单位】：山西大学
【学位级别】：博士
【学位授予年份】：2015
【分类号】：G647
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本文编号：2117394