船舶融资租赁下投资人的法律风险规避研究

发布时间：2018-03-04 19:35

本文选题：资租赁　切入点：银行　出处：《大连海事大学》2015年硕士论文　论文类型：学位论文

【摘要】：船舶融资租赁一直是近几年学术界与实务界讨论的热点问题,尤其是近年来,伴随我国多个自贸区的建立、海运强国战略上升为国家战略以及21世纪海上丝绸之路战略的提出等,船舶融资租赁在政府的鼓励下得到了更快的发展。但是,船舶融资租赁因其标的物为受到《海商法》等特殊法律法规调整的船舶,船舶融资租赁因之就具有了不同于一般融资租赁的特性。而船舶融资租赁下某些特殊海事海商法律制度的存在对于船舶融资租赁下的投资人的利益又会产生很大的影响。鉴于投资人系维持船舶融资租赁交易正常运转的关键,为切实保护投资人的利益,有必要针对船舶融资租赁下投资人的利益保护问题进行全面的研究。有鉴于此,本文即以“船舶融资租赁下投资人的法律风险规避研究”为题对该问题进行了深入探讨。全文除引言与结论外,共分为三章。第一章对投资人参与船舶融资租赁交易的业务模式及投资人的法律地位进行了分析,主要是研究了银行与融资租赁公司参与船舶融资租赁交易的业务模式及其各自的法律地位。第二章对投资人在船舶融资租赁交易下法律风险进行了重点分析。首先对银行所面临的常规法律风险,以及银行在船舶抵押贷款下的特殊法律风险。并分别针对建造中船舶的抵押与运营中的船舶抵押所面临的法律风险进行了单独讨论。其后,对融资租赁公司在船舶融资租赁下的法律风险进行了深入分析,并分别从来自船舶卖方或者建造人的法律风险、来自船舶承租人的法律风险、来自第三人的法律风险进行了细化研究。第三章对如何保障投资人的利益提出了一定的建议,对投资人自身可采取的风险规避措施以及国家立法层面针对船舶融资租赁的制度设计均进行了研究。
[Abstract]:Ship finance lease has been a hot issue in the academic and practical circles in recent years, especially in recent years, with the establishment of many free trade zones in China, The strategy of shipping power has risen to national strategy and put forward the strategy of maritime Silk Road in 21th century. The ship financing lease has been developed more quickly under the encouragement of the government. However, A ship whose subject matter is regulated by special laws and regulations such as the Maritime Law, Because of this, the ship finance lease has the characteristics different from the general financial lease. However, the existence of some special maritime maritime commercial legal system under the ship financing lease will bring great benefits to the investors under the ship financing lease. In view of the fact that investors are key to maintaining the normal functioning of ship finance lease transactions, In order to effectively protect the interests of investors, it is necessary to conduct a comprehensive study on the protection of the interests of investors under ship financing lease. In this paper, the topic of "the study of legal risk avoidance of investors under ship financing lease" is discussed in depth. Besides the introduction and conclusion, The first chapter analyzes the business model and the legal status of the investor in the vessel finance lease transaction. This paper mainly studies the business models of banks and financial leasing companies involved in ship financial leasing transactions and their respective legal status. Chapter two focuses on the legal risks of investors under the vessel finance lease transactions. First of all, to the normal legal risks faced by banks, And the special legal risk of the bank under the ship mortgage loan. The legal risk of the mortgage of the ship under construction and the mortgage of the ship in operation are discussed separately. The legal risk of the financial leasing company under the ship financing lease is analyzed, and the legal risk from the seller or the builder of the ship, the legal risk from the charterer, and the legal risk from the shipowner are analyzed respectively. The third chapter gives some suggestions on how to protect the interests of investors. The risk aversion measures taken by investors themselves and the system design of ship financing lease in national legislation are studied.
【学位授予单位】：大连海事大学
【学位级别】：硕士
【学位授予年份】：2015
【分类号】：D912.29

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