WTO规则与国家经济主权原则的冲突与协调问题研究

发布时间：2018-02-26 04:17

本文关键词： WTO规则国家经济主权原则经济安全冲突与协调　出处：《郑州大学》2012年硕士论文　论文类型：学位论文

【摘要】：2011年7月15日,世界贸易组织(World Trade Organization,以下简称WTO)专家组公布了美国、欧盟、墨西哥诉中国相关自然资源出口限制案的专家组报告,裁定中国相关措施违反了WTO规则及入世承诺,该报告已经公布就引起各界热烈讨论。透过现象看本质,该争端的实质涉及到WTO规则与国家经济主权原则间的博弈。加入WTO后,国家如何在这种两难处境中既遵守WTO规则又能基于本国利益和可持续发展的需要行使经济主权,怎样享受着“戴着镣铐跳舞”的自由,是我们不得不关注的问题。本文以WTO规则与国家经济主权原则为研究对象,通过对二者冲突和协调方面的探析,结合中国关于入世与经济主权安全的理论实践,提出我国充分利用WTO规则来维护经济主权安全的设想。本文包括三部分,共七章内容。第一章是导论部分,着重引出文章的主要问题,并对目前国内外学者的研究现状进行梳理和简要评述,同时讲述本文研究方法及创新点。主体部分为二至六章。第二章主要论述了国家经济主权原则的基本理论相关问题,包括该原则的起源和基本内容及其在经济全球化背景下发展趋势。第三章从国家经济主权角度对WTO规则进行分析。将经济主权和经济安全联系起来分析WTO规则,这是研究WTO规则与国家经济主权原则的一个十分有效的途径；另外,基于资源环境、产业安全与自然资源主权和经贸事务监督管理权的直接联系,笔者针对WTO规则与资源环境安全、产业安全这两个问题进行分析。第四章阐述WTO规则与国家经济主权原则的冲突。从整体上对二者冲突进行梳理；通过“中美原材料案”来说明贸易争端背后的资源利益争夺,以体现WTO的自由贸易规则与国家经济主权尤其是自然资源主权间的冲突。第五章是从规范冲突到制度协调的整合。虽然WTO规则对国家经济主权形成了事实上的限制,但WTO内在地包含了对与国家经济主权冲突的协调机制。从WTO的“可持续发展”宗旨、例外条款的设计、WTO规则实施过程中的条款解释三方面能够充分体现WTO规则与国家经济主权原则的协调性和同质性。第六章是本文落脚点,对我国在WTO框架下维护经济主权的理论和实践进行梳理,简要分析我国在参与贸易谈判和诉讼争端中所表现的不足,提出如何在WTO框架下维护经济主权安全的建议。第七章为本文的结论部分。在经济全球化趋势下,WTO作为多边自由贸易的重要平台,任何国家的发展都不能与其脱离。我们要认识WTO对国家经济主权安全及经济安全的影响,更要理解WTO体制与国家经济主权原则间的协调性,充分利用WTO规则来维护经济主权安全。
[Abstract]:On July 15th 2011, the World Trade Organization (WTO) panel of experts published the report of the Panel of experts in the case of the United States, the European Union and Mexico v. China in relation to natural resource export restrictions, ruling that China's relevant measures violated the rules of the WTO and its commitments to WTO accession. The publication of the report has aroused heated discussion from all walks of life. The essence of the dispute involves a game between the WTO rules and the principle of national economic sovereignty. After joining the WTO, How can a country, in this dilemma, abide by the WTO rules, exercise its economic sovereignty on the basis of its own interests and the needs of sustainable development, and enjoy the freedom to "dance in chains"? This paper takes the rules of WTO and the principle of national economic sovereignty as the research object, through the analysis of the conflict and coordination between the two, combined with the theory and practice of China's entry into WTO and economic sovereignty security, This paper puts forward the assumption that our country should make full use of WTO rules to safeguard economic sovereignty and security. This paper consists of three parts, seven chapters. The first chapter is the introduction, focusing on leading to the main problems of the article, and domestic and foreign scholars to sort out and briefly review the current research situation, and also to describe the research methods and innovative points of this paper. The second chapter mainly discusses the basic theoretical issues of the principle of national economic sovereignty, including its origin, basic content and development trend under the background of economic globalization. The third chapter analyzes the WTO rules from the angle of national economic sovereignty. It is a very effective way to study the WTO rules and the principle of national economic sovereignty by connecting economic sovereignty with economic security. Based on the direct relationship between resource environment, industrial security and the sovereignty of natural resources and the right of supervision and management of economic and trade affairs, the author analyzes the two problems of WTO rules, resource and environment security and industrial security. Chapter 4th expounds the conflict between the WTO rules and the principle of national economic sovereignty. In order to reflect the conflict between the free trade rules of WTO and national economic sovereignty, especially the sovereignty of natural resources. Chapter 5th is an integration from conflict of norms to institutional coordination. Although the WTO rules impose de facto restrictions on national economic sovereignty, But the WTO contains an inherent coordination mechanism for conflicts with national economic sovereignty. The design of the exception clause can fully reflect the harmony and homogeneity between the WTO rules and the principle of national economic sovereignty. Chapter 6th is the foothold of this paper, combing the theory and practice of China's economic sovereignty under the framework of WTO, and briefly analyzing the shortcomings of China's participation in trade negotiations and litigation disputes. This paper puts forward some suggestions on how to maintain economic sovereignty and security under the framework of WTO. Chapter 7th is the conclusion of this paper. Under the trend of economic globalization, as an important platform of multilateral free trade, no country can be separated from its development. We should understand the impact of WTO on national economic sovereignty and security. It is also necessary to understand the coordination between the WTO system and the principle of national economic sovereignty, and make full use of the WTO rules to safeguard the security of economic sovereignty.
【学位授予单位】：郑州大学
【学位级别】：硕士
【学位授予年份】：2012
【分类号】：D996.1

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