我国司法实务中的股东知情权相关问题研究

发布时间：2018-03-29 02:13

本文选题：股东知情权　切入点：权利内容　出处：《华东政法大学》2011年硕士论文

【摘要】：股东知情权是公司股东所享有的非常重要的股东权之一,也是其他股东权得以实现的根基。经营权与股东权相分离是当代公司管理制度的一项基本原则,大部分股东对公司的运营活动并没有直接参与,公司的大权牢牢掌握在董事会和经理手中,这就会对股东利益的实现产生威胁,所以为确保股东知情权的实现很多国家都确立了股东知情权制度。由于我国公司内部治理结构的混乱和相关法律制度的不健全,使得我国股东知情权保护得不到应有的重视,股东知情权案件屡见报端。虽然我国2005年修订了《公司法》,其中对股东知情权的保护的规定己趋于完善,但仍有些许不足,本文系统考察了股东知情权制度在我国的发展面貌,对司法实务中出现的股东知情权案件进行调查分析,通过我国司法实务中的具体案例,对相关的司法实务疑难问题进行分析探讨,并对建立股东知情权综合保障体系提出自己意见,以期为解决类似案件提供有益帮助以及为完善立法提供富有价值的参考依据。笔者用三部分对文章进行了阐述: 第一部分:首先对股东知情权的概念进行阐释,对我国股东权制度的现状进行了分析,其次对新《公司法》与旧《公司法》之间关于股东知情权的规定进行比较分析。然后笔者结合所调查股东知情权案件的情况,从涉讼主体、诉讼标的、诉讼结果等方面总结概括股东知情权案件的基本特点。对纠纷产生原因背景进行了论述,并就审判实务审理股东知情权案件案件的价值取向进行了了阐释。第二部分:对我国股东知情权制度的理论基础和内容进行分析,并着重对知情权权利主体、义务主体、行使范围、正当性目的判断以及举证责任分配等内容进行了分析,对于审判中的疑难问题提出了自己的观点。第三部分:笔者在前两章从司法角度论述的基础上,认为司法功能毕竟是有限的,保护股东知情权不仅要靠司法的保障。还需要多方面的努力,并结合对股东知情权案件原因的分析,对症下药,提出自己对建立股东知情权综合保障体系的建议。
[Abstract]:The shareholder's right to know is one of the most important shareholder's rights enjoyed by the shareholders of a company, and it is also the foundation on which other shareholders' rights can be realized. The separation of the management right from the shareholder's right is a basic principle of the contemporary company management system. The majority of shareholders are not directly involved in the operation of the company, and the power of the company is firmly in the hands of the board of directors and the manager, which will threaten the realization of the interests of the shareholders. Therefore, to ensure the realization of shareholders' right to know, many countries have established the system of shareholders' right to know. Due to the confusion of the internal corporate governance structure and the unsoundness of the relevant legal system, the protection of the shareholders' right to know in our country is not given due attention. Although China revised the Company Law in 2005, the provisions on the protection of shareholders' right to know have tended to be perfected, but there are still some deficiencies. This paper systematically examines the development of the system of shareholders' right to know in our country. Through the investigation and analysis of the cases of shareholders' right to know in the judicial practice, and through the specific cases in the judicial practice of our country, this paper analyzes and discusses the difficult problems in the relevant judicial practice. The author also puts forward his own opinions on the establishment of the comprehensive guarantee system of shareholders' right to know in order to provide useful help for solving similar cases and provide valuable reference basis for perfecting legislation. The author expounds the article in three parts:. The first part: firstly, it explains the concept of shareholder's right to know, and analyzes the present situation of our country's shareholder's right system. Secondly, the author makes a comparative analysis of the provisions on the shareholders' right to know between the new Company Law and the old Company Law. Then the author combines the investigation of the cases of shareholders' right to know, from the litigant subject, the object of the lawsuit, This paper summarizes the basic characteristics of shareholders' right to know cases from the aspects of litigation results, discusses the background of the causes of disputes, and explains the value orientation of the cases of shareholders' right to know in trial practice. The second part analyzes the theoretical basis and content of the shareholder's right to know system in China, and focuses on the analysis of the subject of the right to know, the subject of obligation, the scope of exercise, the judgment of legitimate purpose and the distribution of burden of proof. He put forward his own views on the difficult problems in the trial. The third part: on the basis of the first two chapters from the judicial angle, the author thinks that the judicial function is limited after all, and the protection of shareholders' right to know depends not only on judicial protection, but also on many aspects of efforts. Based on the analysis of the reasons of shareholder's right to know, the author puts forward his own suggestion on establishing the comprehensive safeguard system of shareholder's right to know.
【学位授予单位】：华东政法大学
【学位级别】：硕士
【学位授予年份】：2011
【分类号】：D922.291.91

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