基于X市商事制度改革的企业监管制度研究

发布时间：2018-01-06 01:06

本文关键词：基于X市商事制度改革的企业监管制度研究　出处：《河北科技大学》2017年硕士论文　论文类型：学位论文

【摘要】：随着2013年《国务院机构改革和职能转变方案》的颁布,我国的商事登记制度改革全面执行。市场的准入条件被进一步放宽,对应的商事监管发生了从原本的严格把控市场准入到“宽进严管”的转变。在该过程中商事监管的方法、方式都需要有对应的调整来适应新的变化。本文从商事登记制度改革前后的对比入手,分析了商事登记制度改革后,企业监管的现状,并对商事登记制度改革的成效进行了分析,肯定了商事制度改革必要性的的同时,也看到了企业监管的不足之处。并采用调查问卷的方式进行了调查分析,采用Cronbach系数和KMO值校核了调查问卷的信度和效度,并以贡献度作为依据提取了影响企业监管主要的影响因子,确立了新的商事登记制度下企业监管所需要改进的主要因素。最后从商事登记制度改革后的商事主体监管方式、监管环境以及监管主体这三个方面提出了对应的改进措施和建议。提出在监管方式上应当采用多样化的监管方式,对于定期检查的时间尺度上应当根据商事主体的个体差别来拟定检查周期,并且配合不定期的随机抽查来实现对商事主体的检查,在监管制度上设计除名信用制度。在监管主体上应当进一步的多元化,将消费者和商事主体纳入到监管的主体中,推动建立完备的市场自律机制。在监管环境方面,可以结合现有的技术力量建立征信平台,同时通过不断完善相应的法律法规,来进一步促进商事监管的完善。
[Abstract]:Along with the transformation program in 2013 < the institutional reform of the State Council and functions > promulgated, commercial registration system reform in our country. The full implementation of market access conditions to be further relaxed, the corresponding commercial regulation changed from the original strictly control market access to "wide into the strict control of the method. The commercial regulation in this process. The way needs to have a corresponding adjustment to adapt to the new changes. This article from the commercial registration system reform before and after contrast with the analysis of the commercial registration system reform, the present situation of enterprise supervision, and the commercial registration system reform are analyzed, and the necessity of certain commercial system reform, also saw a lack of in the enterprise supervision. And using the method of questionnaire investigation and analysis of the Cronbach coefficient and KMO value to check the reliability and validity of the survey questionnaire and the contribution as the basis The extraction effect of corporate governance factors, established a new commercial registration system under the supervision of enterprises need improvement. Finally, the main factors from the commercial registration system of commercial subject of regulatory reform, the three aspects of the regulatory environment and regulatory body to put forward the improvement measures and suggestions should be put forward in the way of supervision. Should adopt diversified supervision mode, to regularly check on the time scale should be to develop inspection cycle according to the individual differences of commercial subject, and with the random irregular to achieve the main commercial inspection, design from the credit system in the supervision system. The regulatory body should be further diversified into consumer and commercial subject to the supervision of the main body, promote the establishment of a complete market self-discipline mechanism. In the regulatory environment, can be combined with existing technology. At the same time, through the continuous improvement of the relevant laws and regulations, to further promote the improvement of business supervision.

【学位授予单位】：河北科技大学
【学位级别】：硕士
【学位授予年份】：2017
【分类号】：F203.9

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