高校专利许可的二叉树期权法定价研究

发布时间：2018-04-08 14:53

本文选题：高校专利　切入点：专利许可定价　出处：《天津大学》2016年硕士论文

【摘要】：我国高校在科研活动中积累了大量的专利,如果能把这些专利成果成功应用于社会生产领域,将创造出巨大的经济效益和社会价值。相关学者对我国高校科技成果转化做了许多研究,但现有的大部分研究都侧重于如何改进现有的高校专利转化模式,专门针对高校专利定价的研究却较少。专利许可是高校专利技术转化实施的一种重要形式,而专利许可定价是实施专利许可的一项关键性前置工作。定价是专利持有方以及许可实施方进行决策的重要依据,确保专利许可价格的公正合理也是高校国有资产管理的客观要求。因此总结出适用于高校专利许可的定价方案,对于提升高校专利管理水平,促进高校专利技术转化都具有积极意义。论文首先分析了高校专利的特点,指出高校专利许可定价应该以收益为基础,充分考虑专利实施过程中收益的波动。其次论文分析了高校专利许可定价的影响因素及现状,针对现有方法的不足,文章提出了运用二叉树期权定价法,在收益现值的基础上计算专利许可定价方案。最后运用这种定价方案分析实际高校专利许可案例,详细说明该方案的计算步骤,将计算结果与实际许可价格进行比较,并对产生差异的原因进行了分析。通过研究,论文给出了针对高校专利许可定价的建议:定价需要综合考虑被许可方、市场条件等多项因素,从而提高定价的准确性;对于专利实施过程中的收益波动,要使用针对性的方法,如本文中运用的二叉树期权法,进行客观的分析;由于双方的信息不完全对称,发明人在专利许可定价过程中可能处于劣势,所以要更多借助专利评估专家的帮助;如果市场变化剧烈,专利许可定价可以按照实施的进度分阶段予以确定。
[Abstract]:Colleges and universities in our country have accumulated a large number of patents in scientific research activities. If we can successfully apply these patent achievements to the field of social production, we will create great economic benefits and social values.Relevant scholars have done a lot of research on the transformation of scientific and technological achievements in colleges and universities in China, but most of the existing studies have focused on how to improve the existing mode of patent transformation in colleges and universities, but there is little research on patent pricing in colleges and universities.Patent license is an important form of patent technology transformation in colleges and universities, and patent license pricing is a key prerequisite for patent licensing.Pricing is an important basis for patent holders and licensees to make decisions, and it is also an objective requirement for the management of state-owned assets in colleges and universities to ensure the fairness and reasonableness of patent license prices.Therefore, it is of positive significance to sum up the pricing scheme which is suitable for the patent license in colleges and universities, which will promote the level of patent management and the transformation of patent technology in colleges and universities.Firstly, this paper analyzes the characteristics of university patent, and points out that the pricing of university patent license should be based on the income, and the fluctuation of the income in the process of patent implementation should be fully considered.Secondly, the paper analyzes the influencing factors and current situation of the patent license pricing in colleges and universities. In view of the shortcomings of the existing methods, this paper puts forward a scheme to calculate the patent license pricing on the basis of the present value of income by using the binomial tree option pricing method.Finally, this pricing scheme is used to analyze the actual cases of university patent license, the calculation steps of the scheme are explained in detail, the calculation results are compared with the actual license price, and the reasons for the difference are analyzed.Through the research, the paper gives the suggestions for the university patent license pricing: the pricing needs to consider the Licensee, market conditions and other factors, so as to improve the accuracy of pricing.We should use targeted methods, such as the binomial tree option method used in this paper, to carry out an objective analysis. Because the information between the two parties is not completely symmetrical, the inventor may be at a disadvantage in the process of pricing the patent license.If the market changes dramatically, patent license pricing can be determined in stages according to the progress of implementation.
【学位授予单位】：天津大学
【学位级别】：硕士
【学位授予年份】：2016
【分类号】：G306;G644

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