离岸金融市场监管法律问题研究

发布时间：2018-07-08 10:49

本文选题：离岸金融 + 市场监管　；参考：《北京交通大学》2012年硕士论文

【摘要】：资金的融通是现代市场经济的核心和基础,即金融在盘活社会资本,服务实体经济,促进社会发展方面起着“承前启后”的作用,为资金的提供方和使用方架起融通的桥梁。资金融通犹如市场经济的血液,资金的有序合理融通,保证了市场经济全面健康和持续发展。金融发展的稳定依赖于监督的顺利进行,一套全面、稳定、适度的法律监督体制,不仅不会阻碍金融的发展,还会为金融的快速发展保驾护航。当前,随着世界经济的深入发展,国家之间的联系不断加强,全球化的经济格局更加稳固,其中,资金融通国际化的出现,使得资金在世界范围内有序流动,实现了资金的全球配置。离岸金融的出现,拓展了国际资金融通的途径,降低了国际资金融通的成本,提高了国际资金融通的效率,在短短的几十年内,将国际金融推向了一个新的发展高度。离岸金融是真正意义上的国际金融,就其发展趋势看,既是金融国际化的产物,也是现代金融的重要部分。离岸金融市场的发展为国际资金的融通,国际债务的结算,国际信贷的运作提供了便利,同时,也为国际贸易、国际金融的发展提供了支持。然而,离岸金融在发展的同时,加剧了金融风险,也加大了金融监管的难度。自上个世纪末以来,国际离岸金融市场出现了一些新的情况,其消极作用不断显现,这就使得金融风险不断加剧,对金融的监管难度也不断加大,随之导致国际金融市场发展出现相对衰退的趋势,也正因为此,各国有针对性的加大了对离岸金融的监管力度。本文首先概括介绍了离岸金融市场及其监督管理法律制度的内涵；其次,对离岸金融市场监督管理的法律制度的重点内容进行了系统地介绍和分析,并列举相关国家的立法实践；再次,参照和总结美国,日本和国际组织的离岸金融市场监管制度；然后,落脚到我国,系统地梳理和归纳我国的离岸金融市场的监管制度,参比发达的离岸金融中心,找出其中的不足和漏洞,借鉴外国先进制度,立足本国国情,提出切实可行的解决办法,为我国发展离岸金融市场提供支持和保障。
[Abstract]:The financing of funds is the core and foundation of modern market economy, that is, finance plays an important role in invigorating social capital, serving real economy and promoting social development. Capital financing is like the blood of market economy. The orderly and reasonable circulation of funds ensures the healthy and sustainable development of market economy. The stability of financial development depends on the smooth progress of supervision, a comprehensive, stable, moderate legal supervision system, not only will not hinder the development of finance, but also will protect the rapid development of finance. At present, with the deep development of the world economy and the continuous strengthening of the ties between countries, the economic pattern of globalization is becoming more stable. Among them, the emergence of the internationalization of capital financing makes the capital flow in an orderly way around the world. Global allocation of funds has been achieved. The emergence of offshore finance has expanded the channels of international capital financing, reduced the cost of international capital financing, improved the efficiency of international capital financing, and pushed international finance to a new level of development in a short period of several decades. Offshore finance is a real international finance, which is not only the product of financial internationalization, but also an important part of modern finance. The development of offshore financial market facilitates the financing of international funds, the settlement of international debts and the operation of international credit. At the same time, it also provides support for the development of international trade and international finance. However, offshore finance in the development of financial risks, but also increased the difficulty of financial regulation. Since the end of the last century, some new situations have emerged in the international offshore financial market, and its negative effects have been constantly appearing. This has made the financial risks become more and more serious, and the financial supervision has become more difficult. As a result of the relative decline in the development of international financial markets, various countries have strengthened the supervision of offshore finance. This paper firstly introduces the connotation of offshore financial market and its supervision and management legal system; secondly, it systematically introduces and analyzes the key contents of the legal system of offshore financial market supervision and management. And enumerates the relevant countries' legislative practice; again, the reference and summary of the United States, Japan and international organizations of the offshore financial market regulatory system; then, settled in China, systematically comb and summarize our offshore financial market regulatory system, With reference to the developed offshore financial centers, we should find out the shortcomings and loopholes, draw lessons from the advanced foreign systems, base ourselves on our national conditions, and put forward practical solutions to provide support and guarantee for the development of offshore financial markets in China.
【学位授予单位】：北京交通大学
【学位级别】：硕士
【学位授予年份】：2012
【分类号】：D996.2

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