我国期货公司业务创新研究

发布时间：2018-06-16 01:21

本文选题：期货公司 + 业务创新　；参考：《天津财经大学》2012年硕士论文

【摘要】：2010年4月,随着股指期货的上市,我国进入金融期货时代,我国期货公司面临新的发展机遇,与此同时,其经营模式也受到巨大冲击,长期以来我国期货公司单一的业务模式使其利润始终在低位徘徊。因此,期货公司如何进行业务创新以提高盈利能力成为现阶段需要研究的重要课题,同时也关系到我国期货市场的健康发展与完善。2011年2月,三大创新业务的放行为我国期货公司业务创新提供了政策上的支持。依托此背景,文章在相关创新理论支撑下,运用比较分析法和定性分析法,通过分析我国期货公司业务创新的必要性,借鉴发达国家和地区期货公司业务发展经验,提出我国期货公司业务创新的推进策略。文章导论部分简要阐述了选择我国期货公司业务创新作为研究课题的背景和意义,国内外研究现状,文章的主要内容、研究方法和创新之处。文章第二部分在对期货公司业务创新的内涵和外延进行界定的基础上,对相关创新理论进行了阐述,包括金融中介理论和金融创新理论。明确了期货公司的金融中介属性,将我国期货公司定位为现代金融服务业,为下文我国期货公司业务创新研究提供理论支撑。文章第三部分从我国期货公司业务发展现状出发,分析了我国期货公司进行业务创新的必要性和紧迫性：我国期货公司自身发展壮大的迫切需要；落实国家政策法规的客观需要；期货市场功能发挥的现实要求。文章第四部分通过对发达国家和地区期货公司业务发展模式和典型期货公司案例的学习,总结出国外期货公司发展对我国期货公司业务发展的启示。文章第五部分是全文的重点章节,介绍了我国期货公司业务创新的基本内容,重点对期货投资咨询业务和境外期货经纪业务进行阐述,然后对资产管理业务和其他创新业务作了简要介绍。文章最后提出了对我国期货公司进行业务创新的推进策略。其总体思路是：期货公司——着力加强自身建设,与其它金融机构密切合作,根据各自情况确定不同业务模式；监管部门——优化期货公司业务创新宏观环境。在目前期货市场格局发生新变化和国家相关政策支持下,文章以我国期货公司业务创新作为研究课题,具有较强的现实意义。
[Abstract]:In April 2010, with the listing of stock index futures, our country entered the era of financial futures, our futures companies are faced with new opportunities for development, at the same time, its business model has also been greatly impacted. For a long time, the single business model of our futures company has made its profit hovering at low level all the time. Therefore, how to carry out business innovation to improve profitability of futures companies has become an important issue to be studied at the present stage, and it is also related to the healthy development and improvement of our futures market. Three innovation business release behavior our country futures company business innovation has provided the policy support. Based on this background, the article uses comparative analysis and qualitative analysis to analyze the necessity of business innovation of futures companies in China, and draws lessons from the experience of the development of futures companies in developed countries and regions. Put forward our country futures company business innovation promotion strategy. The introduction of this paper briefly describes the background and significance of choosing the business innovation of futures companies as the research topic, the current research situation at home and abroad, the main contents of the article, the research methods and innovations. On the basis of defining the connotation and extension of the business innovation of futures companies, the second part of the article expounds the relevant innovation theories, including financial intermediation theory and financial innovation theory. This paper clarifies the financial intermediary property of futures company, and defines our futures company as modern financial service industry, which provides theoretical support for the following research on the innovation of futures company business in our country. The third part analyzes the necessity and urgency of the business innovation of Chinese futures companies from the perspective of the present situation of the development of futures companies in our country: the urgent need for the development and growth of our futures companies; The objective needs of implementing national policies and regulations and the realistic requirements of the function of futures market. The fourth part of the article through the developed countries and the region futures company business development model and the typical futures company case study, summarizes the foreign futures company development to our country futures company business development enlightenment. The fifth part of the article is the key chapter of the full text, which introduces the basic content of the business innovation of futures companies in China, focusing on the futures investment consulting business and overseas futures brokerage business. Then the asset management business and other innovative business are briefly introduced. Finally, the paper puts forward the promotion strategy of business innovation for Chinese futures companies. The general ideas are: futures companies-to strengthen their own construction, close cooperation with other financial institutions, according to their respective conditions to determine different business models; regulators-optimize the macro environment of futures company business innovation. With the new changes of futures market pattern and the support of relevant national policies, this paper takes the business innovation of Chinese futures companies as a research topic, which has a strong practical significance.
【学位授予单位】：天津财经大学
【学位级别】：硕士
【学位授予年份】：2012
【分类号】：F832.51

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