延边地区证券创新业务研究

发布时间：2018-01-18 11:00

本文关键词：延边地区证券创新业务研究　出处：《延边大学》2014年硕士论文　论文类型：学位论文

【摘要】：证券市场作为金融市场的一个重要组成部分,越来越受到广大投资者的关注与参与,而资本市场的发展又对实体经济起到刺激和推动的作用。在证券传统业务竞争日趋激烈,利润逐年下降的背景下,创新业务的发展将引领证券市场走向第三次革命,以证券行业的转型带动整个金融行业的跨越式发展。延边地区在传统证券业务的发展中由于地区的偏远性导致不完全竞争,使延边地区在证券传统业务发展中一直占据着有利的地位,证券市场的净利润在全国同类城市中名列前茅。随着近年来沿海地区证券市场的发展,中小企业在资本市场获得了广阔的发展空间,而延边地区的中小企业在投融资方面逐渐处于弱势地位。本文通过比较证券传统业务与创新业务的引入对延边地区证券市场和实体经济的影响,分析投资者在投资方法、投资决策、投资心理等方面的差异,同时对延边地区证券创新业务未来在互联网金融、轻型营业部、新三板业务等方面进行解读,从而阐明证券创新业务的引入对延边地区证券市场发展的积极影响。研究期间进行传统业务的证券投资者和创新业务的投资者进行数据建模分析,并对现场的多名投资者进行了投资者调查问卷测评和投资者风险承受能力测评。在此期间发现证券创新业务的投资占比在证券市场中的比重占比已经提升到25%至30%,并有逐渐上升的趋势。因此,延边地区证券市场要充分重视创新业务的引入发展,它将有助于刺激延边地区证券行业的第二次发展,活跃当地资本市场,提升中小企业的在证券市场中的融资比重,发挥资本市场对延边经济的推动作用,帮助地方政府协助中小企业共同发展,并帮助延边地区在新一轮的中国经济发展转型中借助资本市场的力量来服务延边的实体经济,推动延边地区实体经济的振兴与腾飞。
[Abstract]:As an important part of the financial market, the securities market is paid more and more attention and participation by the investors. The development of the capital market plays a role in stimulating and promoting the real economy. Under the background of the increasingly fierce competition of traditional securities business and the decline of profit year by year. The development of innovative business will lead the securities market to the third revolution, and the transformation of the securities industry will lead the development of the whole financial industry by leaps and bounds. Yanbian area in the development of traditional securities business due to the remoteness of the region leading to incomplete competition, Yanbian area has been occupying a favorable position in the development of traditional securities business. The net profit of the securities market is among the highest in the same cities in China. With the development of the securities market in the coastal areas in recent years, the small and medium-sized enterprises have got a broad development space in the capital market. The investment and financing of small and medium-sized enterprises in Yanbian area is gradually in a weak position. This paper compares the impact of the introduction of traditional securities business and innovative business on the securities market and the real economy in Yanbian area. This paper analyzes investors' differences in investment methods, investment decisions, investment psychology and so on. At the same time, it interprets the future of securities innovation business in Yanbian area in the aspects of Internet finance, light business department, new three board business and so on. In order to clarify the positive impact of the introduction of securities innovation business on the development of the securities market in Yanbian region. During the research period the traditional business of securities investors and innovative business investors to model the data analysis. A number of investors on the spot were evaluated by investor questionnaire and investor risk tolerance. During this period, it was found that the proportion of investment in securities innovation business in the securities market had risen to 25. % to 30%. Therefore, Yanbian securities market should pay full attention to the introduction and development of innovative business, which will help stimulate the second development of the securities industry in Yanbian region, and activate the local capital market. Enhance the financing proportion of small and medium-sized enterprises in the securities market, give play to the role of the capital market to promote the economy of Yanbian, help local governments to assist small and medium-sized enterprises to develop together. It also helps Yanbian region to serve the real economy of Yanbian with the help of the power of capital market in the new round of economic transformation of China, and to promote the revitalization and take-off of the real economy in Yanbian area.
【学位授予单位】：延边大学
【学位级别】：硕士
【学位授予年份】：2014
【分类号】：F832.51

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