政府行为与金融发展对创新驱动效率的影响研究
发布时间：2018-09-19 10:32
【摘要】：以知识为基础的新兴科技产业的高速发展,标志着经济发展从传统的要素驱动型增长、投资驱动型增长逐渐转向创新驱动型增长,并且,中共十八大已将创新驱动发展战略上升为国家发展战略。政府作为宏观调控的重要主体,对促进科技创新、提高生产效率的作用是不容忽视的,政府参与创新活动有助于消除创新活动中的市场失灵,更有效地推动技术创新。同时,技术创新离不开金融的发展,技术创新具有高投入、高风险和高收益等特征,它的实现需要一个功能完善、高效稳定的金融体系。因此,本文采用理论与实证相结合的方法,以创新驱动效率为研究对象,研究政府干预行为与金融发展水平对创新驱动效率发挥的重要作用。概念阐述方面,本文详细且明确地说明了创新驱动的涵义和特征,并推导出创新驱动效率的度量方法。理论分析方面,本文首先分析了政府行为通过支持型、引导型和保障型这三条路径对创新驱动作用机理,以及金融发展在金融规模、金融深化、金融自由化和金融结构这四个方面对创新驱动的影响,然后本文建立含有政府效应参数的金融发展函数,并将全要素生产率分解为技术发展水平和资源配置效率两个方面,来分析政府行为与金融发展的协同作用对创新驱动效率的影响。实证研究方面,本文首先建立超越对数生产函数并进行模型检验,使用软件Frontier4.1测算出全要素生产率并对其分解,由此计算得到创新驱动效率,然后根据政府行为和金融发展对创新驱动发展的作用路径的特点,构建政府行为综合评价指标体系和金融发展综合评价指标体系,并在软件SPSS帮助下合成政府行为指数和金融发展指数,最后通过对创新驱动效率、政府行为指数和金融发展指数的回归分析,得到了本文的结论:政府行为和金融发展均对创新驱动效率存在显著正向相关关系,特别是两者的协同作用远远超过两者单独对创新驱动效率影响,因此,政府部门和金融体系应加强配合,才能对提高创新驱动效率发挥事半功倍的作用。
[Abstract]:The rapid development of the new technology industry based on knowledge indicates that the economic development changes from the traditional factor driven growth, the investment-driven growth to the innovation-driven growth, and, The 18th National Congress of the Communist Party of China has upgraded innovation-driven development strategy to national development strategy. As an important subject of macro-control, the government plays an important role in promoting scientific and technological innovation and improving production efficiency. Government participation in innovation activities can help to eliminate market failures in innovation activities and promote technological innovation more effectively. At the same time, technological innovation is inseparable from the development of finance. Technological innovation has the characteristics of high investment, high risk and high income. Its realization needs a financial system with perfect function and high efficiency and stability. Therefore, this paper studies the important role of government intervention and financial development level on innovation-driven efficiency by combining theory with empirical method and taking innovation-driven efficiency as the research object. In terms of concept description, this paper explains the meaning and characteristics of innovation-driven in detail and deduces the measure method of innovation-driven efficiency. In theoretical analysis, this paper first analyzes the mechanism of government behavior driving innovation through three paths: support, guidance and guarantee, as well as the financial development in financial scale and financial deepening. The impact of financial liberalization and financial structure on innovation-driven, then this paper establishes the financial development function with the parameters of government effect, and decomposes the total factor productivity into two aspects: the level of technological development and the efficiency of resource allocation. To analyze the synergistic effect of government behavior and financial development on innovation-driven efficiency. In the empirical research, this paper first establishes the logarithmic production function and carries on the model test, uses the software Frontier4.1 to calculate the total factor productivity and decomposes it, thus obtains the innovation drive efficiency. Then according to the characteristics of government behavior and financial development on the path of innovation-driven development, the comprehensive evaluation index system of government behavior and the comprehensive evaluation index system of financial development are constructed. And with the help of software SPSS to synthesize the government behavior index and the financial development index, finally through the regression analysis of innovation driven efficiency, government behavior index and financial development index. The conclusion of this paper is that there is a significant positive correlation between government behavior and financial development on innovation-driven efficiency, especially the synergistic effect of both is far greater than that of both alone on innovation-driven efficiency. Government departments and the financial system should strengthen cooperation in order to improve the efficiency of innovation drive play a multiplier effect with half the effort.
【学位授予单位】：上海师范大学
【学位级别】：硕士
【学位授予年份】：2015
【分类号】：D630;F832
本文编号：2249881
[Abstract]:The rapid development of the new technology industry based on knowledge indicates that the economic development changes from the traditional factor driven growth, the investment-driven growth to the innovation-driven growth, and, The 18th National Congress of the Communist Party of China has upgraded innovation-driven development strategy to national development strategy. As an important subject of macro-control, the government plays an important role in promoting scientific and technological innovation and improving production efficiency. Government participation in innovation activities can help to eliminate market failures in innovation activities and promote technological innovation more effectively. At the same time, technological innovation is inseparable from the development of finance. Technological innovation has the characteristics of high investment, high risk and high income. Its realization needs a financial system with perfect function and high efficiency and stability. Therefore, this paper studies the important role of government intervention and financial development level on innovation-driven efficiency by combining theory with empirical method and taking innovation-driven efficiency as the research object. In terms of concept description, this paper explains the meaning and characteristics of innovation-driven in detail and deduces the measure method of innovation-driven efficiency. In theoretical analysis, this paper first analyzes the mechanism of government behavior driving innovation through three paths: support, guidance and guarantee, as well as the financial development in financial scale and financial deepening. The impact of financial liberalization and financial structure on innovation-driven, then this paper establishes the financial development function with the parameters of government effect, and decomposes the total factor productivity into two aspects: the level of technological development and the efficiency of resource allocation. To analyze the synergistic effect of government behavior and financial development on innovation-driven efficiency. In the empirical research, this paper first establishes the logarithmic production function and carries on the model test, uses the software Frontier4.1 to calculate the total factor productivity and decomposes it, thus obtains the innovation drive efficiency. Then according to the characteristics of government behavior and financial development on the path of innovation-driven development, the comprehensive evaluation index system of government behavior and the comprehensive evaluation index system of financial development are constructed. And with the help of software SPSS to synthesize the government behavior index and the financial development index, finally through the regression analysis of innovation driven efficiency, government behavior index and financial development index. The conclusion of this paper is that there is a significant positive correlation between government behavior and financial development on innovation-driven efficiency, especially the synergistic effect of both is far greater than that of both alone on innovation-driven efficiency. Government departments and the financial system should strengthen cooperation in order to improve the efficiency of innovation drive play a multiplier effect with half the effort.
【学位授予单位】：上海师范大学
【学位级别】：硕士
【学位授予年份】：2015
【分类号】：D630;F832
【参考文献】
相关期刊论文 前10条
1 王永中;;新古典增长和内生经济增长中的金融发展效应[J];当代经济科学;2006年05期
2 郭艳玲;;县域金融发展、金融体系效率与县域经济增长——基于山东省91个县的实证研究[J];南方金融;2013年01期
3 谢家智;王文涛;;金融发展的经济增长效率:影响因素与传递机理[J];财贸经济;2013年07期
4 彭文平;;金融发展阶段:一个包含金融部门的内生增长模型[J];华南师范大学学报(社会科学版);2007年03期
5 朱平芳,徐伟民;政府的科技激励政策对大中型工业企业R&D投入及其专利产出的影响——上海市的实证研究[J];经济研究;2003年06期
6 赵志华,贺光明,杨海平;内蒙古地区金融效率及其对经济增长支持的实证研究[J];金融研究;2005年06期
7 郭志仪;赵小克;刘那日苏;;区域金融发展和经济增长关系的实证分析——基于甘肃省1978年～2010年的时间序列数据[J];经济经纬;2013年01期
8 商建初,范方志,张耿庆;技术创新、经济增长与政府干预——基于中国的实证研究[J];统计与决策;2005年02期
9 邓淇中;张晟嘉;;区域金融发展规模、结构、效率与经济增长关系的动态分析[J];统计与信息论坛;2012年01期
10 袁云峰;曹旭华;;金融发展与经济增长效率的关系实证研究[J];统计研究;2007年05期
相关博士学位论文 前4条
1 张丹;我国地方政府支出与经济增长的关系研究[D];东北财经大学;2010年
2 阳光辉;科技创新市场的国家干预法律机制研究[D];西南政法大学;2009年
3 曾方;技术创新中的政府行为——理论框架和实证分析[D];复旦大学;2003年
4 李嘉荣;西部城市化投融资效率研究[D];重庆大学;2007年
相关硕士学位论文 前1条
1 刘蓉;促进我国中小企业技术创新的政府行为探讨[D];华东师范大学;2006年
，本文编号：2249881
本文链接：https://www.wllwen.com/guanlilunwen/zhengwuguanli/2249881.html
