论美国市场操纵型集团诉讼制度

发布时间：2018-03-03 14:07

本文选题：市场操纵　切入点：集团诉讼　出处：《复旦大学》2014年硕士论文　论文类型：学位论文

【摘要】：本文的主旨将定位于对美国市场操纵型集团诉讼制度的专门和系统性介绍。本文可以分为四个部分。第一部分是对市场操纵行为基本概念和基本理论的介绍。在该部分,本文引入了经济学的分析方法,以期得出成功的市场操纵行为同有效市场之间存在必然矛盾这一结论,而这一结论则是后文中对于市场操纵集团诉讼程序制度分析的基础。第二部分是从历史的角度对美国市场操纵集团诉讼的立法和司法立史做一简单的介绍。第三部分是对于是对美国市场操纵集团诉讼的实体法理论做出基本的介绍,在这一部分,本文也专门对市场欺诈理论这一在美国证券集团诉讼历史上意义重大的理论做出了基本介绍,之所以对其进行介绍是由于其对证券集团诉讼特别是市场操纵集团诉讼具有难以割舍的联系,如若除去该理论,美国市场操纵集团诉讼制度的历史将基本处于空白状态。第四部分是对市场操纵集团诉讼程序制度的介绍和评析,这一部分是本文的重点和核心。在该部分本文特别强调了市场欺诈理论和市场操纵集团诉讼程序制度之间的关系,同时基于这种关系,对市场操纵集团诉讼制度做出了评价。
[Abstract]:The purpose of this paper is to introduce the system of market manipulation class action in the United States. This paper can be divided into four parts. The first part is an introduction to the basic concepts and theories of market manipulation. This paper introduces the analytical method of economics in order to draw the conclusion that there is an inevitable contradiction between successful market manipulation and efficient market. The second part is a brief introduction to the legislative and judicial history of class action in the United States from the historical point of view. Part of it is to make a basic introduction to the substantive law theory of the class action of market manipulation in the United States. In this part, this paper also makes a basic introduction to the theory of market fraud, which is of great significance in the history of securities class litigation in the United States. It is introduced because of its indelible link to securities class litigation, especially market manipulation class action, if the theory is removed, The history of the class action system of market manipulation in the United States will be basically blank. Part 4th is an introduction and analysis of the system of class action procedure of market manipulation. This part is the focus and core of this paper. In this part, the relationship between the theory of market fraud and the system of market manipulation group proceedings is emphasized, and based on this relationship, the market manipulation group litigation system is evaluated.
【学位授予单位】：复旦大学
【学位级别】：硕士
【学位授予年份】：2014
【分类号】：D971.2;DD915

【共引文献】