主权财富基金国际法律规制研究

发布时间：2018-03-10 01:10

本文选题：主权财富基金　切入点：立法模式　出处：《湖南师范大学》2010年硕士论文　论文类型：学位论文

【摘要】： 近年来,主权财富基金发展迅速,成为国际投资领域重要参与者,但主权财富基金在法律界定、治理结构、信息披露和风险管理等方面的法律制度尚不健全,仍需进一步完善。在国际立法层面,主权财富基金的国际统一立法还处于起步阶段,大部分立法努力尚未形成正式的法律文件。对我国而言,关注这些立法活动的动态,并努力适应这些法律趋势,对完善我国主权财富基金的治理无疑具有十分重要的意义。除引言和结语外,全文共分为三个部分。第一章重点介绍了主权财富基金的概念、法律特征以及发展趋势,分析了主权财富基金产生的影响。指出虽然主权财富基金发展迅速,在国际投资领域扮演了重要角色,但目前国际社会对主权财富基金的法律定义缺乏统一的认识,这势必对主权财富基金的跨境投资造成不利影响。第二章主要对主权财富基金治理的法律模式和投资接受国针对主权财富基金的法律规制进行探讨。通过比较分析世界上较为成熟的主权财富基金,为我国提供借鉴,完善我国主权财富基金的治理模式；通过对欧盟和美国等主要投资接受国的国内相关法律和政策的研究和分析,为我国主权财富基金在世界范围内的投资提供参考意见,规避投资风险。第三章阐述了主权财富基金的国际统一立法的趋势,比较分析了主权财富基金在国际货币基金组织、经济合作与发展组织、世界贸易组织这三种框架下进行国际统一立法的现实性和可能性,并对我国在主权财富基金国际立法过程中应坚持的立场提出了相关建议。
[Abstract]:In recent years, sovereign wealth funds have developed rapidly and become important participants in the field of international investment. However, the legal system of sovereign wealth funds in the areas of legal definition, governance structure, information disclosure and risk management is not yet sound. At the level of international legislation, the international uniform legislation of sovereign wealth funds is still in its infancy, and most of the legislative efforts have not yet formed a formal legal document. For our country, we are concerned about the development of these legislative activities. And to adapt to these legal trends is undoubtedly of great significance to the improvement of the governance of sovereign wealth funds in China. In addition to the introduction and conclusion, the full text is divided into three parts. The first chapter focuses on the concept, legal characteristics and development trend of sovereign wealth funds, analyzes the impact of sovereign wealth funds, and points out that although sovereign wealth funds have developed rapidly, they have played an important role in the field of international investment. However, there is a lack of uniform international understanding of the legal definition of sovereign wealth funds, which is bound to have a negative impact on cross-border investment of sovereign wealth funds. The second chapter mainly discusses the legal model of sovereign wealth fund governance and the legal regulation of sovereign wealth fund in recipient countries. Through comparative analysis of the more mature sovereign wealth fund in the world, it provides reference for our country. To perfect the governance model of China's sovereign wealth fund, to provide reference for China's sovereign wealth fund investment in the world through the research and analysis of the relevant domestic laws and policies of the major recipient countries such as the European Union and the United States. Avoid investment risk. The third chapter describes the trend of international uniform legislation of sovereign wealth funds, and compares and analyzes sovereign wealth funds in the International Monetary Fund, the Organization for Economic Cooperation and Development, the International Monetary Fund, the International Monetary Fund, the International Monetary Fund and the Organization for Economic Cooperation and Development. The reality and possibility of international uniform legislation under the three frameworks of WTO are put forward, and some suggestions are put forward on the position that our country should adhere to in the process of international legislation of sovereign wealth fund.
【学位授予单位】：湖南师范大学
【学位级别】：硕士
【学位授予年份】：2010
【分类号】：D996.2

【引证文献】