国际知识产权许可限制竞争行为反垄断规制研究

发布时间：2018-02-25 22:35

本文关键词： 国际知识产权许可限制竞争行为反垄断规制　出处：《吉林大学》2015年博士论文　论文类型：学位论文

【摘要】：国内知识产权领域的研究一直集中于知识产权权利的行使和保护。国内学者近些年才开始关注和研究知识产权权利行使中的权利滥用以及知识产权许可中限制竞争行为的反垄断规制问题。随着经济全球化、知识经济以及网络经济的迅猛发展，科学技术日新月异，知识产权跨国许可更加频繁。跨国公司通过国际知识产权许可实施限制竞争行为，严重损害了我国市场的竞争，对我国反垄断法规制国际知识产权许可中的限制竞争行为提出了新的挑战。本文希望借鉴西方发达国家对国际知识产权许可中的限制竞争行为进行反垄断规制的经验，结合经济全球化、知识经济、网络经济等新经济条件下对反垄断提出的新的挑战与应对等问题，对国际知识产权许可的反垄断规制问题进行有针对性的、深入的研究，以期对我国国际知识产权许可反垄断规制制度的完善提供一些建议。本文着重运用比较研究的方法，通过对美国和欧洲知识产权领域反垄断规制的立法和实践的研究，指出不同点，分析其优劣，找出共同点，发现其规律；运用历史考察的研究方法，通过分析美国和欧洲知识产权领域反垄断规制制度的变化，寻求其中蕴含的基本原理和具体规则。找到同一制度在不同历史时期的不同变化和背后的理论依据，对今天制度的制定具有重要的借鉴意义；运用案例分析的方法，对美国、欧洲以及我国知识产权许可垄断案件进行分析。除绪论外，本文共分为五大部分。第一部分分析了国际知识产权许可限制竞争行为反垄断规制的论证基础，，这是本文论证的基础和前提。首先，厘清国际知识产权许可及相关概念；其次，探讨了知识产权法与反垄断法的关系，得出了知识产权法与反垄断法具有目标的一致性和功能的互补性的结论；再次，分析了国际知识产权许可既可能产生激励创新与促进竞争的积极效果，也可能同时产生垄断和限制竞争的消极影响；最后，分析了国际知识产权许可反垄断规制的理论依据。第二部分对国际知识产权限制竞争行为反垄断规制的分析框架进行探讨。首先，介绍了判断标准的分歧并对不同的判断标准进行了分析；其次，分别阐述了类选法和列举法这两种分析方法，并对这两种方法进行了对比；最后，提出国际知识产权许可限制竞争行为反垄断规制的分析步骤。第三部分对国际知识产权许可具体的限制竞争行为进行反垄断分析。将国际知识产权许可限制竞争行为分为垄断协议和滥用市场支配地位两大类。首先，对国际知识产权许可中滥用市场支配地位的限制竞争行为进行反垄断分析；其次，对国际知识产权许可中垄断协议类型的限制竞争行为进行反垄断分析。论文运用反垄断规制分析框架，结合案例解读分析了国际知识产权许可中具体限制竞争行为的反垄断规制方法。第四部分提出并分析了经济全球化、知识经济和网络经济时代国际知识产权许可限制竞争行为反垄断规制的新问题。首先，提出了网络经济条件下，国际知识产权许可反垄断规制中相关市场和市场支配地位的界定需要新的标准；其次，通过对国际知识产权许可的反垄断法域外适用冲突的分析，提出通过双边协议和地区性多边协议的方式协调反垄断法域外适用的冲突；最后，提出国际文化贸易与国际知识产权许可存在交叉的情况下应当通过反垄断法保护本国文化产业的建议。第五部分分析了国际知识产权许可反垄断规制的中国现实与制度完善。首先分析了中国国际知识产权许可反垄断规制立法及存在的问题；其次，阐述了中国国际知识产权许可反垄断规制制度完善的必要性；最后，提出完善中国国际知识产权许可反垄断规制法律制度的具体建议，包括统一反垄断法执法机关、制定知识产权领域反垄断规制的专门性规定、探索网络经济中界定知识产权许可相关市场和经营者市场支配地位的方法、建立知识产权许可反垄断“安全区”标准等。
[Abstract]:The research on intellectual property rights in China has been focused on the exercise and protection of intellectual property rights . In recent years , domestic scholars have begun to pay attention to and study the abuse of the rights of intellectual property rights and the anti - monopoly regulation of intellectual property rights . With the rapid development of economic globalization , knowledge economy and network economy , transnational corporations of intellectual property are more frequent . This paper hopes to draw lessons from the experience of anti - monopoly regulation in the international intellectual property license in the developed countries , and to provide some suggestions on the anti - monopoly regulation of the international intellectual property license . The first part analyzes the demonstration foundation of the international intellectual property licensing restriction competition behavior anti - monopoly regulation , which is the basis and premise of the demonstration . First , the relationship between the intellectual property law and the anti - monopoly law is discussed , and the conclusion that the intellectual property law and the anti - monopoly law has the consistency and the function of the target are obtained . The second part probes into the analysis framework of the anti - monopoly regulation of international intellectual property restriction competition . Firstly , the differences of judging standard are introduced and different judging criteria are analyzed ; secondly , the two methods are described , and the two methods are compared ; and finally , the analysis steps of international intellectual property license restriction competition behavior anti - monopoly regulation are put forward . In the third part , the competition behavior of international intellectual property license is restricted by antitrust analysis . Firstly , the restriction competition behavior of abusing the dominant position in the license of international intellectual property is analyzed . First , the limitation competition behavior of abusing the dominant position in the license of international intellectual property is analyzed . Secondly , it analyzes the restriction competition behavior of the monopoly agreement type in the license of international intellectual property . The paper uses the analysis framework of the anti - monopoly regulation , and analyzes the anti - monopoly regulation method of the specific restriction competition behavior in the license of international intellectual property . The fourth part puts forward and analyzes the new problems of the anti - monopoly regulation of the competition behavior of the international intellectual property license in the era of economic globalization , knowledge economy and network economy . First , the definition of the relevant market and market dominance in the anti - monopoly regulation of the international intellectual property license under the network economic conditions needs a new standard ; secondly , through the analysis of the extraterritorial application of the anti - monopoly law of the license of international intellectual property , the paper puts forward the conflict between the extraterritorial application of the anti - monopoly law through bilateral agreements and regional multilateral agreements ; and finally , the proposal of protecting the national cultural industry through the anti - monopoly law should be adopted in the case of crossing the international cultural trade and the international intellectual property license . The fifth part analyzes the Chinese realistic and institutional improvement of the anti - monopoly regulation of international intellectual property license . Firstly , it analyzes the legislation and existing problems of the anti - monopoly regulation system of China ' s international intellectual property license . Secondly , it expounds the necessity of perfecting the anti - monopoly regulation system of China ' s international intellectual property license . Finally , it puts forward some specific suggestions to perfect the anti - monopoly regulation system of China ' s international intellectual property license , including the unification of the law enforcement authorities of anti - monopoly law , the establishment of the special provisions of anti - monopoly regulation in the field of intellectual property rights , the exploration of the method of defining the market and the dominant position of the intellectual property license in the network economy , the establishment of the intellectual property license anti - monopoly " safe area " standard , etc .

【学位授予单位】：吉林大学
【学位级别】：博士
【学位授予年份】：2015
【分类号】：D996;D997.1

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