广顺小贷新三板挂牌案例分析

发布时间：2018-04-09 04:14

本文选题：新三板市场　切入点：广顺小贷公司　出处：《辽宁大学》2017年硕士论文

【摘要】：随着《关于全国中小企业股份转让系统有关问题的决定》的发布,我国明确了全国股份转让系统的性质、功能和定位。同时这也标志着新三板正式全面扩容至全国。作为资本市场重要组成部分的新三板的全面扩容,新三板市场的发展也是非常迅速,目前我国新三板市场蓬勃发展,截止2017年4月,全国中小企业股权转让系统登记登记挂牌公司11045家。按市场分层划分,基础层共有10095家,创新层共有945家。按照转让方式划分,做市转让1606家,协议转让9434家。总股本6299. 01亿股,总市值达44171. 44亿元。2017年以来,挂牌公司股票成交6749101. 9767万元,其中做市方式转让的股票成交累计达3143447. 56万元。2015年3月,哈尔滨广顺小额贷款股份有限公司(后文简称“广顺小贷”)正式在新三板挂牌上市,在申请阶段广顺小贷积极配合主办券商兴业证券以及相关中介机构的前期辅导,并辅助其完成各项资质审核。在新三板市场上市给广顺小贷带来了很多益处,拓宽了融资渠道,提高了知名度,规范了企业管理。但是与此同时,市场交易量并没有达到最初预期,这个问题不仅是广顺小贷面临的,也是许多挂牌新三板企业普遍面临的困扰。本文所选取的广顺小贷案例在所有挂牌中小企业中具有一定的代表性。文章通过阐述广顺小贷挂牌上市的流程,挂牌前后存在的问题以及最后提出建议来剖析小额贷款公司在新三板上市的整个过程。本文共分为五个部分。第1部分为本文的绪论,主要介绍本文的研究背景和意义。第2部分是案例介绍,主要是对公司的历史沿革、主营业务和公司股权结构和股东情况进行介绍。同时分析企业所处的内外部环境,本文还介绍了广顺小贷挂牌申请的流程。第3部分主要阐述广顺小贷在新三板挂牌的动因。第4部分阐述广顺小贷挂牌前后存在的问题以及解决办法。第5部分为结论与建议。对论文进行总结:对我国新三板企业发展进行了梳理和总结,其次阐述广顺小贷挂牌后取得良好的发展效果。之后对小贷公司可持续发展提出了建议:小贷公司完善治理水平;加强自身管理水平。
[Abstract]:With the release of the decision on the problems related to the National small and Medium-sized Enterprises share transfer system, China has made clear the nature, function and orientation of the national stock transfer system.At the same time, this also marks a new three-board full-scale expansion to the country.As an important part of the capital market, the overall expansion of the new third board, the development of the new third board market is also very rapid. At present, the new third board market in China is booming, as of April 2017,National small and medium-sized enterprises equity transfer system registration and registration of 11045 companies.According to the market stratification, there are 10095 basic layer, a total of 945 innovation layer.According to the transfer of the division, market transfer of 1606, agreement transfer of 9434.Total share capital 6299.100 million shares, the total market value 44171.4.4 billion yuan. Since 2017, listed companies have traded 6749101.97.67 million yuan, of which the market transfer of shares in the cumulative transaction reached 3143447.560000 yuan. In March 2015, Harbin Guangshun Microloan Co., Ltd. (hereinafter referred to as "Guangshun small loan") was officially listed on the new third board.In the application phase Guangshun small loans actively cooperate with the hosting securities brokerage and related intermediary agencies for early counseling and assist them to complete the qualification audit.Listing in the new third board market has brought many benefits to Guangshun small loans, widened financing channels, improved visibility and standardized enterprise management.But at the same time, the market volume did not meet the initial expectations, this problem is not only facing Guangshun small loans, but also a lot of listed new third board companies are generally faced with problems.This article selects the Guangshun small loan case in all listed SMEs have certain representative.This paper analyzes the whole process of the listing of small loan companies in the new three boards by expounding the flow of listing in Guangshun small loans, the existing problems before and after listing and finally putting forward some suggestions.This paper is divided into five parts.The first part is the introduction of this paper, mainly introduces the research background and significance of this paper.The second part is the case, mainly introduces the history of the company, the main business, the ownership structure of the company and the shareholders.At the same time, the internal and external environment of the enterprise is analyzed, and the application process of Guangshun small loan listing is also introduced.The third part mainly elaborated Guangshun small loan in the new three-board listing motivation.The fourth part expounds the problems and solutions before and after Guangshun small loan listing.The fifth part is the conclusion and recommendation.Summary of the paper: the development of the new three board enterprises in China are combed and summarized. Secondly, the good development results are obtained after the listing of Guangshun small loans.Then it puts forward some suggestions for the sustainable development of the small loan companies: perfecting the governance level of the small loan companies and strengthening their own management level.
【学位授予单位】：辽宁大学
【学位级别】：硕士
【学位授予年份】：2017
【分类号】：F832.51;F832.4

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