炬华科技内幕交易事件分析
发布时间：2018-08-30 19:27
【摘要】：内幕交易一直是人们关注的热点,虽然证监会一直严厉打击,但屡禁不止。究其原因,内幕交易带来的巨额利润的使得一部分人甘愿为此一搏,同时,资本市场监管漏洞和上市公司内部治理的缺陷也为内幕交易的实施提供了可行性。本文就证监会近日对吕建卫开出的行政处罚决定书进行简述,并对事件产生原因进行简析。
[Abstract]:Insider trading has been the focus of attention, although the SFC has been cracking down, but repeated prohibitions. The reason is that the huge profits brought by insider trading make some people willing to fight for this. At the same time, the loopholes of capital market supervision and the defects of internal governance of listed companies also provide the feasibility for the implementation of insider trading. This paper gives a brief account of the decision of administrative penalty issued by the CSRC against Lu Jianwei recently, and analyzes the causes of the incident.
【作者单位】： 湖北经济学院;
【分类号】：F832.51;D922.287
本文编号：2214062
[Abstract]:Insider trading has been the focus of attention, although the SFC has been cracking down, but repeated prohibitions. The reason is that the huge profits brought by insider trading make some people willing to fight for this. At the same time, the loopholes of capital market supervision and the defects of internal governance of listed companies also provide the feasibility for the implementation of insider trading. This paper gives a brief account of the decision of administrative penalty issued by the CSRC against Lu Jianwei recently, and analyzes the causes of the incident.
【作者单位】： 湖北经济学院;
【分类号】：F832.51;D922.287
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，本文编号：2214062
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