证券市场寻租行为法律规制研究

发布时间：2018-03-30 15:59

本文选题：制度变迁　切入点：寻租行为　出处：《苏州大学》2003年硕士论文

【摘要】： 论文以新制度经济学和福利经济学理论为基础，对证券市场上的寻租行为进行了系统分析。“证券市场寻租行为”指出中国证券市场其实是一个“寻租场”，证券市场上一切有悖于实现“帕累托最优”的行为都属于寻租行为，监管者的“造租”行为也属于寻租行为。“证券市场寻租行为的成因”对中国证券市场寻租行为产生的原因作了深入分析。认为“市场失灵”和“政府失灵”两种制度缺陷是寻租行为产生的根本原因；证券市场的特殊性和“强制性的制度变迁”则是中国证券市场寻租行为产生的特殊原因。“证券市场寻租行为的危害”列举了寻租活动给证券市场造成的数种危害，指出必须用法律的手段规制证券市场上的寻租行为。“法律规制的法理探讨”讨论了“政府和市场”，“效率和公平”的关系，结合“科斯定理”的相关理论提出了按照市场经济规律的要求构建证券法律体系，规制寻租活动的观点。“法律规制的措施”提出了若干具体的规制措施，，结论是：规制证券市场的寻租行为必须做到以投资者权益保护为中心，以信息披露为重点，以市场化改革为导向，完善证券市场的基本制度。
[Abstract]:This paper is based on the new institutional economics and welfare economics theory, the rent-seeking behavior in the securities market were analyzed. The rent-seeking behavior of stock market Chinese pointed out that securities market is a "Rent-seeking", the stock market goes against the realization of all Pareto optimal behavior belong to rent-seeking behavior, regulators made rent also belong to rent-seeking behavior. "The reason of rent-seeking behavior in the securities market have Chinese rent-seeking behavior of securities market are analyzed. That" market failure "and" government failure "of two kinds of system defect is the basic reason of rent-seeking behavior of securities market; the particularity and the mandatory institutional change" is the special reasons of rent-seeking behavior in the securities market. Chinese "harm" the rent-seeking behavior in the securities market are caused by rent-seeking activities to the securities market The number of kinds of hazards, that must use rent-seeking means to regulate the securities market law. The legal legal regulation of "discussion" government and market "," the relationship between efficiency and fairness ", combined with the theories of" Kos theorem "put forward the construction of securities legal system in accordance with the request of market economy regulation, rent-seeking the activities of the view." legal regulation measures "and puts forward some concrete measures of regulation, the conclusion is: the rent-seeking behavior of securities market regulation must be done to protect the interests of investors as the center, to the information disclosure as the key to market oriented reform, improve the basic system of the securities market.

【学位授予单位】：苏州大学
【学位级别】：硕士
【学位授予年份】：2003
【分类号】：D912.28

【引证文献】