国企高管职务犯罪问题研究

发布时间：2018-01-20 04:32

本文关键词： 国企高管职务犯罪慎刑谦抑性宽严相济　出处：《中国社会科学院研究生院》2017年硕士论文　论文类型：学位论文

【摘要】：在刑法领域和司法实践中,国家工作人员的犯罪在一般意义上越来越受到重视,但国企高管职务犯罪没有应有的重视。因此,国企高管职务犯罪的一些个性问题与国家工作人员的犯罪共性问题必须区别。犯罪类型的确定对预防和惩治职务犯罪有重要意义。国有企业高管职务犯罪是国家工作人员犯罪中负面影响最大的一种,研究上更是一个薄弱环节,职务犯罪的国企高管犯罪率近年来居高不下,这说明这是一个兼有理论和实践研究意义的法律问题。全文共分4章,第1章介绍国有企业高管职务犯罪的概念和特征;第2章介绍国有企业高管犯罪产生的原因,从体制层面,企业管理层面,内控机制层面,社会大环境层面以及立法不完善制造了规避法律的机会共五个方面做了分析。第3章介绍了国有企业高管职务犯罪的预防,提出了以下三条措施,一是建立立体化、多层次的监督制约机制;二是借鉴欧美国家的先进经验,推动我国预防职务犯罪的立法;三是建构合理的激励机制并加强对国企高管职务犯罪的法制宣传教育工作。第4章是本文的核心部分,也是本文作者的意旨所在,该章是在前三章论述的基础上,针对国企高管职务犯罪的特殊性,论述处理国有企业犯罪过程中需要注意的三个法律问题,一是处理国有企业犯罪案件时需要开展办案风险评估,慎用刑事手段,尽可能减少国企高管职务犯罪对国有企业带来的“殃及池鱼效果”;二是在处理国企高管职务犯罪时需要辩证的落实宽严相济刑事政策;三是对待国企高管职务犯罪需要充分体现刑法的谦抑性原则。
[Abstract]:In the field of criminal law and judicial practice, the crime of state functionaries is paid more and more attention in the general sense, but the crime of senior executives in state-owned enterprises is not given due attention. It is necessary to distinguish some individual problems of state-owned executives' duty crime from the common problems of state functionaries' crimes. The determination of crime types is of great significance to the prevention and punishment of duty crimes. The state-owned enterprise's high-level duty crime is the state. One of the most negative effects of staff crime. Research is a weak link, the high crime rate of state-owned enterprise executives in recent years, which shows that this is a theoretical and practical research significance of the legal issue. The full text is divided into four chapters. The first chapter introduces the concept and characteristics of the crime of senior executives in state-owned enterprises. The second chapter introduces the reasons of the state-owned enterprise executives' crime, from the system level, the enterprise management level, the internal control mechanism level. The social environment and imperfect legislation created a total of five aspects of the opportunity to circumvent the law. Chapter 3 introduces the prevention of the crime of senior executives in state-owned enterprises, and puts forward the following three measures. First, the establishment of three-dimensional, multi-level supervision and control mechanism; The second is to learn from the advanced experience of Europe and the United States to promote our legislation to prevent job-related crimes; The third is to construct a reasonable incentive mechanism and strengthen the work of legal publicity and education on the crime of senior executives in state-owned enterprises. Chapter 4 is the core part of this article, and is also the intention of the author of this paper. This chapter is on the basis of the first three chapters, in view of the particularity of the state-owned enterprise executive duty crime, discusses the three legal problems that should be paid attention to in the process of dealing with the state-owned enterprise crime. First, it is necessary to carry out case risk assessment when dealing with the crime cases of state-owned enterprises, to use criminal means carefully, and to reduce as far as possible the "disaster and fish effect" brought to state-owned enterprises by the crimes committed by senior executives of state-owned enterprises; Second, we should implement the criminal policy of combining leniency with severity when dealing with the crimes committed by senior executives in state-owned enterprises. Third, we should fully reflect the principle of modesty of criminal law in dealing with the crime of state-owned executives.
【学位授予单位】：中国社会科学院研究生院
【学位级别】：硕士
【学位授予年份】：2017
【分类号】：D924.3

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