有限责任公司股东股权转让的自由与限制

发布时间：2018-03-20 06:44

本文选题：有限责任公司　切入点：股权转让　出处：《中国社会科学院研究生院》2011年硕士论文　论文类型：学位论文

【摘要】：有限责任公司股权转让相关制度是公司法的重要内容。公司法被视为具有公法性质的私法,公司法的这一特性使得股权转让制度不得不在国家强制与私法自治之间作选择。公司股东对所持股权的自由转让是私法自治原则的体现,而有限责任公司的人合性特点又决定了股东对外转让股权时要受强制限制。什么情况采取什么原则,成为公司及其参与者最为关心的问题。关注有限责任公司股权转让的自由与限制问题,对保护中小股东的利益、促进公司稳定发展等具有重要意义。本论文从股权转让的概述入手,围绕公司法相关规定,对有限责任公司股权转让自由与限制展开初步研究,界定了在什么情况下股权转让是自由的、在什么情况下要受到限制以及应当如何体现股权转让的自由与限制原则。本论文正文共分三个部分。第一部分为有限责任公司股权转让的概述,包含五个方面的内容:股权转让的概念、股权转让的分类、股权转让的主体、股权转让的性质、股权转让是要式行为。这一部分为全文提供了理论基础。第二部分主要阐述的是一般情况下股权转让的自由与限制。在转让自由中,阐述的主要是公司股东之间对内转让自由;在转让限制中,着重阐述了对外转让的限制。另外,还阐述了章程约定和股东间特别约定对股权转让的限制。第三部分主要阐述的是特殊情况下(继承、夫妻离婚、强制执行)股权转让的自由与限制。有限责任公司股权转让的自由与限制之间的界线把握很关键,限制过度会导致限制的无效,无法体现私法自治原则;过度的自由又破坏了公司的人合性。因此,实现股东权转让必须在公司人合性、自治原则之间寻找平衡,使公司能有效支配资源,追求公司利益的最大化。
[Abstract]:Limited liability company equity transfer system is an important content of company law. Company law is regarded as private law with the nature of public law. Because of this characteristic of company law, the system of equity transfer has to choose between state compulsion and private law autonomy. The free transfer of shares held by shareholders is the embodiment of the principle of private autonomy. However, the human nature of a limited liability company determines that shareholders should be subject to compulsory restrictions when transferring shares to other countries. What principles are to be adopted in what circumstances? It is of great significance to protect the interests of the minority shareholders and to promote the stable development of the company by paying close attention to the freedom and restriction of the transfer of the shares of the limited liability company. This paper starts with the outline of equity transfer, focusing on the relevant provisions of the Company Law, carries out a preliminary study on the freedom and limitation of equity transfer in limited liability companies, and defines the circumstances under which the transfer of equity is free. When to be restricted and how to embody the freedom and restriction principle of equity transfer. The text of this paper is divided into three parts. The first part is an overview of limited liability company equity transfer, including five aspects: the concept of equity transfer, the classification of equity transfer, the main part of equity transfer, the nature of equity transfer, The second part mainly elaborates on the freedom and limitation of equity transfer under general circumstances. In the freedom of transfer, it mainly expounds the freedom of internal transfer between shareholders of the company; In the transfer restriction, it focuses on the limitation of foreign transfer. In addition, it also expounds the restrictions on the transfer of shares by articles of association and special agreement between shareholders. The third part mainly deals with the special circumstances (inheritance, divorce of husband and wife), Enforcement) the freedom and restriction of equity transfer. It is very important to grasp the boundary between the freedom and restriction of the transfer of stock right of limited liability company. The excessive restriction will lead to the invalidation of the restriction, and it will not embody the principle of autonomy of private law, and the excessive freedom will destroy the unity of the person of the company. In order to realize the transfer of shareholders' rights, the balance must be found between the principles of corporate harmony and autonomy, so that the company can effectively dispose of the resources and pursue the maximization of the company's interests.
【学位授予单位】：中国社会科学院研究生院
【学位级别】：硕士
【学位授予年份】：2011
【分类号】：D922.291.91

【引证文献】