股东优先购买权制度相关问题研究

发布时间：2018-04-25 15:50

本文选题：股权转让 + 限制转让制度　；参考：《复旦大学》2010年硕士论文

【摘要】：股东优先购买权制度在公司法领域一直占有重要的地位,但随着市场化程度的加深,我国现行公司法关于股东优先购买权制度的规定在立法技术等方面存在的问题日益凸显,如程序性规定不尽完善,某些法律概念相对模糊,某些条文原则笼统且难具操作性,导致各地在司法实践中的认知不尽统一。如何平衡人合性的稳定及私权流通之间的利益,如何在实践中合理平衡优先购买权人与第三人之间的利益,均成为值得研究的问题。本文试图以股东优先购买权制度的基础理论作为引点,再结合目前国内实践现状,对股权转让限制规则、双重股权转让中的权利冲突、在优先购买权制度理论和具体实践中所面临难题等方面进行分析论证,以期对一些亟待解决的问题提出可行性的建议。本文分为前言、正文、结语三大部分,正文部分共分为四章。第一章着重阐述股东优先购买权制度的基础理论问题,主要通过对优先权、优先购买权与股东优先购买权等概念的界定和分析,并结合股东优先购买权制度中意思自治、维护人合性、效率最大化、第三人利益保护等制度价值的意义,来揭示股东优先购买权制度设置的目的和必要性。第二章主要介绍了我国现行公司法中关于股权转让限制制度中的基本规定,并通过介绍日本、法国及美国等国的立法例来明确股权转让限制区别原则的现实意义。第三章则通过对一起股权转让纠纷典型案件的分析为起点,列举目前各地司法实践中的分歧来评析如何认定双重股权转让过程中转让协议效力的问题,并试图借鉴其他法律部门的既成规定来提出完善方案。第四章主要探讨了如何完善股东优先购买权行使制度的具体构想。该章通过结合笔者在司法实践中碰到的一些典型难题和理论争议,针对我国公司法第72条规定的规则缺陷和不足进行探讨,并提出相应的完善建议。
[Abstract]:The system of shareholders' preemption right has been playing an important role in the field of company law. However, with the deepening of marketization, the problems existing in the legislation and technology of the system of shareholders' preemption rights in the current company law of our country have become increasingly prominent. For example, the procedural provisions are not perfect, some legal concepts are relatively vague, and some provisions and principles are general and difficult to operate, which leads to different cognition in judicial practice. It is worth studying how to balance the interests between the people's harmony and the circulation of private rights, and how to balance the interests between the preemptive right and the third party in practice. This paper tries to take the basic theory of shareholder's preemptive right system as the leading point, and then combine the current domestic practice, limit the rules of equity transfer and the conflict of rights in the dual equity transfer. This paper analyzes and demonstrates the problems in the theory and practice of preemptive right system in order to put forward some feasible suggestions for some problems to be solved urgently. This article is divided into preface, text, conclusion three parts, the body part is divided into four chapters. The first chapter focuses on the basic theoretical issues of shareholder's preemption right system, mainly through the definition and analysis of the concepts of priority, preemption right and shareholder's preemptive right, and combining with the autonomy of meaning in the system of shareholder's preemptive right. In order to reveal the purpose and necessity of the establishment of shareholder's preemptive right, it is necessary to maintain the value of system value, such as the unity of person, the maximization of efficiency and the protection of the interests of the third party. The second chapter mainly introduces the basic provisions of the stock transfer restriction system in the current company law of our country, and clarifies the practical significance of the principle of differentiating the restriction of equity transfer by introducing the legislation examples of Japan, France and the United States. The third chapter through the analysis of a typical case of equity transfer dispute as the starting point, enumerates the differences in the current judicial practice to assess how to determine the validity of the transfer agreement in the process of dual equity transfer. And try to learn from the existing provisions of other legal departments to put forward a sound plan. The fourth chapter mainly discusses how to perfect the system of shareholders' preemption right. Combining with some typical problems and theoretical disputes in the judicial practice, this chapter probes into the defects and deficiencies of the rules stipulated in Article 72 of the Company Law of our country, and puts forward corresponding suggestions to improve them.
【学位授予单位】：复旦大学
【学位级别】：硕士
【学位授予年份】：2010
【分类号】：D922.291.91

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