证券经纪业务管理系统的设计与实现

发布时间：2018-09-07 14:47

【摘要】：20世纪90年代,证券市场在我国兴起后发展速度迅猛。近年来,随着我国市场经济法规体系及基本制度建设的不断完善和发展,我国证券市场也在不断规范和发展过程中,特别是上市公司股权分置改革以来,市场交易量逐年增长,投资者的规模也在不断扩大。因此,证券公司发展证券经纪业务的重要性更加突出,随之带来的行业竞争也尤为激烈。随着信息技术快速发展和市场竞争加剧,证券经纪业务管理系统在各方的要求下应运而生,如今证券经纪业务管理系统已成为一个典型的管理信息系统。目前证券、基金以及金融衍生品等业务的发展迅速,但证券客户跟传统的证券公司业务对接不是特别顺畅,有很多的客户有极强的投资需求,手握资金却不知道如何选择一个或几个证券业务进行投资,因此本系统提供了一个客户和证券公司内部经纪人直接的沟通平台,对客户的需求进行有效的收集整理,根据客户的自身情况,科学有效的引导客户选择适合自己的证券品种,进行相应的投资。因此,本课题目标是设计并实现一个B／S体系结构的证券经纪业务管理系统。本文在现有证券经纪业务管理系统的基础上,分析了证券行业经纪业务流程,并结合客户关系管理的思想,设计和实现了证券经纪业务管理系统。本系统采用ASP.NET技术来编写,数据库用SQLSERVER2005来连接系统。运用ASP.NET和数据库开发技术实现一个公司内部的证券经纪业务管理系统,其目的为：一是加强经纪人及客户的管理,通过研究不同的用户类型、确定投资市场；利用优质服务吸引和开发潜在的客户；对客户的研究,为企业的管理机制和管理内容提供依据,从而促进证券经纪业务的发展。首先,本文讨论了证券公司经纪业务管理研究目的和方法,介绍了在新形势下国内外证券公司面临的挑战和机遇。在此基础上分析了系统的业务流程,并进行了流程改进和系统化工作。进而分析系统的功能需求,了解证券公司经纪业务管理的系统需求。在需求分析基础上,讨论证券经纪业务管理系统架构设计。其次,进行证券经纪业务管理系统的详细设计。根据需求分析中提出设计思路,对各个模块的详细设计分别讨论。对代码和界面进行规划设计,并截图展示出来。再次,对设计并实现了的证券经纪业务管理系统预测模型和系统调试,说明测试的步骤及主要内容。最后,本文对证券经纪业务管理系统的应用情况作了简单评价,并对系统的设计和实现进行了总结,并提出了证券经纪业务管理系统的安全性问题改进建议。
[Abstract]:In the 1990's, the securities market developed rapidly after the rise of our country. In recent years, with the continuous improvement and development of the legal system and basic system of market economy in our country, the stock market of our country is also in the process of constant standardization and development, especially since the reform of the split share structure of listed companies, the market volume has been increasing year by year. Investors are also growing in size. Therefore, the importance of securities companies to develop securities brokerage business is more prominent, followed by the industry competition is particularly fierce. With the rapid development of information technology and the aggravation of market competition, securities brokerage business management system has emerged at the request of all parties. Today, securities brokerage business management system has become a typical management information system. At present, securities, funds and financial derivatives are developing rapidly, but securities clients do not connect with traditional securities companies very smoothly. There are many clients who have strong investment needs. Holding funds but not knowing how to choose one or more securities business to invest, so this system provides a direct communication platform between customers and brokers within the securities company to effectively collect and sort out the needs of customers. According to the customer's own situation, scientific and effective guide customers to choose their own securities varieties, to make the corresponding investment. Therefore, the goal of this paper is to design and implement a B / S architecture of securities brokerage business management system. Based on the existing securities brokerage business management system, this paper analyzes the securities brokerage business process, and combines the idea of customer relationship management, designs and implements the securities brokerage business management system. This system uses ASP.NET technology to write, the database uses SQLSERVER2005 to connect the system. Using ASP.NET and database development technology to realize a stock brokerage business management system in a company, the purpose is: first, to strengthen the management of brokers and customers, through the study of different user types, to determine the investment market; To attract and develop potential customers by making use of high quality services, and to provide the basis for the management mechanism and management content of enterprises, and to promote the development of securities brokerage business. Firstly, this paper discusses the research purpose and method of brokerage business management of securities companies, and introduces the challenges and opportunities faced by securities companies at home and abroad under the new situation. On this basis, the business process of the system is analyzed, and process improvement and systematization are carried out. Then analyze the functional requirements of the system, to understand the securities company brokerage business management system requirements. On the basis of demand analysis, the architecture design of securities brokerage business management system is discussed. Secondly, the detailed design of securities brokerage business management system. According to the requirement analysis, the design idea is put forward, and the detailed design of each module is discussed separately. Code and interface planning and design, and screenshots show. Thirdly, the forecasting model and system debugging of the securities brokerage business management system are designed and implemented, and the steps and main contents of the test are explained. Finally, this paper makes a simple evaluation of the application of the securities brokerage business management system, summarizes the design and implementation of the system, and puts forward some suggestions for improving the security of the securities brokerage business management system.
【学位授予单位】：山东大学
【学位级别】：硕士
【学位授予年份】：2013
【分类号】：TP311.52

【共引文献】