基于MVC模式的银行合规积分管理系统的设计与实现

发布时间：2018-06-21 04:08

本文选题：合规 + 积分　；参考：《南昌航空大学》2017年硕士论文

【摘要】：合规经营是指经营活动与法律、规则相一致,它不仅是银行持续稳健经营的关键因素,更被视为金融机构开展业务的首要条件。合规经营作为内部控制的主要目标,它肩负着银行风险识别和管控的重任,尤其在金融业改革、银行战略转型和利率市场化的逐步推进下,合规管理在各银行机构内部风险控制的过程中有着举足轻重的作用。为了进一步提升银行合规管理水平,有效增强员工的合规意识,合规管理的信息化建设已迫在眉睫。本文首先论述了银行合规管理的研究背景及意义,通过分析当前合规系统的国内外发展现状,结合新余农商银行的工作实际,提出了基于MVC模式的合规积分管理系统。该系统通过对员工违规操作进行管理,实现了员工操作的全方位监测和风险预警,为银行的风险防控提供了保障。为更好的满足系统兼容性,提高系统的扩展性和复用性,本文在分析银行合规管理需求的基础上,通过采用Spring和HTML5技术,提出了基于MVC模式下的系统设计与研发。同时,本文详细论述了系统数据库、控制层和业务逻辑层的实现,并对合规积分管理、积分查询统计、报表统计、业务管理、系统管理等主要功能模块的具体实现进行详细介绍。
[Abstract]:Compliance management refers to the consistency of business activities with laws and regulations, which is not only the key factor for banks to continue to operate steadily, but also regarded as the first condition for financial institutions to carry out business. As the main target of internal control, compliance management is shouldering the responsibility of risk identification and control of banks, especially with the reform of financial industry, the strategic transformation of banks and the gradual promotion of interest rate marketization. Compliance management plays an important role in the process of internal risk control of banking institutions. In order to further improve the compliance management level of banks and effectively enhance the compliance awareness of employees, the information construction of compliance management is imminent. This paper first discusses the background and significance of the research on the compliance management of banks. By analyzing the current domestic and international development situation of compliance system and combining the actual work of Xinyu Agricultural Commercial Bank, a compliance integral management system based on MVC model is put forward. Through the management of employees' illegal operation, the system realizes the omni-directional monitoring and risk warning of employees' operation, and provides the guarantee for the bank's risk prevention and control. In order to better meet the system compatibility and improve the extensibility and reusability of the system, this paper, based on the analysis of the requirements of bank compliance management, puts forward the system design and development based on MVC mode by adopting Spring and HTML5 technology. At the same time, the realization of system database, control layer and business logic layer is discussed in detail, and the compliance integral management, integral query statistics, report statistics, business management, etc. System management and other main functional modules are described in detail.
【学位授予单位】：南昌航空大学
【学位级别】：硕士
【学位授予年份】：2017
【分类号】：TP311.52

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