深圳A公司法律风险管理控制研究

发布时间：2018-04-07 18:56

本文选题：远洋渔业　切入点：法律风险　出处：《广东财经大学》2016年硕士论文

【摘要】：企业经营运作中存在诸如战略、财务、经营、技术、管理等风险,也包括近年愈加受到重视的法律风险。企业法律风险是指基于法律规定、监管要求或者合同的约定,由于企业所处的外部环境及其变化,或企业及其利益相关者之作为或不作为,对企业目标产生的影响。其几乎普遍存在并贯穿于企业经营发展全部过程中,既有可能造成企业的经济损失,还有可能导致企业破产,故需引起广泛关注。企业法律风险管理控制主要是为了降低企业的法律风险,而建立的包括对法律风险进行识别、分析、评价、管理、监控及优化等行为的系统性工程。本文以企业如何有效防范法律风险作为导向,以化解企业风险作为目标,从企业风险管理角度出发,通过对国内外企业在法律风险管理方面的研究成果、经验、理论进行介绍分析,结合法学及风险管理学研究的理论,以深圳A公司作为研究对象,对此常见的法律风险及涉诉纠纷进行研究,考察影响远洋渔业企业法律风险的常见的重要因素。本文既研究介绍A公司以往发生的涉诉、仲裁纠纷的案例着眼,又从内部管理及外部生产经营实际着手。对A公司已发生的及潜在的常见的法律风险进行分析,从内部行政管理、人事管理、财务管理、经营管理以及外部的生产经营和对外投资等方面所存在的法律风险点进行梳理识别,分析该公司对法律风险管理控制之现状及不足之处,探讨引发法律风险的一些根源诱因。主要目标在于通过对A公司的实例分析,探究远洋渔业企业如何有效对法律风险进行管理控制,尤其是在管控诉讼纠纷方面的法律风险,为企业稳定健康发展创造有利的条件。最后,综合A公司所存在常见重要的法律风险,本文从将其诱因归结于主防控意识、人事管理、合同管理、国外法律关注度、生产管理等方面的。结合远洋渔业行业所具有的基本特征以及深圳A公司自身经营实际,为该公司法律风险管理控制之改善提出几点优化策略,包括:(1)提升公司整体法律意识;(2)加强公司制度建设;(3)设立法律风险管理部门;(4)关注涉外法律发展变化。
[Abstract]:There are such risks as strategy, finance, management, technology, management and so on in the operation of enterprises, including the legal risks which have been paid more attention to in recent years.The enterprise legal risk refers to the influence on the enterprise's goal based on the legal regulation, the regulation requirement or the agreement of the contract, because of the external environment and its change of the enterprise, or the action or omission of the enterprise and its stakeholders.It exists almost universally and runs through the whole process of enterprise management and development, which may cause economic losses and bankruptcy of enterprises, so it needs to be paid more attention to.Legal risk management and control of enterprises is mainly to reduce the legal risk of enterprises, and the establishment of the legal risk including the identification, analysis, evaluation, management, monitoring and optimization of the behavior of systematic engineering.In this paper, how to effectively guard against legal risk as a guide, to resolve the enterprise risk as the goal, from the point of view of enterprise risk management, through the domestic and foreign enterprises in the legal risk management research results, experience,This paper introduces and analyzes the theory, combines the theory of law and risk management, takes Shenzhen A Company as the research object, and studies the common legal risks and litigation disputes.To investigate the common and important factors that affect the legal risk of ocean fishing enterprises.This paper not only introduces the cases of litigation and arbitration in Company A, but also starts with internal management and external production and management.To analyze the existing and potential common legal risks in company A, from internal administration, personnel management, financial management,This paper analyzes the existing legal risk points in the aspects of management, production and investment, analyzes the current situation and deficiencies of the legal risk management, and discusses the causes of the legal risk.The main goal is to find out how to manage and control the legal risk effectively by analyzing the case of company A, especially the legal risk in the lawsuit dispute, so as to create favorable conditions for the stable and healthy development of the enterprise.Finally, synthesizing the common and important legal risk of company A, this paper puts it down to the consciousness of main prevention and control, personnel management, contract management, foreign legal attention, production management and so on.Combined with the basic characteristics of ocean fishery industry and the actual operation of Shenzhen A Company, this paper puts forward some optimization strategies for the improvement of the legal risk management and control of the company.Including: 1) raising the overall legal consciousness of the company. (2) strengthening the construction of the company system; setting up a legal risk management department; (4) paying close attention to the development and change of the law concerning foreign affairs.
【学位授予单位】：广东财经大学
【学位级别】：硕士
【学位授予年份】：2016
【分类号】：D922.291.91

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