专利信托风险的法律控制研究

发布时间：2019-03-05 10:51

【摘要】：信托、银行、保险和证券，并称为现代金融行业的四大支柱。专利作为知识产权的重要组成部分，是知识经济时代国家发展的战略性资源和国际竞争力较量的核心要素。而专利信托作为一种在专利转化领域创新运用的新兴投融资工具，一方面顺应了社会经济的发展，使专利所具备的无限价值潜力和信托的杠杆优势强强联合，充分体现了物尽其用；另一方面由于专利信托的新兴性而无可避免的存在诸多风险。专利信托蓬勃发展的可能性在一定程度上取决于风险的控制防范。而通过法律制度的完善对风险加以控制和化解，是缩小风险范围，，减少风险损失，阻止风险扩散最有效的手段之一。本文在介绍专利信托、专利信托风险和我国专利信托法律制度的现状的基础上，分析了专利信托风险与法律控制的内在联系以及专利信托风险法律控制的意义。着重探讨了专利信托的主要风险，包括利润风险、信用风险以及操作风险三个方面。专利侵权诉讼及无效对于成本的增加，不可预料的技术进步对于专利价值的降低以及专利权在流动性上的缺陷是利润风险的主要原因；业界环境和监管混乱导致专利信托信用风险加大；信托公司缺乏完善的内部控制制度以及专利信托缺乏相应对口的人力资本则不可避免的造成了专利信托操作风险。但是我国已初步具备专利信托法律风险控制的基本制度和实践参考，也就意味着对于专利信托风险法律控制的讨论有了可行性和现实意义，从而提出了完善专利信托风险法律控制的具体措施。专利信托设立阶段风险控制法律措施的完善主要包括专利价值评估环节的建立，专利信托登记公示制度的细化，健全相关信息的披露制度；运行阶段风险控制法律措施的完善主要包括政府监管模式的改革，建立健全信托公司风险内控机制以及信托从业人员管理办法。
[Abstract]:Trust, banking, insurance and securities, and known as the four pillars of the modern financial industry. Patent, as an important part of intellectual property rights, is the core element of strategic resources and international competitiveness in the era of knowledge economy. Patent trust, as a new investment and financing tool in the field of patent transformation, conforms to the development of social economy on the one hand, and makes the potential of unlimited value of patent and the leverage advantage of trust strong and strong combination, on the one hand, the patent trust has the unlimited value potential and the leverage advantage of the trust. Fully reflect the full use of things; On the other hand, there are many risks which can not be avoided because of the new nature of patent trust. The possibility of patent trust booming depends to a certain extent on risk control and prevention. It is one of the most effective means to reduce the scope of risk, reduce the loss of risk and prevent the spread of risk through the perfection of the legal system to control and resolve the risk. Based on the introduction of patent trust, patent trust risk and the legal system of patent trust in China, this paper analyzes the internal relationship between patent trust risk and legal control and the significance of legal control of patent trust risk. This paper mainly discusses the main risks of patent trust, including profit risk, credit risk and operation risk. The main reasons of profit risk are the increase of patent infringement litigation and invalidity, the decrease of patent value due to unpredictable technological progress, and the limitation of patent right liquidity. The credit risk of patent trust is increased due to the confusion of environment and supervision in the industry, and the operation risk of patent trust is inevitably caused by the lack of perfect internal control system of trust company and the lack of corresponding human capital of patent trust. But our country already has the basic system and the practice reference of the patent trust legal risk control initially, which means that the discussion of the patent trust risk legal control has the feasibility and the practical significance. Thus it puts forward specific measures to perfect the legal control of patent trust risk. The perfection of the legal measures of risk control in the stage of patent trust establishment mainly includes the establishment of patent value evaluation link, the refinement of patent trust registration publicity system, and the improvement of relevant information disclosure system. The perfection of the legal measures of risk control in the operation stage mainly includes the reform of the government supervision mode, the establishment and perfection of the internal risk control mechanism of the trust company and the management method of the trust personnel.
【学位授予单位】：新疆大学
【学位级别】：硕士
【学位授予年份】：2014
【分类号】：D922.282;D923.42

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