关于完善期货法立法的导向性建议

发布时间：2018-06-13 10:00

  本文选题：期货法 + 期货市场　； 参考：《证券市场导报》2017年11期

【摘要】：中国应坚持科学的立法导向推进《期货法》立法。关于期货市场基本问题立法,建议以发展趋势为导向处理《期货法》调整范围问题,以国际化发展为导向处理期货市场对外开放问题。关于期货市场主体立法,建议以强化保护为导向专章规范期货交易者,以市场化为导向规范期货交易所,以促进发展为导向规范期货经营机构。关于期货市场重点制度立法,建议以还原市场基础性地位为导向完善期货品种上市制度,以维护立法协调一致为导向完善期货保证金管理制度,以突出期货市场基本理念为导向完善强行平仓制度,以突出法律属性为导向健全基本民商事制度,以强化监管为导向完善期货交割制度。关于期货市场监管执法立法,建议以功能监管为导向完善期货市场监管体制,以从严监管为导向健全期货市场监管执法手段,以全面监管为导向完善跨市场监管执法制度。
[Abstract]:China should adhere to scientific legislative guidance to promote the legislation of the Futures Law. With regard to the legislation on the basic problems of the futures market, it is suggested that the adjustment scope of the Futures Law should be dealt with in the light of the trend of development, and the opening up of the futures market should be dealt with in the light of the international development. Concerning the legislation of the main body of the futures market, it is suggested to standardize futures traders with a special chapter on strengthening protection, standardize futures exchanges with market orientation, and standardize futures management institutions with a view to promoting development. Regarding the legislation of the key system of futures market, it is suggested to perfect the listing system of futures varieties guided by the restoration of the basic position of the market, and to improve the management system of futures margin by maintaining the coordination of legislation. In order to highlight the basic concepts of the futures market, the system of forced liquidation should be improved, the basic civil and commercial system should be improved under the guidance of highlighting the legal attributes, and the system of futures delivery should be improved under the guidance of strengthening supervision. On the legislation of futures market supervision and enforcement, it is suggested that the supervision system of futures market should be improved under the guidance of function supervision, the law enforcement means of futures market supervision should be improved under the guidance of strict supervision, and the law enforcement system of cross-market supervision should be perfected under the guidance of comprehensive supervision.
【作者单位】： 复旦大学金融法研究中心;
【分类号】：D922.287
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本文编号：2013648