股东质询权的法律问题研究

发布时间：2019-03-09 10:09

【摘要】：随着市场经济的发展,股份有限公司逐渐成为企业的主流组织形式。但现代公司治理模式中,所有权与经营权的分离越来越明显,大多数股东并不直接参与公司的日常经营管理,公司的经营决策掌握在董事、经理手中。由于信息的严重不对称,有必要对股东进行保护。股东质询权作为股东保护的一项重要权利,我国公司法只是在第98条、第151条进行了笼统规定,对于股东质询权的权利范围、行使程序、法律救济等没有明确地规定,在实践中,也常常是无法可依。本文分为四部分,第一部分从股东质询权的内涵、外延及功能分析股东质询权,接着论述了股东质询权的法理基础。第二部分分析了国外立法的规定,对大陆法系和英美法系进行比较借鉴。第三部分分析了我国股东质询权的规定,指出我国在质询权的权利范围、行使程序、救济程序方面存在不足。第四部分通过比较分析的方法对我国股东质询权进行完善,本文认为,应扩大股东质询权的权利范围,明确说明义务主体,科学设计股东质询权的行使程序,在质询权遭受侵犯的法律救济方面,提出了四类救济方式。
[Abstract]:With the development of market economy, joint stock limited company has gradually become the mainstream organizational form of enterprises. However, in the modern corporate governance mode, the separation of ownership and management is becoming more and more obvious. Most shareholders do not directly participate in the daily management of the company, and the decision-making of the company lies in the hands of the directors and managers. Due to the serious asymmetry of information, it is necessary to protect shareholders. As an important right protected by shareholders, the right of inquiry of shareholders is only stipulated in Article 98 and Article 151 of the Company Law of our country, and the scope of the right of the shareholders' inquiry right, the exercise procedure, the legal relief, etc., are not clearly stipulated. In practice, too, it is often impossible to rely on. This paper is divided into four parts. The first part analyzes the shareholders' inquiry right from the connotation, extension and function of the shareholders' inquiry right, and then discusses the legal basis of the shareholder's inquiry right. The second part analyzes the provisions of foreign legislation, and draws lessons from the civil law system and the Anglo-American law system. The third part analyzes the provisions of the shareholders' inquiry right in our country, and points out that there are some deficiencies in the scope of the right, the exercise procedure and the relief procedure of the inquiry right in our country. The fourth part consummates the shareholders' inquiry right of our country through the method of comparative analysis. This paper thinks that the scope of the shareholders' inquiry right should be expanded, the main body of obligation should be clearly explained, and the procedure of exercising the shareholder's inquiry right should be designed scientifically. In the legal remedy of the infringement of the right of inquiry, four kinds of remedies are put forward.
【学位授予单位】：南昌大学
【学位级别】：硕士
【学位授予年份】：2010
【分类号】：D922.291.91

【相似文献】