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香港与内地跨法域破产管辖权问题研究

发布时间:2019-01-06 19:18
【摘要】:经济全球化促进了跨国公司的飞速发展,而这也导致了跨法域破产案件的日益增多。跨法域破产涉及一系列复杂的程序法和实体法问题,对于该问题的处理尚存在很大争议,不同的国家或地区也有着不同的处理方法。因此跨法域破产领域的法律冲突就特别突出,尤其是管辖权冲突这一核心问题。 我国是复合法域国家,香港与内地属于一国之内的不同法域,两地之间存在区际法律冲突问题。随着香港与内地经贸联系的不断加强,在两地均拥有资产或业务的企业越来越多,涉及到两地的跨法域破产纠纷也不断发生。但是,对该类案件的处理,理论上观点各异,实践中作法不同,这给案件的顺利解决带来了很大的困难。 本文以我国香港与内地之间的跨法域破产案件管辖权的确定为研究对象,通过对跨法域破产管辖权的相关理论及其他国家、地区的实践做法的探讨,以及对香港与内地在破产法律制度方面所存在的问题的分析,结合审判实践中的典型案例,最终提出香港与内地跨法域破产案件管辖权冲突的解决对策。本文认为,要解决该问题,首先应当确立破产宣告在两地间适用“普及主义”,即双方彼此承认对方所做出的破产宣告在己方的效力。除此之外,两地间应当合作尽快建立关于破产案件的协调机制(包括立法及专门的协调机构)。这也是解决管辖权冲突的根本对策。
[Abstract]:Economic globalization promotes the rapid development of multinational corporations, which leads to the increasing number of bankruptcy cases across jurisdictions. Cross-jurisdiction insolvency involves a series of complex procedural and substantive law issues, and there are still many disputes over the treatment of this problem, and different countries or regions also have different methods of dealing with it. Therefore, the conflict of laws in the field of cross-jurisdiction insolvency is particularly prominent, especially the core issue of jurisdiction conflict. China is a complex jurisdiction, Hong Kong and the mainland belong to different jurisdictions within one country, and there is a conflict of laws between the two regions. With the strengthening of economic and trade ties between Hong Kong and the mainland, more and more enterprises have assets or businesses in both places. However, the handling of this kind of cases is different in theory and practice, which brings great difficulties to the smooth resolution of cases. This paper takes the determination of the jurisdiction of cross-jurisdiction bankruptcy cases between Hong Kong and the mainland as the research object, and probes into the relevant theories of cross-jurisdiction bankruptcy jurisdiction and the practice of other countries and regions. Based on the analysis of the problems existing in the bankruptcy legal system between Hong Kong and the mainland and the typical cases in the trial practice, the author puts forward the countermeasures to resolve the jurisdiction conflict between Hong Kong and the mainland in the bankruptcy cases. This paper holds that in order to solve this problem, we should first establish the application of "populism" in bankruptcy declaration between the two places, that is, both sides acknowledge the effectiveness of the bankruptcy declaration made by the other party. In addition, the two sides should cooperate to establish a coordination mechanism on bankruptcy cases (including legislation and specialized coordination bodies) as soon as possible. This is also a fundamental solution to the conflict of jurisdiction.
【学位授予单位】:中国政法大学
【学位级别】:硕士
【学位授予年份】:2011
【分类号】:D922.291.92;D997

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