新三板市场监管转型研究——基于经济增长模式的视角

发布时间：2018-01-07 06:44

本文关键词：新三板市场监管转型研究——基于经济增长模式的视角　出处：《中国行政管理》2017年04期 　论文类型：期刊论文

【摘要】：建立、健全并完善"全国中小企业股份转让系统(简称新三板)"市场,是我国发展多层次资本市场的重要举措。对新三板市场的监管一方面应体现对公众公司监管的共性要求,另一方面还要探索构建符合新三板挂牌公司自身特点的监管体制。本文认为,我国当前的新三板市场监管还存在着监管规则体制不完善、监管方式与市场发展要求不适应、市场主体自律性不足等问题。对此,本文试从经济增长模式的角度进行了理论分析,提出了尊重市场规律、坚持市场原则,充分调动并发挥市场主体的内生动力,强调构建以自律管理为核心的改革策略和推动监管转型的对策建议。
[Abstract]:Establish, improve and improve the "National small and Medium-sized Enterprises share transfer system (referred to as the New third Board)" market. It is an important measure to develop multi-level capital market in China. On the one hand, the supervision of the new third board market should reflect the common requirements of the supervision of public companies. On the other hand, we also need to explore the construction of a regulatory system that conforms to the characteristics of the new third board listing company. This paper believes that the current supervision system of the new third board market in China is not perfect. The supervision mode is not suitable to the market development request, the market main body self-discipline is insufficient and so on. In view of this, this article tries to carry on the theoretical analysis from the angle of the economic growth pattern, proposed respects the market law, adheres to the market principle. Fully mobilize and give full play to the endogenous power of the main body of the market, emphasize the construction of self-discipline management as the core of the reform strategy and promote regulatory transformation of the countermeasures.
【作者单位】：西南财经大学中国金融研究中心;
【分类号】：F832.51
【正文快照】： 建立、健全并完善“全国中小企业股份转让系统图提出解决方案。在此之前,有必要先来梳理一下目(简称新三板)”是加快发展我国多层次资本市场的必前我国新三板市场的基本情况。然要求,也是完善我国多层次资本市场的重要举措。一、新三板市场及监管体制现状新三板建立3年来,

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