上市证券公司竞争力评价研究

发布时间：2018-06-25 08:48

本文选题：上市证券公司 + 竞争力　；参考：《天津财经大学》2012年硕士论文

【摘要】：我国证券行业已有20多年的发展历史,经历了从无到有、由弱变强的发展过程,其规模及经营管理水平都得到了长足的发展。随着经济全球化的加深,一些国际大型投资银行进入我国证券市场,我国证券公司面临的竞争压力日益加大,因此我国证券公司竞争力的提升问题十分重要,文章将对此方面进行分析。文章围绕着上市证券公司竞争力评价这一主线,采用了层层递进的研究结构,按照提出问题→文献研究→建立评价指标体系→实证研究→提出对策建议的思路,采用定性分析与定量研究相结合的方法进行研究。文章第一部分内容,首先以企业竞争力理论为出发点,对证券公司竞争力的内涵进行界定,并分析了影响证券公司竞争力的四个主要因素及其关系。文章认为证券公司竞争力的定义是：证券公司所拥有的能够在市场竞争中比同行竞争者提供更优质的证券业商品和服务、拥有更多市场占有率,使自身能够持续盈利和发展的综合实力。文章分别从环境因素、资源因素、能力因素和制度因素四个角度阐述了对证券公司竞争力的影响作用。文章第二部分内容,根据企业竞争力理论选取评价指标,建立了包含24项评价指标的初始评价指标体系,并通过对初始评价指标体系进行的优良性检验结果对其进行指标的精简和修正,最终确立了包含19项评价指标的证券公司竞争力评价指标体系。文章第三部分内容,以我国上市证券公司为研究对象,结合因子分析方法确立了上市证券公司竞争力评价模型,并运用因子分析对上市证券公司竞争力进行实证分析。通过对评价模型的实证分析结果,刻画出我国上市证券公司竞争力的总体全貌,揭示出我国上市证券公司竞争力的薄弱环节。并根据实证分析结果,对提升我国上市证券公司竞争力的问题提出切实可行的对策建议。
[Abstract]:China's securities industry has been developing for more than 20 years. It has experienced a development process from scratch and strong, and its scale and management level have been greatly developed. With the deepening of economic globalization, some international large investment banks have entered China's securities market, and the competition pressure of our securities companies is increasing. It is very important to enhance the competitiveness of China's securities companies. This article will analyze this aspect.
Around the main line of the competitiveness evaluation of listed securities companies, the paper adopts a hierarchical research structure, according to the thinking of putting forward questions, literature research, establishing evaluation index system, empirical research and putting forward countermeasures and suggestions, and adopting the method of combining qualitative analysis with quantitative research.
The first part of the article, starting from the theory of enterprise competitiveness, defines the connotation of the competitiveness of the securities company, and analyzes the four main factors that affect the competitiveness of the securities companies and their relations. The article holds that the definition of the competitiveness of the securities company is that the securities companies can compete in the market competition to compete with the counterparts. The article provides the better quality of the securities industry goods and services, has more market share, and makes itself able to continue the comprehensive strength of profit and development. The article from the environmental factors, resource factors, capacity factors and institutional factors four angles to explain the impact of the securities company competitiveness.
The second part of the article is to select the evaluation index according to the theory of enterprise competitiveness, establish an initial evaluation index system containing 24 evaluation indexes, and simplify and modify the index through the results of the excellent test of the initial evaluation index system, and finally establish the evaluation of the competitiveness of the securities companies including 19 evaluation indexes. Price index system.
The third part of the article, taking China's listed securities companies as the research object, combined factor analysis method to establish the competitiveness evaluation model of listed securities companies, and using factor analysis to carry out an empirical analysis on the competitiveness of listed securities companies. Through the empirical analysis of the evaluation model, the competitiveness of listed securities companies in China is depicted. The overall picture reveals the weak link of the competitiveness of the listed securities companies in China. And according to the results of the empirical analysis, the practical and feasible countermeasures are put forward to improve the competitiveness of the listed securities companies in China.
【学位授予单位】：天津财经大学
【学位级别】：硕士
【学位授予年份】：2012
【分类号】：F832.51

【参考文献】