有限责任公司股东资格取得问题研究
发布时间:2018-04-18 18:10
本文选题:有限责任公司 + 股东资格 ; 参考:《广西大学》2008年硕士论文
【摘要】: 有限责任公司由股东出资设立,股东资格则是表明一个人是否为公司股东。股东资格最重要的法律意义,即在于可以作为一个人分享股东权利、承担股东义务的合法理由和身份依据。在公司实践中,股东资格取得方式有很多种。在股东原始取得情况下,股东资格是在缴纳出资时取得,还是在章程上签章取得,抑或股东名册登记或是工商登记注册时取得?在股东资格继受取得的情况下,股东资格是在签订股权转让协议后取得,还是在履行完协议后取得,或变更股东名册还是工商变更登记后取得?对于此类问题的不同回答对股东、公司、公司及股东的债权人、交易相对人的利益影响较大。而正确认定股东资格取得的相关文件的作用、股权变动的时间点等等问题,对于司法实践中正确认定股东资格具有重要意义。由于我国公司制度的不够完善,理论界又存在很多争论,加上设立公司或转让股权过程中操作不规范,导致股东资格不能顺利取得,从而对股东权利的行使也产生影响。 本文试图通过笔者所掌握的公司法理论、商法理论和民法理论结合新公司法的规定,比较全面而系统的解决股东资格取得中存在的问题,其中重点是分析研究我国现行《公司法》有关股东资格取得方面的法律依据。 就有限责任公司股东资格取得的法律依据而言,与原《公司法》相比,新《公司法》虽然修改了资本形成制度、完善了股权转让制度的相关规定,并增加了股东资格继承的规定等等,但这些规定是否完善,是否具有可操作性,能否彻底解决股东资格取得过程中的问题,以及公司章程、工商登记、股东名册、出资证明书以及相关协议在股东资格取得中的各自角色,都需要作进一步研究。本文将以此为切入点展开研究。 本文正文共分四部分。第一部分为股东资格的概述,主要说明股东资格和股权的定义以及研究本文的意义。第二部分关于股东资格的原始取得,针对新《公司法》关于资本分期缴纳制度的规定入手,论述出资对股东资格取得的影响,并对原始取得过程中各种文件及作用进行分析。第三部分关于股东资格的继受取得,主要从转让取得以及继承取得两个角度着手,对转让和继承取得中股权转让协议的效力、股权变动的时间等等提出笔者自己的见解。第四部分针对涉及到第三人的股东资格善意取得问题进行了论述。
[Abstract]:A limited liability company is set up by shareholders, and shareholder qualification indicates whether a person is a shareholder of the company.The most important legal meaning of shareholder qualification is that it can be used as a legal reason and basis for a person to share the rights and obligations of shareholders.In company practice, there are many ways to obtain shareholder qualification.In the case of the original acquisition of shareholders, is the shareholder qualification obtained at the time of contribution, or in the signature of the articles of association, or when the register of shareholders is registered or when the registration of industry and commerce is obtained?In the case where the shareholder qualification is obtained, is the shareholder qualification obtained after the signing of the equity transfer agreement, after the completion of the agreement, or after the change of the register of shareholders or after the registration of industrial and commercial changes?The different answers to this kind of questions have great influence on the interests of shareholders, companies, companies and shareholders' creditors and counterparties.However, it is of great significance for the judicial practice to correctly identify the role of the relevant documents obtained by shareholders' qualification, the time point of stock rights change and so on.Due to the imperfection of the company system in our country, there are many arguments in the theoretical circle, and the operation in the process of establishing the company or transferring the stock right is not standardized, which results in the shareholders' qualification can not be obtained smoothly, which also has an impact on the exercise of the shareholders' rights.This paper attempts to solve the problems existing in the acquisition of shareholders' qualifications comprehensively and systematically through the theory of company law, the theory of commercial law and the theory of civil law combined with the provisions of the new company law.The key point is to analyze and study the legal basis of shareholder qualification in China's current Company Law.As far as the legal basis for obtaining the qualification of shareholders of limited liability companies is concerned, compared with the original Company Law, the new Company Law has modified the capital formation system and improved the relevant provisions of the equity transfer system.The provisions on the succession of shareholders' qualifications and so on have been added. However, whether these provisions are perfect, whether they are operational, whether they can solve the problems in the process of obtaining shareholder qualifications, and whether the articles of association, business registration, and the register of shareholders can be thoroughly solved,The roles of investment certificates and related agreements in shareholder qualification need further study.This article will take this as the starting point to carry out the research.This text is divided into four parts.The first part is an overview of shareholder qualification, mainly explains the definition of shareholder qualification and equity and the significance of this study.The second part deals with the original acquisition of shareholders' qualification. In view of the provisions of the new Company Law on the payment system of capital by installment, the paper discusses the influence of capital contribution on the acquisition of shareholder's qualification, and analyzes the various documents and functions in the original acquisition process.In the third part, the author puts forward his own opinions on the validity of the equity transfer agreement and the time of stock right change in the transfer and succession acquisition from the two angles of transfer acquisition and inheritance acquisition.The fourth part deals with the acquisition of shareholders' qualification in good faith.
【学位授予单位】:广西大学
【学位级别】:硕士
【学位授予年份】:2008
【分类号】:D922.291.91
【引证文献】
相关期刊论文 前1条
1 申希捷;;浅析公司中的隐名出资人[J];经济师;2011年09期
相关硕士学位论文 前4条
1 赵一桦;有限责任公司隐名出资人股东资格确认之理论再探讨[D];中国政法大学;2011年
2 薛巧鸾;有限责任公司股东资格认定的研究[D];东北财经大学;2011年
3 蔡虎;公司对外担保法律效力探讨[D];西南政法大学;2011年
4 石瑞;股东资格认定研究[D];中央民族大学;2012年
,本文编号:1769481
本文链接:https://www.wllwen.com/falvlunwen/sflw/1769481.html