中国资本账户开放的政治经济学分析

发布时间：2018-03-19 20:16

本文选题：资本账户开放　切入点：国际资本流动　出处：《南京财经大学》2013年硕士论文　论文类型：学位论文

【摘要】：随着经济全球化进程的加快以及我国改革开放的不断深化，实现了经常账户开放这一目标后，我国资本账户的开放问题日益受到重视和越来越多因素的推动，尤其是开放金融服务业迫使我国不得不进一步开放资本账户。金融自由化理论认为，开放资本账户对一国的金融体系完善和经济增长起着明显的正效用，然而在这一理论为指导思想的发展中国家开放资本账户后都经历了多次影响程度较大的危机。学术界一般从金融学角度来研究这些问题，而近些年来金融学界又存在照搬西方经济理论的倾向，忽视了维护国家经济安全和民族经济利益。本文主要运用唯物史观的经济分析范式，首先从货币和货币资本的联系与区别入手，分析了经常账户与资本账户在本质上的不同；用货币流回规律分析了资本随意进出对一国社会再生产的不利影响；从生产和消费两大部类交换必须遵循的Ⅰ（v+m）=Ⅱc这一社会再生产基本公式，分析了外资涌入发展中国家会对社会资源配置产生不利影响。提出了开放资本账户的基本原则在于一定要注意维护国家的经济主权和经济利益。其次，批判地分析了麦金农的金融自由化理论中的谬误，并且指出我国的经济学界深受该理论的影响，并且在一定程度上促进了国家放松资本管制政策的施行。接着，，用东南亚金融危机、墨西哥经济衰退等实例从反面证明了金融自由化理论在实际推行中难以成立，带来的危机将发展中国家的经济推向混乱；又以发达国家谨慎开放资本账户和欧元区内部对资本流动规定的实例，正面印证了资本账户开放的程度应与国家经济实力挂钩。最后，说明合理开放资本账户对国内经济有促进作用，也能推动人民币国际化进程，然而我国目前的经济实力还不足以应付开放资本账户后的国际资本流动，但是也不能固步自封闭关自守，应该看到开放资本账户对我国经济金融发展有着战略性意义。我们应该牢牢把握国家经济利益和主权这一基本原则，积极创造开放资本账户的条件：提高我国的劳动生产率，完善国内金融体系，保护振兴民族经济，逐步达到我国与发达国家间平均劳动生产率水平相当的水平，合理有序地稳步推进资本账户开放。
[Abstract]:With the acceleration of the process of economic globalization and the deepening of China's reform and opening up, after the realization of the goal of opening up the current account, the opening of the capital account in our country has been paid more and more attention to and promoted by more and more factors. In particular, the opening of the financial services industry forces China to further open the capital account. The theory of financial liberalization holds that opening the capital account plays an obvious positive role in the perfection of a country's financial system and economic growth. However, the developing countries, which are guided by this theory, have experienced many times of crisis after opening the capital account. The academic circles generally study these problems from the perspective of finance. In recent years, the finance circle has the tendency to copy the western economic theory, neglecting to safeguard the national economic security and national economic interests. This article mainly uses the historical materialism economic analysis paradigm, first from the currency and the monetary capital connection and the difference, has analyzed the current account and the capital account in the essence difference; By using the law of money flow back, this paper analyzes the adverse effect of the random capital flow in and out of a country on the reproduction of a country's society, the basic formula of social reproduction, which must be followed in the exchange of production and consumption. This paper analyzes the adverse effects of foreign capital pouring into developing countries on the allocation of social resources, and points out that the basic principle of opening the capital account is to pay attention to safeguarding the national economic sovereignty and economic interests. Secondly, This paper critically analyzes the fallacies in McKinnon's theory of financial liberalization, and points out that the economic circles of our country are deeply influenced by the theory, and to some extent promote the implementation of the national capital control policy. The financial crisis in Southeast Asia and the economic recession in Mexico prove that the theory of financial liberalization is difficult to establish in practice, and the crisis has pushed the economy of developing countries to chaos. Examples of prudent opening of capital accounts in developed countries and regulations on capital flows within the euro zone are also examples of positive evidence that the extent of capital account opening should be linked to national economic strength. Finally, It shows that the reasonable opening of capital account can promote the domestic economy and promote the internationalization of RMB. However, the current economic strength of our country is not enough to cope with the international capital flows after the opening of the capital account. However, we should not remain closed to each other. We should see that opening the capital account is of strategic significance to the economic and financial development of our country. We should firmly grasp the basic principle of national economic interests and sovereignty. To actively create conditions for opening the capital account: to improve China's labor productivity, to perfect the domestic financial system, to protect and revitalize the national economy, and to gradually reach the level of the average labor productivity between China and the developed countries. We will steadily open up our capital account in a rational and orderly manner.
【学位授予单位】：南京财经大学
【学位级别】：硕士
【学位授予年份】：2013
【分类号】：F832.5

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