专利保险对专利风险预防机制的研究

发布时间：2018-10-31 12:54

【摘要】：在如今的市场环境中,走自主创新之路成为企业提升自身核心竞争力的主要渠道,专利成为企业最重要的资产之一。但随着全球经济一体化的程度不断加深,我国企业面临前所未有的巨大风险。国外企业利用专利策略制衡我国出口贸易的事件屡屡发生,最为典型的就是美国"337调查"。隐藏在专利侵权或者被侵权事件背后的是对市场份额的争夺,我国企业在面临海外企业侵权或者专利诉讼时表现并不理想——应诉率低,败诉率高,我国企业缺少预防专利风险的有效手段。保险作为分散风险最有效的手段之一,近几年得到了我国政府的高度重视,我国开始建立专利保险制度,以预防企业专利风险,提高企业面临专利诉讼危机的能力。2012年起在全国五个城市地区开始建立专利保险试点区,后续又加开了跨越全国多个省市共计20个城市作为第二批试点区。首批试点区经过三年多的发展取得了一定的效果,但也暴露出了不小的问题。对比国外几十年发展经历,我国专利保险发展时间还太短,放眼未来的制度建设,我国应当学习国外先进经验,对发达国家在发展过程中暴露出的问题吸取教训,探索完善适合我国企业发展和市场环境的具有我国特色的专利保险制度。本文除了引言和结论之外,正文分为如下四个部分:第一部分以美国、英国、欧盟为例,对发达国家的专利保险制度构建进行梳理和评价。同时我国着手建立专利保险制度已有数年,总结并提出我国制度发展过程中在政府、企业、行业等多个角度暴露的问题。此部分希望通过对发达国家专利保险制度理论与实践的研究分析,落实对应到我国发展中的难点,能够为我国的专利保险制度后期发展有所助益。第二部分是基础理论部分,介绍了专利保险相关概念和国际主流的分类方式,对专利保险法律关系的内容和专利保险合同的成立与生效进行了分析,指出专利保险对比一般财产保险的特殊之处,并阐述了专利风险及其预防机制。第三部分的重点是围绕着专利保险的保险属性,从保险学理上定性专利保险,阐述了专利保险在运用时遵循的一般原则,内容上还专门对保险利益着重分析,最后落脚在保险实践,对专利保险的理赔和索赔程序进行介绍。最后一部分,综合上文从现状分析到理论分析,以立法、政府、保险业者、企业等多个角度,针对制度构建提出具体建议,探究我国专利保险制度下一步发展方向。
[Abstract]:In today's market environment, taking the road of independent innovation has become the main channel for enterprises to enhance their core competitiveness, and patents have become one of the most important assets of enterprises. However, with the deepening of global economic integration, Chinese enterprises are facing unprecedented risks. Foreign enterprises use patent strategy to check and balance China's export trade, the most typical of which is American "337 investigation". Hidden behind patent infringement or being infringed is the competition for market share. Chinese enterprises have not performed well in the face of infringement or patent litigation by overseas enterprises-the response rate is low, and the rate of losing lawsuits is high. Chinese enterprises lack effective means to prevent patent risks. As one of the most effective means of dispersing risks, insurance has been highly valued by our government in recent years. In order to prevent the patent risk of enterprises, our country began to establish a patent insurance system. To improve the ability of enterprises to face the crisis of patent litigation. In 2012, the pilot areas of patent insurance began to be established in five urban areas of the country, followed by the addition of 20 cities across many provinces and cities of the country as the second batch of pilot areas. After more than three years of development, the first pilot areas have achieved certain results, but also exposed a large number of problems. Compared with the development experience of foreign countries for several decades, the development time of patent insurance in China is too short. Looking at the future system construction, our country should learn from the advanced experience of foreign countries and draw lessons from the problems exposed in the development process of developed countries. To explore and perfect the patent insurance system with Chinese characteristics suitable for the development of Chinese enterprises and the market environment. In addition to the introduction and conclusions, the text is divided into the following four parts: the first part of the United States, the United Kingdom, the European Union as an example, the patent insurance system in developed countries to sort out and evaluate. At the same time, our country has set up the patent insurance system for several years, summarizes and puts forward the problems exposed in the process of the development of the system in the government, enterprise, industry and so on. This part hopes that through the research and analysis of the theory and practice of the patent insurance system in the developed countries, it can be helpful to the later development of the patent insurance system in our country by carrying out the corresponding difficulties in the development of our country. The second part is the basic theory part, introduces the related concepts of patent insurance and international mainstream classification, analyzes the content of the legal relationship of patent insurance and the establishment and effectiveness of patent insurance contract. This paper points out that patent insurance is more special than general property insurance, and expounds patent risk and its prevention mechanism. The third part focuses on the nature of patent insurance, describes the general principles followed in the application of patent insurance, and focuses on the analysis of the interests of insurance. Finally, in the insurance practice, the patent insurance claims and claims procedures are introduced. The last part synthesizes above from the present situation analysis to the theory analysis, with the legislation, the government, the insurance industry, the enterprise and so on many angles, puts forward the concrete proposal to the system construction, probes into our country patent insurance system next step development direction.
【学位授予单位】：山东大学
【学位级别】：硕士
【学位授予年份】：2017
【分类号】：D923.42

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