“规制缓和”与自治型金融刑法的构建

发布时间：2018-01-28 11:30

本文关键词： 金融刑法金融犯罪规制缓和自治型金融刑法　出处：《法学评论》2015年04期 　论文类型：期刊论文

【摘要】：受"半统制半市场化"经济体制的左右,我国金融交易监管体制中政府主导色彩重而市场自由化程度低。因此,我国的金融刑法也带有明显的压制型法的特征,具体表现为:(1)犯罪化与非犯罪化的区分标准模糊;(2)交易规则不明确;(3)制裁手段单一。伴随着经济体制改革的进一步深化,"半统制半市场化"体制将被完全自由的市场经济体制代替。与之相适应,我国刑法关于金融犯罪的规制理念也应实现从压制型金融刑法向自治型金融刑法的转变。关于这种转变途径,日本近年来流行的"规制缓和"理念值得借鉴,该理念在经济学方面与新自由主义经济学遥相呼应,在刑法学领域与刑法谦抑主义息息相关,因而成功地推动了日本金融犯罪规制机制的完善。以该理念为参考,我国金融刑法应当从三个方面进行规制改革,以便早日实现向自治型金融刑法的转变:(1)树立以保护投资者权益为重的新法益观;(2)完善金融交易规则;(3)发挥非刑措施在规制金融犯罪方面的积极功效。
[Abstract]:Under the influence of "semi-controlled and semi-market-oriented" economic system, China's financial transaction supervision system is heavily dominated by the government and the degree of market liberalization is low. Therefore, the financial criminal law of our country also has the characteristics of obviously repressive law. The distinction between decriminalization and decriminalization is fuzzy. (2) unclear trading rules; With the further deepening of the reform of the economic system, the "semi-controlled and semi-market-oriented" system will be replaced by a completely free market economic system. The concept of regulation of financial crime in China's criminal law should also realize the transformation from repressive financial criminal law to autonomous financial criminal law. The idea of "regulatory relaxation", which is popular in Japan in recent years, should be used for reference. In economics, the concept is closely related to neoliberal economics and criminal modesty in the field of criminal law. Therefore, it has successfully promoted the perfection of Japan's financial crime regulation mechanism. With this idea as a reference, China's financial criminal law should be reformed from three aspects. In order to realize the transformation to autonomous financial criminal law at an early date, we should set up a new legal interest view, which focuses on protecting the rights and interests of investors; 2) perfecting financial transaction rules; Give play to the positive effect of non-criminal measures in the regulation of financial crime.
【作者单位】：山东大学(威海)法学院;日本立命馆大学;
【基金】：山东大学基本科研业务费社会科学类青年培养项目“刑法谦抑主义在规制金融证券犯罪中的适用——以日本的‘规制缓和理念’为鉴”(项目批准号:2014SQXM001) 山东省法学会2014年自选课题“刑罚论视角下的山东金融监管体制的完善”(SLS2014G29)成果之一
【分类号】：D914
【正文快照】： 引言塞尔兹尼克与诺内特两位学者将法分为“压制型法”、“自治型法”与“回应型法”。关于“压制型法”,他们认为其最重要的特征在于政法合体与放纵裁量。这种属性不可避免地导致了阶级性争议以及对特权者的保护,同时也使法制具有明显的缺陷:不安定、正当化程度低。1以此为参

【参考文献】