中国私募基金发展存在的问题及其对策研究

发布时间：2018-01-02 03:20

本文关键词：中国私募基金发展存在的问题及其对策研究　出处：《吉林大学》2017年硕士论文　论文类型：学位论文

【摘要】：当前中国经济的发展,需要加快产业机构调整和创新型国家建设。国家经济的持续发展要有大量的创新型企业和进行大规模的企业兼并重组,然而当前中国的金融市场的融资体制依旧存在较多的不完善之处,不能够满足创新企业以及相关企业兼并重组的融资要求,特别是创新型中小企业的融资难问题比较突出。国际经验表明,私募基金可以较好地解决高新技术领域以及中小型企业难以融资的问题。私募基金已经逐渐发展为一种必不可少的融资方式。然而在快速的发展过程中,由于中国资本市场不完善,私募基金的发展仍存在诸如:法律规章制度存在较多的缺漏,记录留存备案的数据资料失真、资金募集的相关行为违反了法律制度、公司未采取正当的方式展开管理、行业人才稀缺等问题。目前,在学术界,针对私募基金的发展和风险的研究也进入了一个热潮。因此,加快中国私募基金又好又快的发展具有重要的意义。本文就如何健全相关法律法规体系、提高行业自律、提高风险防控能力、培养专业人才等方面提出相对应的策略,为私募基金的发展提供良好的建议,促进中国经济的健康、有序、快速的发展。本文首先根据经济发展的背景提出发展中国私募基金的必要性,对国内外私募基金的相关研究进行回顾,总结国内外学者对私募基金发展的一般性研究结论,为下文论述奠定理论基础;其次,分析中国私募基金发展的现状;再次,分析中国私募基金发展存在的问题,主要有登记备案信息失真、不合规地筹集资金、投资运作行为违规、公司管理不规范等;第四,分析中国私募基金发展过程中存在问题的原因,主要有滥用登记备案信息、资金来源受限、道德风险无法规避等。最后,提出促进中国私募基金发展的对策建议,即加快法制建设进程,健全相关法律法规;完善自律规则,提高风险防控能力;培养专业人才,提高行业准入标准;适当减少监管部门、自律组织的非市场化干预。
[Abstract]:The current development of Chinese economy, the need to speed up the construction of innovative country industrial structure adjustment and sustainable development of the national economy. There must be lots of innovative companies and large-scale corporate mergers and acquisitions, but the current China financial market financing system still exist many shortcomings, can not meet the merger and reorganization of enterprises and related business innovation the financing requirements, especially innovative SMEs financing problem. The international experience shows that private equity funds can better solve the high-tech fields of small and medium sized enterprises financing difficult problems. Private equity fund has gradually developed into an essential mode of financing. However, in the process of rapid development, the capital market Chinese not perfect, the development of private equity funds still exist such problems as: laws and regulations exist many gaps, the record number of records According to the information distortion, related behavior to raise funds in violation of the law, the company does not take proper way of management, industry problems such as the scarcity of talent. At present, in the academic circles, the research on the development of private equity funds and the risk has entered a boom. It has important significance to speed up the development of Chinese private equity fund and good. This is how to perfect the relevant laws and regulations system, improve industry self-regulation, improve risk control ability, put forward the corresponding strategy for training professional personnel, provide good suggestions for the development of private equity funds, promote the China economy healthy, orderly and rapid development. Firstly, according to the necessity of economic development background the development of private equity fund Chinese, reviewed the relevant research of domestic and foreign private equity funds, summarizes the domestic and foreign scholars on the development of private equity funds to the general research results, for the following This chapter is the theoretical foundation; secondly, analysis of the current situation of the development of Chinese private fund; again, analysis the existence and development of Chinese private equity fund issue, mainly registration information distortion, non-compliance to raise funds, the investment operation of illegal acts, company management is not standardized; fourth, the cause of the problem analysis Chinese private equity fund in the process of development include the abusive registration information, limited sources of funding, to avoid moral hazard. Finally, puts forward some countermeasures and suggestions to promote the development of China private equity funds, which accelerate the process of constructing the legal system, perfect relevant laws and regulations; improve self-discipline rules, improve the risk prevention and control ability; cultivate professional talents, improve industry access standards; appropriate to reduce the non supervision department. The market intervention of the self regulatory organization.

【学位授予单位】：吉林大学
【学位级别】：硕士
【学位授予年份】：2017
【分类号】：F832.51

【参考文献】