我国知识产权海关保护中权利滥用的规制

发布时间：2018-03-04 11:47

本文选题：知识产权　切入点：海关保护　出处：《华南理工大学》2014年硕士论文　论文类型：学位论文

【摘要】：知识产权作为知识经济时代最核心的战略资源，已经成为当今各国推动经济发展、社会进步最重要的国家战略之一。随着我国市场经济和对外开放步伐的加快，涉外与国内知识产权贸易量不断攀升。因此，健全我国知识产权保护制度，规范知识产权交易行为，对于我国经济的健康发展、推动自主创新和科技进步，显得十分重要而迫切。海关在进出境环节对保护知识产权的重要性不言而喻，健全知识产权海关保护制度、切实维护知识产权权利人、进出口收发货人与社会公众之间的利益平衡，应当成为健全我国知识产权保护制度的题中应有之义。在当今激烈的国际贸易竞争中，权利滥用的现象层出不穷，知识产权海关保护被越来越多地当作抢占市场、打击对手、获取垄断利润的工具，，严重破坏了利益平衡，违背了保护知识产权的初衷和目的。鉴于此，有必要进一步完善知识产权海关保护制度，从立法层面有效规制权利滥用行为、理顺知识产权利益关系，从而维护知识产权与公众利益的平衡，使知识产权海关保护制度回归本位，实现保护、和规制的有机统一。本文重点梳理了国际（主要以TRIPS协议为依据）和国内知识产权海关保护制度中禁止权利滥用的有关规定，进而从知识产权海关保护的备案、申请、扣留、调查等若干环节入手，结合权利滥用的相关理论和知识产权海关保护实践，分析了权利滥用的主要表现形式及其影响，并从实体法和程序法两个层面，深入研究了权利滥用现象背后折射出我国知识产权海关保护制度存在的问题，最后据此从立法和执法两个方面提出了完善我国知识产权海关保护制度、规制权利滥用行为的对策建议。本文共分6个部分：第一章为绪论，重点阐述研究目的和意义，梳理国内外研究现状，提出研究设想、方法、内容和结构；第二章为知识产权海关保护的基本理论，简要论述我国知识产权海关保护的基本概念、渊源，知识产权海关保护制度建立和发展等基本情况，在此基础上，重点分析了“禁止权利滥用”这一民法基本原则在知识产权海关保护制度中的体现，即现行制度中规制权利滥用的有关规定；第三章为知识产权海关保护中权利滥用的现象分析，从知识产权海关保护的备案、申请、扣留、调查等环节，结合权利滥用的基本理论、海关保护程序法的相关规定以及海关执法实践，对权利滥用的具体表现进行深入剖析，并在此基础上，阐述了权利滥用行为对权利人和进出口收发货人、海关以及公众等利益相关者的影响；第四章为我国知识产权海关保护权利滥用的原因分析，从实体法和程序法两个层面，结合全球知识产权保护的发展趋势和形势变化，以及我国知识产权海关保护制度建立和发展的历史和现实因素，深入分析权利滥用产生的深层次法律原因，由此揭示我国知识产权海关保护制度存在的问题，主要表现在立法倾向、知识产权保护的模式、机制以及执法程序等方面；第五章为我国知识产权海关保护中规制权利滥用的对策建议，结合我国知识产权海关保护的实际，从完善立法和改进执法两个方面提出规制权利滥用的对策建议，强调知识产权海关保护制度的完善，要在符合国际通行做法、不对国际贸易造成妨碍的同时，更加符合我国国情和经济社会发展程度，保护本国企业和本土市场的利益，促进科技进步和社会发展。第六章为结论，对本文的主要观点进行总括。
[Abstract]:Intellectual property rights as the core strategic resources in the era of knowledge economy, has become the world to promote economic development, social progress is one of the most important national strategy. With the pace of China's market economy and opening up, foreign and domestic intellectual property trade volume rising. Therefore, perfecting the protection system of intellectual property rights, normative knowledge property transactions, for the healthy development of China's economy, promote independent innovation and technological progress, it is very important and urgent. The customs in the part of the entry and exit of the importance of intellectual property protection is self-evident, and perfect the system of Customs Protection of intellectual property rights, protect intellectual property rights, the collection and balance of interests between the shipper and the public that should be the proper meaning of perfecting the protection system of intellectual property rights problem. In today's fierce competition in international trade, the abuse of rights Like emerge in an endless stream, the Customs Protection of intellectual property rights is more and more as a blow to the opponent, to seize the market, gain the monopoly profit tools, serious damage to the balance of interests, contrary to the original intention and purpose of the protection of intellectual property rights. In view of this, it is necessary to further improve the customs protection system of intellectual property rights, from the legislative level to effectively regulate the abuse of rights, straighten out intellectual property interests, to protect intellectual property rights and public interest balance, the system of Customs Protection of intellectual property rights protection, backsintosline, organic unity and regulation.
This paper focuses on the International (mainly based on TRIPS protocol) the relevant provisions of prohibition of abuse of rights and the Customs Protection of intellectual property rights system, and then from the filing of Customs Protection of intellectual property rights for the detention, investigation of a number of sectors, with the abuse of rights theory and practice of customs protection of intellectual property rights, analyzes the main rights forms of abuse and its effects, and from the two aspects of substantive law and procedural law, in-depth study of the phenomenon of abuse of rights reflects the existing system of Customs Protection of intellectual property rights in China, finally puts forward to perfect the system of Customs Protection of intellectual property rights in China from two aspects of legislation and law enforcement, abuse Regulation Countermeasures.
This paper is divided into 6 parts: the first chapter is the introduction, expounds the research purpose and significance, research status at home and abroad, puts forward research ideas, methods, content and structure; the second chapter is the basic theory of the Customs Protection of intellectual property rights, the basic concept, China Customs IPR protection briefly discusses the origin, basic establishment and the development of the system of Customs Protection of intellectual property rights, on this basis, the focus of "Prohibition of abuse of rights" as one of the basic principles of civil law embodied in the Customs Protection of intellectual property rights in the relevant provisions of regulation, rights in the current system the abuse of rights; the third chapter is the analysis of the Customs Protection of intellectual property rights in the phenomenon of abuse, from knowledge the filing of Customs Protection of property rights, application, detain, investigation and other sectors, combined with basic theory of abuse of rights, the relevant provisions of the customs protection program law and customs law enforcement practice, the abuse of right The specific performance for in-depth analysis, and on this basis, elaborated the abuse of rights and the consignor of import and export, customs and influence public and other stakeholders; the fourth chapter is the analysis of reasons of China's customs protection of intellectual property rights abuse, from two aspects of substantive law and procedural law, combined with the the change and development trend of global intellectual property protection and the situation, as well as the establishment and development of the system of Customs Protection of intellectual property rights in China's historical and realistic factors, the deep-seated legal reasons in-depth analysis of the abuse of rights, which reveal the existence of China's IPR customs protection system problems, mainly in the legislative tendency of intellectual property protection mode hand, mechanism and law enforcement procedures; the fifth chapter is the countermeasures and suggestions to prevent the rights of Customs Protection of intellectual property in our country abuse, combined with our country's customs protection of intellectual property rights Actually, from the legislation and law enforcement countermeasures and suggestions for the improvement of the two aspects of the regulation of the abuse of rights, emphasizing on Improving Customs Protection of intellectual property rights, in accordance with international practices, not hamper international trade at the same time, more in line with the national conditions and level of economic and social development in our country, protect domestic enterprises and local market interests, promote the progress of science and technology and social development. The sixth chapter is the conclusion, summed up the main points of this article.

【学位授予单位】：华南理工大学
【学位级别】：硕士
【学位授予年份】：2014
【分类号】：D923.4;D922.221

【参考文献】