哈尔滨电业局运营风险指标体系构建及控制研究

发布时间：2018-06-12 16:48

本文选题：运营风险 + 指标体系　；参考：《华北电力大学》2013年硕士论文

【摘要】：近些年来,随着外部环境的变化莫测中国电网企业近几年来风险无处不在,诸多不可预测风险不断侵蚀着国家电网。在电力市场经济不断快速发展情况下,只有运用科学的管理手段才能抵御外部的竞争和内部随时可能出现的各类风险。全面风险管理作为一个现代企业管理手段,必将促进哈尔滨电业局的持续、健康和稳定发展。本文对风险管理相关的内部控制理论进行梳理,编制供电企业风险管理体系,作为评价风险管理和内部控制有效性的依据。从控制环境、风险评估、控制活动、信息和沟通以及监控等五个方面对风险管理和内部控制的有效性进行评估。在对哈尔滨电业局内、外部风险以及特有风险识别的基础上,本文构建出哈尔滨电业局的多级风险指标体系,使哈尔滨电业局有效预防和降低风险的发生,切实提高精益化管理水平,从而达到全面风险管理的最终目标。另外,本文引用灰色评价模型,利用灰数和白化权函数来构建哈尔滨电业局全面风险管理评价模型,提高了评价的科学性和精确性。同时,结合国家电网公司开展依法治企的有关要求,从建立风险管理组织体系入手,完善领导机构,加强制度管理,明确风险管理职责,构建起内部审计、风险管理职能部门、业务单位三道风险管理与控制防线。
[Abstract]:In recent years, with the change of external environment, the risk of Chinese power grid enterprises is everywhere in recent years, and many unpredictable risks are constantly eroding the State Grid. With the rapid development of power market economy, only the scientific management can resist the external competition and various kinds of risks that may appear at any time. As a modern enterprise management method, comprehensive risk management will promote the sustainable, healthy and stable development of Harbin Electric Power Bureau. In this paper, the internal control theory related to risk management is combed, and the power supply enterprise risk management system is compiled as the basis for evaluating the effectiveness of risk management and internal control. The effectiveness of risk management and internal control is evaluated from five aspects: control environment, risk assessment, control activities, information and communication, and monitoring. Based on the identification of external risks and unique risks in Harbin Electric Power Bureau, this paper constructs a multi-level risk index system of Harbin Electric Power Bureau, which can effectively prevent and reduce the occurrence of risks. Improve the level of lean management, so as to achieve the ultimate goal of overall risk management. In addition, the grey evaluation model is used to construct the comprehensive risk management evaluation model of Harbin Electric Power Bureau by using grey number and whitening weight function, which improves the scientific and accuracy of the evaluation. At the same time, in accordance with the requirements of the State Grid Company for managing enterprises according to law, starting with the establishment of the risk management organization system, improving the leading organizations, strengthening the system management, clarifying the responsibility of risk management, building up the internal audit and risk management functional departments, Business units three risk management and control lines.
【学位授予单位】：华北电力大学
【学位级别】：硕士
【学位授予年份】：2013
【分类号】：F272.3;F426.61

【参考文献】