我国股东代表诉讼制度实证研究

发布时间：2018-04-03 23:50

本文选题：股东代表诉讼　切入点：法律移植　出处：《华东政法大学》2011年硕士论文

【摘要】：2005年修订的《公司法》第152条第一次以法律的形式在我国正式确立了股东代表诉讼制度,增强了《公司法》的可诉性,被视为新《公司法》的亮点之一。但公司法实施几年来,审判中遇到的股东代表诉讼案件却不多。面对这种情况,明悉股东代表诉讼制度在公司治理中的地位,进而探究股东代表诉讼在审判实务中存在的问题,并在力所能及的范围内运用解释论的方法提出解决完善之道正是本文研究的目的和意义之所在。本文搜集整理了2007年以来审理的30余件股东代表诉讼案件。在对案件进行整理归纳的基础上,揭示股东代表诉讼制度在我国司法实践中面临的突出问题。从实体和程序两个方面对这些问题展开研究。实体方面,分别从提起股东代表诉讼的主体资格的确定、前置程序履行、商业判断规则在我国的运用等方面展开研究。程序方面,由于我国在这方面尚属空白,本文着重从程序的法理基础角度来进行研究。探讨在代表诉讼实践中可能遇到的诉讼请求变更、反诉、和解和既判力范围等内容。在诉讼担当的制度背景下探讨了多重股东代表诉讼在我国的可行性。最后,从法律移植论的视角,对我国的股东代表诉讼制度进行了检视,指出股东代表诉讼在我国引进时日尚短,各项配套制度均不完善,其作为移植法,其效用还有待进一步观察。
[Abstract]:Article 152 of Company Law, revised in 2005, formally established the shareholder's representative litigation system in our country in the form of law for the first time, enhanced the actionable nature of Company Law, and was regarded as one of the highlights of the new Company Law.But since the company law was put into effect several years ago, there are few cases of shareholder's representative litigation in the trial.In the face of this situation, it is clear to know the status of shareholder representative litigation system in corporate governance, and then to explore the problems existing in the trial practice of shareholder representative litigation.The purpose and significance of this study is to use the method of explanation theory to solve the problem.This paper collected and sorted out more than 30 shareholder representative litigation cases since 2007.On the basis of summing up the cases, this paper reveals the prominent problems faced by the shareholder representative litigation system in the judicial practice of our country.These problems are studied from the aspects of entity and procedure.In the aspect of entity, this paper studies the subject qualification of shareholder representative action, the performance of pre-procedure and the application of commercial judgment rules in China.In the aspect of procedure, because our country is still blank in this aspect, this paper focuses on the legal basis of procedure.This paper discusses the changes of claims, counterclaims, settlements and the scope of res judicata, which may be encountered in the practice of representative litigation.Under the background of litigation system, this paper discusses the feasibility of multiple shareholder representative litigation in China.Finally, from the perspective of the theory of legal transplantation, the author examines the shareholder representative litigation system in China, and points out that the shareholder representative litigation has been introduced in China for a short time, and all the supporting systems are not perfect, which is regarded as the transplant law.Its utility needs further observation.
【学位授予单位】：华东政法大学
【学位级别】：硕士
【学位授予年份】：2011
【分类号】：D922.291.91

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