中小企业新三板挂牌合规性路径选择——以水处理ZCSW公司新三板挂牌为例

发布时间：2018-01-16 16:09

本文关键词：中小企业新三板挂牌合规性路径选择——以水处理ZCSW公司新三板挂牌为例　出处：《企业经济》2017年09期 　论文类型：期刊论文

【摘要】：新三板市场在为中小企业的发展拓宽融资渠道的同时,也通过挂牌过程,规范了企业的经营管理。水处理中小企业在开展BOT、BT等方式运营时,前期需要垫付大量资金,融资是其面临的较大难题,新三板市场有助于解决其融资难的困境。本文以ZCSW公司新三板挂牌为例,运用归纳分类的方法,详细分析水处理中小企业在新三板挂牌前合规性存在的问题,并从持续经营能力合规性、公司治理规范合规性、股份发行与转让合规性等视角,有针对性地提出在实务操作过程中的解决举措,为水处理中小企业登陆新三板市场提供了可行解决办法。
[Abstract]:The new third board market not only broadens the financing channels for the development of small and medium-sized enterprises, but also standardizes the operation and management of the enterprises through the listing process. A large amount of funds need to be advanced in the early stage, financing is a big problem it faces, the new third board market is helpful to solve its financing difficulties. This paper takes the new third board listing of ZCSW Company as an example, using the method of inductive classification. This paper analyzes in detail the problems existing in the compliance of small and medium-sized water treatment enterprises before the listing of the new third board, and from the perspective of the compliance of continuing business capacity, corporate governance, and the issue and transfer of shares, and so on. The solutions in practical operation are put forward in order to provide feasible solutions for small and medium-sized water treatment enterprises to land on the new third board market.
【作者单位】：国融证券股份有限公司投行事业部;光大证券股份有限公司投行质控总部;
【分类号】：F832.51
【正文快照】： 一、引言当前中国经济发展中,中小企业扮演着极其重要的角色,截至2016年底,我国中小企业总量超过5,000万家。新三板市场自其诞生以来便是为中小企业发展提供服务的,特别是2013年12月14日,全国股份转让系统转让试点确定在全国范围推广,新三板挂牌公司数量呈爆发性增长,截至2014

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