有限责任公司股东退股问题探析

发布时间：2018-03-19 01:19

本文选题：有限责任公司　切入点：股东退股　出处：《中国政法大学》2010年硕士论文　论文类型：学位论文

【摘要】： 有限责任公司作为一种兼具“资合性”与“人合性”的公司形式,相对于股份有限公司而言,股东人数较少,其相互间需要一定程度的了解和信任,且不存在公开的股权交易场所进行自由买卖,因而股东退出公司的途径受到了很大程度的局限。然而,在有限责任公司中,中小股东受到大股东欺压、排挤或其他形式侵害其合法利益的现象时有发生。因此,为了救济“资本多数决”和公司形式的封闭性对股东造成的损害,为有限责任公司股东提供一种更为便捷的救济途径,对退股制度进行深入研究具有很强的现实意义。目前,大陆法系和英美法系许多国家的立法和司法实践都对股东退股制度有所涉及,我国2005年的《公司法》也在一定程度上对其有所反映,但与纷繁复杂的公司实践相比,其中有关股东退股的规定仍存在许多不足之处,一定程度上缺乏具体操作性。因而,本文主要从退股制度的特征、理论基础、价值等方面入手,通过对国内外立法和司法实践的比较分析,探讨完善我国有限责任公司股东退股制度的方法和途径,以期能更好地发挥该制度在公司运行实践中的重要作用,并引发更多人对该问题的思考和关注。从总体上看,本文主要由以下五部分构成: 第一部分,引言。从案例入手简述有限责任公司股东退股问题研究的原因和现实意义。第二部分,股东退股制度的基础性分析。主要从退股制度的概念、特征、价值、理论基础等几个方面作简要介绍。首先,通过与其他概念的比较对退股的定义进行明确界定;其次,对股东退股存在的理论和制度上的争议从正反两方面进行概括,并进一步作出相关评价。第三,简述有限责任公司股东退股的必要性和重要价值。第四,对退股制度的理论基础进行简要介绍,为有限责任公司股东退股制度的确立和发展提供理论支持。第三部分,国内外相关规定的比较分析。列举国外有关国家在股东退股方面的相关规定,并主要通过对德国的退股权制度和美国的股份收买制度与我国目前的规定进行对比分析,发现我国的不足之处,并从中汲取有益的经验予以借鉴。第四部分,我国有限责任公司股东退股制度的完善建议。在目前我国《公司法》规定的基础上,从退股范围、退股程序、债权人保护等几个方面入手,提出完善我国有限责任公司股东退股制度的建议,力求在努力平衡各方主体利益的前提下,使退股制度在我国公司运行实践中发挥更大的作用。第五部分,结论。全面总结文章的主要内容和观点,在强调股东退股重要功能的基础上,进一步明确我国有限责任公司股东退股制度的完善措施。
[Abstract]:Limited liability company, as a kind of company with both "capital and human nature", has a relatively small number of shareholders, and needs a certain degree of mutual understanding and trust. Moreover, there is no open stock exchange for free trading, so the way for shareholders to withdraw from the company is limited to a great extent. However, in a limited liability company, minority shareholders are oppressed by large shareholders. Exclusion or other forms of encroachment on their legitimate interests occur from time to time. Therefore, in order to remedy the damage caused to shareholders by "capital majority decisions" and the closeness of corporate forms, it provides a more convenient remedy for shareholders of limited liability companies. At present, the legislation and judicial practice of many countries in civil law system and common law system are involved in the shareholder withdrawal system. In 2005, the Company Law of our country also reflected it to some extent, but compared with the complicated company practice, there are still many inadequacies in the regulation of shareholder withdrawal, and to some extent lack of concrete operation. This article mainly starts with the characteristics, theoretical basis and value of the stock withdrawal system, through the comparative analysis of legislation and judicial practice at home and abroad, discusses the ways and means to perfect the shareholder withdrawal system of limited liability companies in our country. It is hoped that the system can play an important role in the operation of the company and cause more people to think and pay attention to the problem. On the whole, this paper consists of the following five parts:. The first part is the introduction. The reasons and practical significance of the research on shareholder withdrawal from limited liability company are briefly introduced from the case. The second part, the basic analysis of shareholder withdrawal system, mainly from the concept, characteristics, value, theoretical basis and other aspects of the system to make a brief introduction. First, by comparing with other concepts of the definition of withdrawal of shares to make a clear definition; Secondly, it generalizes the theory and system controversy of shareholder withdrawal from both positive and negative aspects, and makes further evaluation. Thirdly, the necessity and important value of shareholder withdrawal in limited liability company are briefly described. 4th, This paper briefly introduces the theoretical basis of the withdrawal system and provides theoretical support for the establishment and development of the shareholder withdrawal system of limited liability companies. The third part, the comparative analysis of the relevant provisions at home and abroad. Through the comparative analysis of the German stock withdrawal system and the American stock purchase system and the present regulations of our country, the author finds out the shortcomings of our country, and draws useful experience from them. Part 4th, suggestions for perfecting the shareholder withdrawal system of limited liability companies in China. On the basis of the current provisions of the Company Law of our country, starting with the scope of withdrawal of shares, the procedure of withdrawing shares, the protection of creditors, and so on, This paper puts forward the suggestion of perfecting the shareholder withdrawal system of our limited liability company, and tries to make the withdrawal system play a greater role in the operation practice of our company under the premise of balancing the main interests of all parties. Part 5th, conclusion. The main contents and viewpoints of the article are summarized in an all-round way. On the basis of emphasizing the important function of shareholder withdrawal, the author further clarifies the perfect measures of shareholder withdrawal system in China's limited liability company.
【学位授予单位】：中国政法大学
【学位级别】：硕士
【学位授予年份】：2010
【分类号】：D922.291.91

【引证文献】