策略性专利诉讼模式:基于非专利实施体多次诉讼的研究

发布时间：2018-06-15 22:37

本文选题：专利蟑螂 + 非专利实施体　；参考：《中国工业经济》2017年02期

【摘要】：知识产权竞争加剧容易滋生专利蟑螂。在专利拥有量急剧增长、专利保护日益增强的中国是否存在专利蟑螂值得关注。本文对中国可能已经存在的本土专利蟑螂的盈利机制、诉讼模式与行为特征展开分析,从理论层面阐明此类诉讼模式集中表现为发起多次诉讼,且每次索要较低赔偿以累积诉讼收益,进而基于2000—2014年中国专利民事一审诉讼案件数据进行实证检验。研究表明,中国可能存在的本土专利蟑螂所发起的诉讼主要集中在传统制造行业,具有多次发起、低赔偿额、低诉讼摩擦性、高胜诉比率等基本特征。上述结论与美国的经验证据存在鲜明反差,这与中国被诉主体专利意识薄弱、产业成熟度不足以及国家专利侵权惩罚力度较低紧密相关。本文认为,专利蟑螂的中国衍生模式客观上有利于打击专利侵权行为,但多次发起的"小"专利诉讼降低了国家专利制度和司法保护的运行效率。对此,本文提出,在辨明本土专利蟑螂诉讼模式和作用的基础上,应该高度警惕本土专利蟑螂对专利制度可能造成的损害,在专利维权和司法资源过度使用之间寻找有效平衡,构建更趋全面、高效的知识产权保护体系。
[Abstract]:Increased competition for intellectual property tends to breed patented cockroaches. Whether there is a patent cockroach in China, where patent ownership is soaring and patent protection is growing, is a matter of concern. This paper analyzes the profit mechanism, litigation mode and behavior characteristics of the local patent cockroaches that may already exist in China. And each time to ask for lower compensation to accumulate the proceeds of litigation, and then based on the data of China patent civil first instance cases from 2000 to 2014 to carry on the empirical test. The research shows that the local patent cockroaches in China mainly focus on the traditional manufacturing industry, with the basic characteristics of multiple initiation, low compensation, low litigation friction, high litigation rate and other basic characteristics. There is a sharp contrast between the above conclusions and the empirical evidence in the United States, which is closely related to the weak patent consciousness of the subject sued in China, the lack of industrial maturity and the relatively low penalty for patent infringement in China. This paper holds that the Chinese derivative model of patent cockroaches is objectively conducive to cracking down on patent infringement, but the "small" patent litigation initiated many times has reduced the operating efficiency of the national patent system and judicial protection. In this paper, on the basis of distinguishing the mode and function of local patent cockroach litigation, we should be highly alert to the possible damage to the patent system caused by local patent cockroach, and find an effective balance between patent rights protection and excessive use of judicial resources. To build a more comprehensive and efficient intellectual property protection system.
【作者单位】：国家知识产权局发展研究中心;中国科学院科技政策与管理科学研究所;中央财经大学经济学院;对外经济贸易大学国际经济贸易学院;
【基金】：中国博士后科学基金面上项目“中国专利增长与创新能力提升:结构与策略视角”(批准号2014M560121) 国家自然科学基金面上项目“能源价格波动、信息化投资和技术进步对我国低碳经济增长的影响——基于igem模型与微观模拟联接模型的研究”(批准号71573291)
【分类号】：D923.42

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