陕西省电力公司风险评估体系研究

发布时间：2018-04-14 20:45

本文选题：陕西省电力公司 + 风险管理　；参考：《长沙理工大学》2014年硕士论文

【摘要】：面对新的经济形势与市场、行业环境,企业要想进一步深化改革,寻求发展,就必须从自身做起,重视风险评估的重要性。企业应该高度重视树立风险观念,重视企业对风险的管理。通过对风险的识别、衡量与评价,发现潜在的风险与损失,利用风险评估的结果有重点地制定控制计划,指导企业的控制活动。电网企业是我国的重点骨干企业,影响着我国国民经济的命脉。因而其改革与发展,影响到国家整个宏观经济的形势。研究电网企业的风险评估体系,帮助电网企业提升全面风险管理水平,进而提高电网企业抵御风险的能力。本文通过对电网企业风险评估体系进行研究,阐述了电网企业的特征、电网企业风险的要素、电网企业构建风险评估体系的必要性、可行性；揭示了电网企业存在风险评估的主要问题,其问题包括仅关注电网企业特定区域风险而忽视电网企业的整体风险、风险评估缺乏成本效益原理的运用、电网公司内部风险管理各自为众且无最终责任部门、电网企业董事会在风险评估机构中的重要性未体现、风险管理机制不健全且权责不对等、风险评估人才的知识与经验不足。运用全面风险管理理论、组织行为学理论、成本效益理论对电网企业在构建风险评估体系中存在的诸多问题进行了剖析,其成因包括缺乏全面风险管理意识、未能充分运用成本效益方法进行科学评估和计量风险、缺乏完善的风险组织结构、操作性的行业准则和道德规范尚未全面建立、电网企业的内部审计未在风险评估中发挥重要作用、风险预算控制不到位。针对电网企业风险管理中的问题和成因,提出应从电网企业战略高度重视风险评估、运用成本效益方法进行科学评估、完善电网企业风险管理组织结构、建立可操作性的行为与道德标准、培养风险评估专业人才、发挥内部审计在风险评估的作用等建议完善电网企业的风险评估体系,大大提升电网企业的竞争力。通过陕西省电力公司的样本,利用风险暴露计算模型和沃尔评分法的基本原理,将电网企业的定性和定量风险结合起来,分析电网企业各个环节和综合层面的风险程度,得出陕西电力公司风险严重程度排序以及综合层面风险属于安全区域的结论,并对陕西省电力公司的风险评估结果作出评价。
[Abstract]:In the face of new economic situation, market and industry environment, if enterprises want to deepen reform and seek development, they must start from themselves and attach importance to the importance of risk assessment.Enterprises should attach great importance to the establishment of risk concept and risk management.Through the identification, measurement and evaluation of risks, potential risks and losses are found, and the control plan is formulated with emphasis on the results of risk assessment to guide the control activities of enterprises.Power grid enterprises are the key backbone enterprises of our country, which affect the lifeblood of our national economy.As a result, its reform and development, affecting the country as a whole macroeconomic situation.The risk assessment system of power grid enterprises is studied to help power grid enterprises to improve the level of overall risk management, and then to improve the ability of grid enterprises to resist risks.Based on the study of the risk assessment system of power grid enterprises, this paper expounds the characteristics of power grid enterprises, the elements of the risk of power grid enterprises, the necessity and feasibility of building a risk assessment system for power grid enterprises;This paper reveals the main problems of risk assessment in power grid enterprises, including only paying attention to the specific regional risks of power grid enterprises and neglecting the overall risks of power grid enterprises, and the risk assessment lacks the application of the cost-benefit principle.The internal risk management of power grid company is numerous and has no final responsibility department. The importance of the board of directors in the risk assessment organization is not reflected, the risk management mechanism is not perfect and the power and responsibility are not equal, and the knowledge and experience of the risk assessment talents are insufficient.By using the theory of overall risk management, the theory of organizational behavior and the theory of cost benefit, this paper analyzes many problems existing in the construction of risk assessment system in power grid enterprises. The causes include the lack of awareness of overall risk management.Failure to make full use of cost-effective methods for scientific assessment and measurement of risks, lack of a sound risk organization structure, and operational industry standards and ethics have not yet been fully established,The internal audit of power grid enterprises does not play an important role in risk assessment, and the risk budget control is not in place.In view of the problems and causes of risk management in power grid enterprises, this paper puts forward that we should attach importance to risk assessment from the strategic point of view of power grid enterprises, use the method of cost and benefit to carry out scientific evaluation, and perfect the organizational structure of risk management in power grid enterprises.In order to improve the competitiveness of power grid enterprises, it is necessary to establish operational behavior and moral standards, train professional risk assessment professionals, and give full play to the role of internal audit in risk assessment, so as to improve the risk assessment system of power grid enterprises.Through the sample of Shaanxi Electric Power Company, using the risk exposure calculation model and the basic principle of Warr scoring method, combining the qualitative and quantitative risk of power grid enterprise, the paper analyzes the risk degree of each link and comprehensive level of power grid enterprise.It is concluded that the degree of risk severity and the comprehensive risk belong to the safety area of Shaanxi Electric Power Company, and the results of risk assessment of Shaanxi Electric Power Company are evaluated.
【学位授予单位】：长沙理工大学
【学位级别】：硕士
【学位授予年份】：2014
【分类号】：F426.61;F406.7

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