SCM协定下有关补贴定义的若干法律问题研究
发布时间：2018-10-31 07:48
【摘要】：补贴定义是《补贴与反补贴措施协定》框架下认定政府行为构成补贴的重要基础，对我国应对反补贴调查具有重要意义,但是目前理论界对补贴定义进行系统而全面的整理研究的不多。本文以WTO法律文本为依托，以争端解决机构现有与补贴相关的案例为考察基础，综合运用条约解释、实证研究以及比较分析的方法，对与补贴定义相关的问题进行了一番探讨,以期对我国的理论和实践有所裨益。 本文包括引言、正文和结论三个部分。 正文主要分为以下五个部分： 第一章，WTO及其主要成员方的反补贴规则概述。本章先对有关补贴的WTO法律文件进行概括性的介绍，随后就SCM协定（《补贴与反补贴措施协定》）以及各国对补贴的定义进行介绍，为下文探讨补贴的三项基本要素奠定了背景基础。 第二章，补贴的提供者。本章在概述SCM协定对补贴提供者的界定之后，着重就容易引起争议的“公共机构”和“私营机构”进行阐述分析。通过解析WTO争端解决机构的裁决，进一步明确补贴提供者的范围及认定。 第三章，补贴的主要形式：财政资助。本章在概述SCM协定对补贴规定的四种主要形式的基础上，着重就前三种形式中一些财政资助的认定进行分析和阐述。 第四章，，补贴的效果：授予利益。本章先对补贴利益进行分析界定，从探究补贴利益的本质入手，进而对补贴利益的界定和衡量作出基本判断。随后，就与补贴利益界定最密切的利益计算展开论述，在对比SCM协定、美国法律规定、中国法律规定的基础上对授予利益计算的基本原则和方法进行阐述。 第五章，我国的补贴现状及其挑战与应对—以国有企业为视角。本章针对我国实际情况，以国有企业补贴的分析为切入口，全面分析国有企业受到反补贴调查的潜在风险，在此基础上，对我国国有企业如何应对反补贴调查提出了若干建议。
[Abstract]:The definition of subsidy is an important basis for the recognition of government actions as subsidies under the framework of the Agreement on subsidies and countervailing measures, which is of great significance to China's countervailing investigation. However, there are few systematic and comprehensive researches on the definition of subsidy in the theoretical circle at present. Based on the legal texts of WTO and the existing cases of dispute settlement bodies related to subsidies, this paper discusses the problems related to the definition of subsidies by using the methods of treaty interpretation, empirical research and comparative analysis. In order to benefit our theory and practice. This paper includes three parts: introduction, text and conclusion. The main body is divided into the following five parts: the first chapter, WTO and its main members of the anti-subsidy rules overview. This chapter begins with a general introduction to the WTO legal documents on subsidies, and then introduces the SCM Agreement (the Agreement on subsidies and countervailing measures) and the definitions of subsidies in various countries. It lays the background for the discussion of the three basic elements of subsidy below. The second chapter is the provider of subsidy. After summarizing the definition of subsidy providers in the SCM agreement, this chapter focuses on the controversial "public institutions" and "private institutions". By analyzing the ruling of WTO dispute settlement body, the scope and determination of subsidy provider are further clarified. The third chapter, the main form of subsidy: financial support. On the basis of summarizing the four main forms of subsidies stipulated in the SCM Agreement, this chapter focuses on the analysis and elaboration of some of the first three forms of financial aid. Chapter four, the effect of subsidy: conferring benefits. This chapter first analyzes and defines the subsidy interest, starting with the essence of the subsidy interest, and then makes a basic judgment on the definition and measurement of the subsidy interest. Then, it discusses the most closely defined benefit calculation with the subsidy interests, and expounds the basic principles and methods of the calculation of granted benefits on the basis of comparing the SCM agreement, the United States law and the provisions of Chinese law. Chapter five, the status quo and challenges of subsidies in China-from the perspective of state-owned enterprises. According to the actual situation of our country, this chapter analyzes the potential risk of countervailing investigation on state-owned enterprises, and puts forward some suggestions on how to deal with countervailing investigation.
【学位授予单位】：上海社会科学院
【学位级别】：硕士
【学位授予年份】：2012
【分类号】：D996.1
本文编号：2301431
[Abstract]:The definition of subsidy is an important basis for the recognition of government actions as subsidies under the framework of the Agreement on subsidies and countervailing measures, which is of great significance to China's countervailing investigation. However, there are few systematic and comprehensive researches on the definition of subsidy in the theoretical circle at present. Based on the legal texts of WTO and the existing cases of dispute settlement bodies related to subsidies, this paper discusses the problems related to the definition of subsidies by using the methods of treaty interpretation, empirical research and comparative analysis. In order to benefit our theory and practice. This paper includes three parts: introduction, text and conclusion. The main body is divided into the following five parts: the first chapter, WTO and its main members of the anti-subsidy rules overview. This chapter begins with a general introduction to the WTO legal documents on subsidies, and then introduces the SCM Agreement (the Agreement on subsidies and countervailing measures) and the definitions of subsidies in various countries. It lays the background for the discussion of the three basic elements of subsidy below. The second chapter is the provider of subsidy. After summarizing the definition of subsidy providers in the SCM agreement, this chapter focuses on the controversial "public institutions" and "private institutions". By analyzing the ruling of WTO dispute settlement body, the scope and determination of subsidy provider are further clarified. The third chapter, the main form of subsidy: financial support. On the basis of summarizing the four main forms of subsidies stipulated in the SCM Agreement, this chapter focuses on the analysis and elaboration of some of the first three forms of financial aid. Chapter four, the effect of subsidy: conferring benefits. This chapter first analyzes and defines the subsidy interest, starting with the essence of the subsidy interest, and then makes a basic judgment on the definition and measurement of the subsidy interest. Then, it discusses the most closely defined benefit calculation with the subsidy interests, and expounds the basic principles and methods of the calculation of granted benefits on the basis of comparing the SCM agreement, the United States law and the provisions of Chinese law. Chapter five, the status quo and challenges of subsidies in China-from the perspective of state-owned enterprises. According to the actual situation of our country, this chapter analyzes the potential risk of countervailing investigation on state-owned enterprises, and puts forward some suggestions on how to deal with countervailing investigation.
【学位授予单位】：上海社会科学院
【学位级别】：硕士
【学位授予年份】：2012
【分类号】：D996.1
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