基于食品供应链的企业社会责任风险控制研究

发布时间：2018-11-15 23:05

【摘要】：近年来，由企业社会责任的缺失造成的食品安全事件频发，由于企业社会责任问题导致的食品供应链风险不断涌现。在整个供应链中，每个企业都有自己的利润链条体系，众多企业相互合作、共同发展，，企业之间环环相扣，任何一环出现企业社会责任风险，都将影响整条供应链的正常运行，带来严重后果。本文首先从核心企业的角度探讨食品供应链社会责任管理问题。从层次模型概述了食品企业社会责任的内涵和食品供应链社会责任的特征，分析了核心企业在供应链管理中的中心地位。无论是从社会责任缺失原因，还是核心企业与供应商的关系，以及食品供应链的风险传导方面来看，核心企业与链上成员企业共同履行社会责任是提高整个链条企业社会责任水平的关键。从企业文化和信息共享的角度构建了以核心企业为中心的食品供应链企业社会责任约束传递机制，分析了核心企业在整个约束传递机制中的角色和行为。核心企业可以通过培养供应商积极履行社会责任的意识，减轻供应商履行社会责任的成本压力，强化对供应商的企业社会责任监督等措施使供应商参与到供应链社会责任管理中来，促进食品供应链的可持续发展。本文分析了社会责任风险在食品供应链上的传导要素。从核心企业和非核心企业的角度分析了食品供应链社会责任风险的来源，指出食品供应链上的原材料供应环节、加工环节、包装环节、物流环节及销售环节可能出现的社会责任风险，明确风险的发出者和接受者，对传导载体等传导因素进行了划分。探讨了供应链社会责任风险的时间、混沌、跳跃、方向及其特有的传导规律，社会责任风险在食品供应链上传导的正向、反向、中心、交互等路径。通过案例分析法、头脑风暴法、德尔菲法等方法对社会责任风险因素进行识别，并介绍了人工神经网络的机理和构成，对社会责任风险评估指标的选取原则进行了界定，并基于对风险因素的分析确立了社会责任风险评估指标体系。并基于BP神经网络构建了食品供应链社会责任风险评估模型，确立了模型的结构和功能，通过对样本数据的训练，并运用MATLAB工具箱对模型进行了检验，证明了其可行性。在社会责任风险评估模型的基础上，建立了食品供应链社会责任风险预警控制体系，并划分了体系组成的社会责任风险评估指标体系、风险信息系统、风险诊断系统、风险处理系统和软件辅助系统五部分的功能，并详细阐述了其运作的流程。
[Abstract]:In recent years, food safety events caused by the lack of corporate social responsibility occur frequently. In the whole supply chain, each enterprise has its own profit chain system, many enterprises cooperate with each other and develop together, the enterprises are linked to each other, and any one of them has the risk of corporate social responsibility, which will affect the normal operation of the whole supply chain. With serious consequences. This paper first discusses the social responsibility management of food supply chain from the perspective of core enterprises. This paper summarizes the connotation of food corporate social responsibility and the characteristics of food supply chain social responsibility from the hierarchical model, and analyzes the central position of core enterprises in supply chain management. Whether in terms of the reasons for the lack of social responsibility, the relationship between the core enterprises and suppliers, and the risk transmission in the food supply chain, It is the key to improve the level of corporate social responsibility that core enterprises and chain member enterprises jointly fulfill social responsibility. From the point of view of corporate culture and information sharing, this paper constructs the social responsibility transfer mechanism of food supply chain enterprises centered on core enterprises, and analyzes the role and behavior of core enterprises in the whole constraint transfer mechanism. The core enterprises can reduce the cost pressure of suppliers to fulfill social responsibility by cultivating suppliers' awareness of social responsibility. To strengthen the supervision of corporate social responsibility to suppliers and other measures to enable suppliers to participate in the supply chain social responsibility management to promote the sustainable development of food supply chain. This paper analyzes the transmission factors of social responsibility risk in food supply chain. This paper analyzes the source of social responsibility risk in food supply chain from the angle of core enterprise and non-core enterprise, and points out the raw material supply link, processing link and packaging link in food supply chain. The social responsibility risk of logistics link and sales link, the issuer and receiver of risk are defined, and the transmission factors such as transmission carrier are divided. This paper discusses the time, chaos, jump, direction and its specific conduction law of the social responsibility risk in the supply chain, and the positive, reverse, central and interactive paths of the social responsibility risk transmission in the food supply chain. The risk factors of social responsibility are identified by the methods of case analysis, brainstorming and Delphi method. The mechanism and composition of artificial neural network are introduced, and the selection principle of social responsibility risk assessment index is defined. Based on the analysis of risk factors, the index system of social responsibility risk assessment is established. Based on BP neural network, the risk assessment model of social responsibility in food supply chain is constructed, and the structure and function of the model are established. The model is tested by MATLAB toolbox and the model is proved to be feasible by training the sample data. Based on the risk assessment model of social responsibility, the early warning and control system of social responsibility risk in food supply chain is established, and the index system, risk information system and risk diagnosis system of social responsibility risk assessment are divided into three parts: the index system of social responsibility risk assessment, the risk information system and the risk diagnosis system. The functions of risk management system and software assistant system are described in detail.
【学位授予单位】：上海海洋大学
【学位级别】：硕士
【学位授予年份】：2014
【分类号】：TP183;F426.82;F274;F270

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