关于我国现阶段证券市场内幕交易监管的思考

发布时间：2018-06-19 08:15

本文选题：内幕交易规制 + 证券市场　；参考：《投资研究》2011年05期

【摘要】：正我国证券市场的内幕交易问题长期以来成为影响证券市场健康发展的热点和难点问题之一。2009以来,中国证监会在监管工作部署上,已将防控内幕交易问题作为一项重点工作,指出内幕交易问题已成为证券监管工作的主要矛盾之一。2010年,国务院办公厅转发了公安部、监察部、国资委、国家预防腐败局、证监会等五部委《关于依法打击和防控资本市场内幕交易问题的意见》,显示了我国监管层对这一问题的重视,也对实现依法打击和有效防控提出了更为紧迫和现实的要求。针对现有理论研究的不足,以及现实监管的需要,本文从内幕交易规制的理论渊源、政府监管的指导思想、我国市场的表现及监管现状等几个方面,对内幕交易
[Abstract]:The insider trading problem in China's securities market has long been one of the hot and difficult issues affecting the healthy development of the securities market. Since 2009, the CSRC has been deploying its supervision work. The prevention and control of insider trading has been taken as a key task, and it is pointed out that insider trading has become one of the main contradictions in securities supervision. In 2010, the General Office of the State Council forwarded it to the Ministry of Public Security, the Ministry of Supervision, the State assets Supervision Commission, and the State Bureau for the Prevention of Corruption. The opinions of five ministries and commissions, such as the Securities Regulatory Commission, on cracking down and preventing and controlling insider trading in the capital market in accordance with the law, show that China's regulators attach importance to this issue, and put forward more urgent and realistic requirements for the realization of cracking down according to law and effective prevention and control. In view of the deficiency of the existing theoretical research and the need of practical supervision, this paper analyzes the insider trading from the aspects of the theoretical origin of insider trading regulation, the guiding ideology of government supervision, the performance of our market and the present situation of supervision and so on.
【作者单位】：中国人民大学金融学院;
【分类号】：F832.51

【相似文献】