我国高技术企业应对美国337调查的对策研究

发布时间：2018-12-09 14:09

【摘要】：当今时代,知识和技术成为经济增长的主要推动力。高技术企业作为典型的知识技术密集型企业,可以说拥有了高技术优势,就拥有了在国际上的主动权。因此,各国纷纷把高技术企业作为战略企业,把高技术的竞争作为国际市场竞争的重中之重,以期望提升国家综合国力,支配国际格局。作为一个发展中国家,发展高技术企业可以提升我国的产业结构和促进经济转型,同时也可以增强我国的国际竞争力。我国一直注重高技术企业发展,培育了一批具有国际竞争力的企业,比如中兴、华为。在贸易全球化的背景下,国际发展战略成为高技术企业的必然选择。随着我国高技术企业迅速发展,出口的产品数量和出口国家日趋增多。作为世界超级大国,美国是我国重要的贸易国家,出口到美国的高技术产品必然与美国国内企业形成竞争。美国国内企业为维护市场,采用各种贸易措施,美国337调查就是众多贸易壁垒之一。加入WTO后,我国频繁企业频繁被337调查,并且近几年调查矛头直指我国高技术企业。337调查以制裁措施严厉著称,被裁定侵权后企业或者支付高昂的专利使用费,或者被排除美国市场之外。美国针对我国高技术企业发起337调查,一方面说明我国企业转型升级有一定效果,由低端产品向高技术产品转换,另一方面表明在包括美国在内的国家间,高技术领域的知识产权竞争更加激烈。[1]在实际应对中,很多高技术企业由于不了解不重视337调查,胜诉的案件极少,并且有的企业选择不应诉,导致被排除美国市场。而美国是我国重要的出口市场。如果频繁遭遇337调查,会阻碍我国高技术企业进入美国市场,进而阻碍我国提升产业结构,遏制经济转型和经济发展。因此,需要剖析美国337调查,探讨应对之策。本文首先介绍了美国337调查和高技术企业的特点,分析了高技术企业应对美国337调查的战略意义,总结了我国高技术企业遭遇337调查的现状,并从外部和内部两方面分析了被337调查的原因,通过具体案例展示了我国高技术企业应对337调查的过程,分析了成功的经验以及失败的教训,在借鉴日本、台湾应对337调查的经验上,从法律、行政管理、技术三个层面提出了我国高技术企业应对337调查的对策建议。
[Abstract]:Nowadays, knowledge and technology become the main driving force of economic growth. As a typical knowledge-intensive enterprise, high-tech enterprises can be said to have the advantage of high-tech and have the initiative in the world. Therefore, many countries regard high-tech enterprises as strategic enterprises and high-tech competition as the most important part of international market competition in order to promote the comprehensive national strength and dominate the international pattern. As a developing country, the development of high-tech enterprises can promote China's industrial structure and economic transformation, but also enhance our international competitiveness. Our country has been focusing on the development of high-tech enterprises, cultivating a number of international competitive enterprises, such as ZTE, Huawei. Under the background of trade globalization, international development strategy has become an inevitable choice for high-tech enterprises. With the rapid development of high-tech enterprises in China, the number of products exported and the exporting countries are increasing day by day. As a world superpower, the United States is an important trading country in China, and the high-tech products exported to the United States are bound to compete with the domestic enterprises of the United States. In order to maintain the market, American enterprises adopt various trade measures. The 337 investigation is one of the many trade barriers. After joining the WTO, frequent enterprises in our country are frequently investigated by 337, and in recent years, investigations have been directed at high-tech enterprises in our country. The investigation is known for its severe sanctions, and enterprises may pay high royalties after being convicted of infringement. Or excluded from the U. S. market. The 337 investigation conducted by the United States against high-tech enterprises in China shows, on the one hand, that the transformation and upgrading of Chinese enterprises has certain effects, from low-end products to high-tech products; on the other hand, it shows that among countries, including the United States, The competition of intellectual property in high-tech field is more intense. [1] in practice, many high-tech enterprises do not attach importance to 337 investigation, and some enterprises choose not to respond to the lawsuit, leading to the exclusion of the American market. The United States is our important export market. If we encounter 337 investigations frequently, it will hinder our high-tech enterprises from entering the American market, and then hinder our country from upgrading the industrial structure and curbing the economic transformation and economic development. Therefore, it is necessary to analyze the 337 investigation in the United States and discuss the countermeasures. This paper first introduces the characteristics of American 337 survey and high-tech enterprises, analyzes the strategic significance of high-tech enterprises to deal with US 337 survey, and summarizes the current situation of Chinese high-tech enterprises encountered with 337 survey. The paper also analyzes the causes of 337 investigation from external and internal aspects, demonstrates the process of responding to 337 investigation in China's high-tech enterprises through specific cases, analyzes the successful experiences and the lessons of failure, and draws lessons from Japan. From the experience of responding to 337 investigation in Taiwan, this paper puts forward the countermeasures and suggestions for Chinese high-tech enterprises to deal with 337 investigation from the aspects of law, administration and technology.
【学位授予单位】：华中师范大学
【学位级别】：硕士
【学位授予年份】：2014
【分类号】：F276.44;F273.1

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