论我国金融资产管理公司的法律定位

发布时间：2018-04-23 18:00

本文选题：金融资产管理公司 + 银行不良资产　；参考：《中国政法大学》2011年硕士论文

【摘要】：20世纪80年代以来,在金融全球化、金融工具创新的背景下,金融风险发生的频率越来越高。银行不良资产是引发金融危机的突出原因和普遍原因,我国的银行不良资产问题也十分的严重。.在这种背景下,我国成立了金融资产管理公司。然而,金融资产管理公司在运营中,由于法律法规不够完善,公司治理结构弊病颇多而暴露出诸多问题。金融资产管理公司名为公司,但实质上与现代公司法理念中的公司相距甚远。从金融资产管理公司产生伊始,其法律定位就一直困惑着人们。目前,我国金融资产管理公司正面临着商业化转型,其现状和未来都值得我们去关注和研究。金融资产管理公司的成立、发展过程中,理论界都在积极研究和探讨金融资产管理公司的转轨改制问题。2010年6月,我国在金融资产管理公司迈出了改制的第一步,信达资产管理公司率先改制为股份有限公司形式,但仍然不完全、不彻底。因此,留下了许多可探讨的问题和空间。本文立足于已有的理论研究和实践经验,从法律角度来剖析金融资产管理公司存在的定位问题,并提出完善建议。本文分为引言、正文、结论三个部分。引言部分对研究背景及意义、写作目的,包括要解决的问题和拟达到的目标,国内立法现状、国内研究现状、研究思路与方法进行了说明。正文部分共分为四章。第一章“我国金融资产管理公司的产生”分为二节。第一节介绍了金融资产管理公司产生的背景并对银行不良资产的概念进行了界定。第二节考察我国金融资产管理公司的成立和使命。第二章“我国金融资产管理公司发展现状”分为二节。第一节介绍了我国金融资产管理公司的发展历程。第二节介绍了我国金融资产管理公司的立法现状。第三章“我国金融资产管理公司法律定位及产生的问题”分为三节。第一节从现行的《金融资产管理公司条例》中解读现阶段金融资产管理公司的法律定位。第二节分析现阶段金融资产管理公司法律定位不明产生的问题并进行了深刻分析。第三节从监管层面上分析了金融资产管理公司监管上存在的问题。第四章“完善我国金融资产管理公司法律定位的建议”分为三节。第一节提出制定《金融资产管理公司特别法》对金融资产管理公司进行重新定位,明确公司法律地位和性质、健全公司治理架构,明确公司经营范围等。第二节提出针对金融资产管理公司监管层面上的对策。第三节完善相关配套法规。结论部分简要总结了全文的主要内容和观点,就此结束全文。
[Abstract]:Since 1980's, under the background of financial globalization and innovation of financial instruments, the frequency of financial risk has become higher and higher. The bank bad assets is the prominent reason and the universal reason which causes the financial crisis, the bank bad assets problem of our country is also very serious. In this context, China has established a financial asset management company. However, in the operation of the financial asset management company, many problems are exposed because of the imperfect laws and regulations and the defects of the corporate governance structure. The financial asset management company is called the company, but in essence it is far from the company in the modern company law. From the beginning of the emergence of financial asset management company, its legal position has been puzzling people. At present, China's financial asset management companies are facing a commercial transformation, its current situation and future are worthy of our attention and research. In the course of the establishment and development of the financial asset management company, the theoretical circle is actively studying and discussing the problem of the transformation of the financial assets management company. In June 2010, our country took the first step in the reform of the financial assets management company. Cinda Asset Management Company was the first to change into a limited company, but it is still incomplete and incomplete. Therefore, a lot of questions and space can be explored. Based on the existing theoretical research and practical experience, this paper analyzes the positioning problems of financial asset management companies from the legal point of view, and puts forward some suggestions to improve them. This paper is divided into three parts: introduction, text and conclusion. The introduction explains the background and significance of the research, the purpose of writing, including the problems to be solved and the goals to be achieved, the current situation of domestic legislation, the current situation of domestic research, the research ideas and methods. The text is divided into four chapters. The first chapter, the emergence of China's financial asset management companies, is divided into two sections. The first section introduces the background of financial asset management companies and defines the concept of non-performing assets. The second section examines the establishment and mission of China's financial asset management companies. The second chapter is divided into two sections. The first section introduces the development of financial asset management companies in China. The second section introduces the current legislative situation of China's financial asset management companies. The third chapter is divided into three sections: legal orientation and problems of China's financial asset management companies. The first section interprets the legal position of the current financial asset management company from the current "Financial Asset Management Company regulations". The second section analyzes the current financial asset management company legal position unknown problems and in-depth analysis. The third section analyzes the problems existing in the supervision of financial asset management companies from the supervision level. The fourth chapter, the suggestion of perfecting the legal position of financial asset management company in China, is divided into three sections. In the first section, it is proposed that the special law on financial asset management companies should be formulated to reposition the financial assets management companies, clarify the legal status and nature of the companies, perfect the corporate governance structure, and clarify the scope of the company's management. The second section puts forward the countermeasures against the supervision of financial asset management companies. The third section consummates the relevant supporting laws and regulations. The conclusion part summarizes the main contents and points of view briefly, and concludes the full text.
【学位授予单位】：中国政法大学
【学位级别】：硕士
【学位授予年份】：2011
【分类号】：D922.28;F832.39

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